Vault-13

ENPHASE ENERGY INC ENPH 0 03.01.28

NOTE 3/0 · US DOMESTIC · CUSIP 29355AAK3

53 institutional holders +3 vs Q1 2023
23,214,00023.2m shares reported held*
$458.0mreported value*
9 new 15 added 16 reduced 6 sold out net sold ≈ $16.9m (+7.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($705.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $19.76.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 51Q4 22: 51Q1 23: 50Q2 23: 5353Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202251
Q4 202251
Q1 202350
Q2 202353

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 19 bought or addedQ4 22: 24 cut or sold outQ4 22Q1 23: 25 bought or addedQ1 23: 25 cut or sold outQ1 23Q2 23: 24 bought or addedQ2 23: 22 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221924
Q1 20232525
Q2 20232422

Biggest buyers

JPMORGAN CHASE & CO Added +11,447,000+11.4m
GOLDMAN SACHS GROUP INC Added +10,300,000+10.3m
CQS (US), LLC Added +8,200,000+8.2m
AXA S.A. New +8,000,000+8.0m
BlackRock Inc. Added +7,860,000+7.9m
SONA ASSET MANAGEMENT (US) LLC New +4,250,000+4.2m
SPHERA FUNDS MANAGEMENT LTD. Added +3,585,000+3.6m
TRUIST FINANCIAL CORP New +3,200,000+3.2m
Amundi Added +3,000,000+3.0m
WELLINGTON MANAGEMENT GROUP LLP Added +2,753,000+2.8m

Biggest sellers

AVIVA PLC Reduced -20,000,000-20.0m
CITIGROUP INC Reduced -18,210,000-18.2m
SSI INVESTMENT MANAGEMENT LLC Reduced -16,400,000-16.4m
LAZARD ASSET MANAGEMENT LLC Sold out -15,250,000-15.2m
WOLVERINE ASSET MANAGEMENT LLC Reduced -11,185,000-11.2m
BNP PARIBAS FINANCIAL MARKETS Sold out -9,966,000-10.0m
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main Reduced -2,000,000-2.0m
BANK OF AMERICA CORP /DE/ Reduced -1,272,000-1.3m
CREDIT SUISSE AG/ Reduced -885,000-885.0k
CITADEL ADVISORS LLC Reduced -738,000-738.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VOYA INVESTMENT MANAGEMENT LLC 0.10% of their portfolio ATLANTA, GA 101,360,000101.4m $95.8m $95.8m 0.10% Added +200.0k +200,000
2 ADVENT CAPITAL MANAGEMENT /DE/ 0.63% of their portfolio NEW YORK, NY 33,020,00033.0m $31.2m $31.2m 0.63% Reduced -17.0k -17,000
3 Calamos Advisors LLC 0.15% of their portfolio NAPERVILLE, IL 30,893,00030.9m $28.9m $28.9m 0.15% Reduced -130.0k -130,000
4 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 28,438,00028.4m $26.7m $26.7m 0.00% Added +11.4m +11,447,000
5 Lombard Odier Asset Management (Europe) Ltd 1.12% of their portfolio LONDON, X0 24,774,00024.8m $23.3m $23.3m 1.12% Reduced -18.0k -18,000
6 BlackRock Inc. 0.00% of their portfolio New York, NY 20,110,00020.1m $18.9m $18.9m 0.00% Added +7.9m +7,860,000
7 Amundi 0.01% of their portfolio Paris, I0 15,672,00015.7m $14.7m $14.7m 0.01% Added +3.0m +3,000,000
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 14,988,00015.0m $14.1m $14.1m 0.00% Reduced -1.3m -1,272,000
9 WOLVERINE ASSET MANAGEMENT LLC 0.25% of their portfolio CHICAGO, IL 14,361,00014.4m $13.5m $13.5m 0.25% Reduced -11.2m -11,185,000
10 SPHERA FUNDS MANAGEMENT LTD. 2.88% of their portfolio TEL AVIV, L3 14,310,00014.3m $13.4m $13.4m 2.88% Added +3.6m +3,585,000
11 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 14,305,00014.3m $13.4m $13.4m 0.00% Added +2.2m +2,250,000
12 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.02% of their portfolio FRANKFURT AM MAIN, 2M 14,250,00014.2m $13.3m $13.3m 0.02% Reduced -2.0m -2,000,000
13 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 12,069,00012.1m $11.3m $11.3m 0.00% Added +1.5m +1,500,000
14 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 11,450,00011.4m $10.8m $10.8m 0.00% Unchanged
15 CQS (US), LLC 1.27% of their portfolio NEW YORK, NY 11,200,00011.2m $10.5m $10.5m 1.27% Added +8.2m +8,200,000
16 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 10,740,00010.7m $10.1m $10.1m 0.00% Added +10.3m +10,300,000
17 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 10,000,00010.0m $9.4m $9.4m 0.01% Reduced -18.2m -18,210,000
18 AVIVA PLC 0.04% of their portfolio LONDON, X0 10,000,00010.0m $9.3m $9.3m 0.04% Reduced -20.0m -20,000,000
19 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 9,581,0009.6m $9.0m $9.0m 0.01% Reduced -738.0k -738,000
20 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 8,788,0008.8m $8.3m $8.3m 0.00% Added +2.8m +2,753,000
21 Kohlberg Kravis Roberts & Co. L.P. 0.25% of their portfolio NEW YORK, NY 8,500,0008.5m $8.0m $8.0m 0.25% Unchanged
22 AXA S.A. 0.02% of their portfolio PARIS, I0 8,000,0008.0m $7.5m $7.5m 0.02% New
23 OAKTREE CAPITAL MANAGEMENT LP 0.10% of their portfolio LOS ANGELES, CA 7,726,0007.7m $7.3m $7.3m 0.10% Added +1.0m +1,000,000
24 SHENKMAN CAPITAL MANAGEMENT INC 0.36% of their portfolio NEW YORK, NY 4,956,0005.0m $4.7m $4.7m 0.36% Added +1.3m +1,320,000
25 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 4,324,0004.3m $5.7m $5.7m 0.01% Reduced -885.0k -885,000
26 SONA ASSET MANAGEMENT (US) LLC 0.93% of their portfolio NEW YORK, NY 4,250,0004.2m $4.0m $4.0m 0.93% New
27 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 3,200,0003.2m $3.0m $3.0m 0.01% New
28 WESTWOOD HOLDINGS GROUP INC 0.03% of their portfolio DALLAS, TX 3,000,0003.0m $2.8m $2.8m 0.03% Added +1.5m +1,500,000
29 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,706,0002.7m $2.6m $2.6m 0.00% Added +2.0m +1,984,000
30 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 2,650,0002.6m $2.5m $2.5m 0.00% New
31 ZAZOVE ASSOCIATES LLC 0.22% of their portfolio INCLINE VILLAGE, NV 2,500,0002.5m $2.4m $2.4m 0.22% New
32 PUTNAM INVESTMENTS LLC 0.00% of their portfolio BOSTON, MA 2,149,0002.1m $2.0m $2.0m 0.00% Unchanged
33 Liberty Mutual Group Asset Management Inc. 0.47% of their portfolio Boston, MA 1,975,0002.0m $1.9m $1.9m 0.47% Unchanged
34 Man Group plc 0.00% of their portfolio LONDON, X0 1,650,0001.6m $1.6m $1.6m 0.00% Unchanged
35 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 1,200,0001.2m $1.1m $1.1m 0.00% Reduced -110.0k -110,000
36 AGF MANAGEMENT LTD 0.01% of their portfolio TORONTO, A6 1,050,0001.1m $987.1k $987.1k 0.01% Unchanged
37 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 1,004,0001.0m $935.7k $935.7k 0.00% Added +600.0k +600,000
38 Calamos Wealth Management LLC 0.06% of their portfolio NAPERVILLE, IL 940,000940.0k $880.0k $880.0k 0.06% Reduced -71.0k -71,000
39 Paloma Partners Management Co 0.16% of their portfolio GREENWICH, CT 750,000750.0k $705.1k $705.1k 0.16% New
40 SSI INVESTMENT MANAGEMENT LLC 0.03% of their portfolio Los Angeles, CA 455,000455.0k $427.7k $427.7k 0.03% Reduced -16.4m -16,400,000
41 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 400,000400.0k $375.5k $375.5k 0.00% Unchanged
42 FMR LLC 0.00% of their portfolio BOSTON, MA 300,000300.0k $282.0k $282.0k 0.00% Reduced -700.0k -700,000
43 KBC Group NV 0.00% of their portfolio Brussels, C9 200,000200.0k $188.0k $188.0k 0.00% Unchanged
44 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 175,000175.0k $164.5k $164.5k 0.00% Unchanged
45 Jefferies Financial Group Inc. 0.00% of their portfolio NEW YORK, NY 91,00091.0k $85.8k $85.8k 0.00% New
46 Argent Trust Co 0.00% of their portfolio NASHVILLE, TN 65,00065.0k $61.1k $61.1k 0.00% New
47 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 58,00058.0k $54.5k $54.5k 0.00% Reduced -38.0k -38,000
48 Oaktree Fund Advisors, LLC 0.04% of their portfolio LOS ANGLES, CA 52,00052.0k $49.1k $49.1k 0.04% Unchanged
49 Verition Fund Management LLC 0.17% of their portfolio GREENWICH, CT 11,30911.3k $10.7m $10.7m 0.17% Reduced -2.5k -2,500
50 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 4,0004.0k $3.8k $3.8k 0.00% New
51 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,0004.0k $3.8k $3.8k 0.00% Unchanged
52 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,0001.0k $940 $940 0.00% Unchanged
53 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged