Vault-13

ENVESTNET INC ENV 0.75 08.15.25

NOTE 0.750% 8/1 · US DOMESTIC · CUSIP 29404KAE6

45 institutional holders -4 vs Q1 2023
48,017,00048.0m shares reported held*
$313.8mreported value*
1 new 11 added 16 reduced 5 sold out net bought ≈ $5.1m (+13.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $6.54.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 51Q4 22: 52Q1 23: 49Q2 23: 4545Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202251
Q4 202252
Q1 202349
Q2 202345

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 14 bought or addedQ4 22: 26 cut or sold outQ4 22Q1 23: 22 bought or addedQ1 23: 17 cut or sold outQ1 23Q2 23: 12 bought or addedQ2 23: 21 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221426
Q1 20232217
Q2 20231221

Biggest buyers

Fort Baker Capital Management LP Added +15,755,000+15.8m
AMERIPRISE FINANCIAL INC New +12,000,000+12.0m
Opti Capital Management, LP Added +10,552,000+10.6m
JPMORGAN CHASE & CO Added +5,483,000+5.5m
GOLDMAN SACHS GROUP INC Added +1,826,000+1.8m
MORGAN STANLEY Added +1,295,000+1.3m
TENOR CAPITAL MANAGEMENT Co., L.P. Added +1,000,000+1.0m
BARCLAYS PLC Added +451,000+451.0k
Worth Venture Partners, LLC Added +404,000+404.0k
PALISADE CAPITAL MANAGEMENT, LP Added +102,000+102.0k

Biggest sellers

Linden Advisors LP Reduced -17,500,000-17.5m
SHENKMAN CAPITAL MANAGEMENT INC Reduced -3,979,000-4.0m
BNP PARIBAS FINANCIAL MARKETS Reduced -3,070,000-3.1m
BANK OF MONTREAL /CAN/ Reduced -2,900,000-2.9m
READYSTATE ASSET MANAGEMENT LP Sold out -2,500,000-2.5m
BANK OF AMERICA CORP /DE/ Reduced -2,000,000-2.0m
DLD Asset Management, LP Reduced -1,826,000-1.8m
Kohlberg Kravis Roberts & Co. L.P. Reduced -1,670,000-1.7m
BOOTHBAY FUND MANAGEMENT, LLC Reduced -1,529,000-1.5m
PUTNAM INVESTMENTS LLC Reduced -1,291,000-1.3m

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Fort Baker Capital Management LP 3.83% of their portfolio Larkspur, CA 29,255,00029.3m $27.1m $27.1m 3.83% Added +15.8m +15,755,000
2 TENOR CAPITAL MANAGEMENT Co., L.P. 0.54% of their portfolio NEW YORK, NY 28,170,00028.2m $26.0m $26.0m 0.54% Added +1.0m +1,000,000
3 Opti Capital Management, LP 1.69% of their portfolio New York, NY 21,752,00021.8m $20.0m $20.0m 1.69% Added +10.6m +10,552,000
4 LAZARD ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 19,000,00019.0m $17.5m $17.5m 0.02% Reduced -1.0m -1,000,000
5 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 15,848,00015.8m $14.5m $14.5m 0.00% Added +5.5m +5,483,000
6 Linden Advisors LP 0.15% of their portfolio New York, NY 15,222,00015.2m $14.0m $14.0m 0.15% Reduced -17.5m -17,500,000
7 DLD Asset Management, LP 1.87% of their portfolio NEW YORK, NY 14,924,00014.9m $13.9m $13.9m 1.87% Reduced -1.8m -1,826,000
8 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 12,500,00012.5m $11.5m $11.5m 0.00% Reduced -2.9m -2,900,000
9 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 12,000,00012.0m $11.0m $11.0m 0.00% New
10 AVIVA PLC 0.04% of their portfolio LONDON, X0 12,000,00012.0m $11.0m $11.0m 0.04% Unchanged
11 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 11,076,00011.1m $10.2m $10.2m 0.00% Added +1.8m +1,826,000
12 SHENKMAN CAPITAL MANAGEMENT INC 0.71% of their portfolio NEW YORK, NY 9,913,0009.9m $9.2m $9.2m 0.71% Reduced -4.0m -3,979,000
13 OSTERWEIS CAPITAL MANAGEMENT INC 0.58% of their portfolio SAN FRANCISCO, CA 9,490,0009.5m $8.8m $8.8m 0.58% Unchanged
14 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 8,138,0008.1m $7.5m $7.5m 0.00% Added +1.3m +1,295,000
15 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 7,500,0007.5m $6.9m $6.9m 0.00% Unchanged
16 Aequim Alternative Investments LP 0.26% of their portfolio MILL VALLEY, CA 7,500,0007.5m $6.9m $6.9m 0.26% Unchanged
17 ABSOLUTE INVESTMENT ADVISERS, LLC 0.93% of their portfolio ROSEMARY BEACH, FL 7,186,0007.2m $6.6m $6.6m 0.93% Reduced -1.0m -1,000,000
18 FIL Ltd 0.01% of their portfolio HAMILTON, D0 7,000,0007.0m $6.4m $6.4m 0.01% Unchanged
19 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 6,590,0006.6m $6.1m $6.1m 0.00% Reduced -200.0k -200,000
20 Calamos Advisors LLC 0.03% of their portfolio NAPERVILLE, IL 6,000,0006.0m $5.5m $5.5m 0.03% Unchanged
21 BOOTHBAY FUND MANAGEMENT, LLC 0.16% of their portfolio NEW YORK, NY 5,522,0005.5m $5.1m $5.1m 0.16% Reduced -1.5m -1,529,000
22 EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC 0.70% of their portfolio Miamisburg, OH 5,500,0005.5m $5.0m $5.0m 0.70% Unchanged
23 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 5,478,0005.5m $5.0m $5.0m 0.01% Reduced -3.1m -3,070,000
24 PUTNAM INVESTMENTS LLC 0.01% of their portfolio BOSTON, MA 4,952,0005.0m $4.5m $4.5m 0.01% Reduced -1.3m -1,291,000
25 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 4,700,0004.7m $4.3m $4.3m 0.00% Unchanged
26 BlackRock Inc. 0.00% of their portfolio New York, NY 4,160,0004.2m $3.8m $3.8m 0.00% Reduced -400.0k -400,000
27 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 4,158,0004.2m $3.8m $3.8m 0.00% Reduced -1.1m -1,144,000
28 PALISADE CAPITAL MANAGEMENT, LP 0.10% of their portfolio FORT LEE, NJ 4,102,0004.1m $3.8m $3.8m 0.10% Added +102.0k +102,000
29 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.01% of their portfolio FRANKFURT AM MAIN, 2M 4,000,0004.0m $3.7m $3.7m 0.01% Unchanged
30 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.01% of their portfolio Paris, I0 3,500,0003.5m $3.2m $3.2m 0.01% Unchanged
31 Liberty Mutual Group Asset Management Inc. 0.70% of their portfolio Boston, MA 3,000,0003.0m $2.8m $2.8m 0.70% Unchanged
32 Man Group plc 0.01% of their portfolio LONDON, X0 2,900,0002.9m $2.7m $2.7m 0.01% Unchanged
33 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 2,512,0002.5m $2.3m $2.3m 0.00% Added +451.0k +451,000
34 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,425,0002.4m $2.2m $2.2m 0.00% Reduced -2.0m -2,000,000
35 SSI INVESTMENT MANAGEMENT LLC 0.14% of their portfolio Los Angeles, CA 2,242,0002.2m $2.1m $2.1m 0.14% Reduced -24.0k -24,000
36 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2,122,0002.1m $2.0m $2.0m 0.00% Unchanged
37 Worth Venture Partners, LLC 1.03% of their portfolio FORT LEE, NJ 2,029,0002.0m $1.9m $1.9m 1.03% Added +404.0k +404,000
38 Kohlberg Kravis Roberts & Co. L.P. 0.05% of their portfolio NEW YORK, NY 1,623,0001.6m $1.5m $1.5m 0.05% Reduced -1.7m -1,670,000
39 CAMDEN ASSET MANAGEMENT L P /CA 0.05% of their portfolio Los Angeles, CA 1,450,0001.4m $1.3m $1.3m 0.05% Added +50.0k +50,000
40 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 450,000450.0k $408.7k $408.7k 0.00% Reduced -180.0k -180,000
41 KBC Group NV 0.00% of their portfolio Brussels, C9 200,000200.0k $185.0k $185.0k 0.00% Added +100.0k +100,000
42 LAKE STREET ADVISORS GROUP, LLC 0.00% of their portfolio PORTSMOUTH, NH 84,00084.0k $77.0k $77.0k 0.00% Unchanged
43 B. Riley Wealth Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 40,00040.0k $36.8k $36.8k 0.00% Unchanged
44 K2 PRINCIPAL FUND, L.P. 3.65% of their portfolio TORONTO, A6 12,50012.5k $11.5m $11.5m 3.65% Unchanged
45 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged