Vault-13

ENPHASE ENERGY INC ENPH 0 03.01.26

NOTE 3/0 · US DOMESTIC · CUSIP 29355AAH0

65 institutional holders +12 vs Q1 2023
22,871,60422.9m shares reported held*
$586.7mreported value*
15 new 18 added 15 reduced 4 sold out net sold ≈ $5.1m (+3.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $25.73.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 51Q4 22: 53Q1 23: 53Q2 23: 6565Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202251
Q4 202253
Q1 202353
Q2 202365

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 27 bought or addedQ4 22: 15 cut or sold outQ4 22Q1 23: 31 bought or addedQ1 23: 25 cut or sold outQ1 23Q2 23: 33 bought or addedQ2 23: 19 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222715
Q1 20233125
Q2 20233319

Biggest buyers

Wellesley Asset Management Added +28,445,506+28.4m
ADVENT CAPITAL MANAGEMENT /DE/ Added +20,520,000+20.5m
BlackRock Inc. Added +9,120,000+9.1m
CITIGROUP INC New +7,075,000+7.1m
DeepCurrents Investment Group LLC New +6,000,000+6.0m
SHENKMAN CAPITAL MANAGEMENT INC Added +4,457,000+4.5m
Nuveen Asset Management, LLC New +4,000,000+4.0m
STATE STREET CORP Added +3,800,000+3.8m
NEW YORK STATE COMMON RETIREMENT FUND Added +3,117,000+3.1m
BNP PARIBAS FINANCIAL MARKETS New +2,503,000+2.5m

Biggest sellers

VOYA INVESTMENT MANAGEMENT LLC Reduced -33,390,000-33.4m
GOLDMAN SACHS GROUP INC Sold out -17,775,000-17.8m
LAZARD ASSET MANAGEMENT LLC Reduced -15,920,000-15.9m
AXA S.A. Sold out -10,550,000-10.6m
Lombard Odier Asset Management (Europe) Ltd Reduced -6,207,000-6.2m
DEUTSCHE BANK AG\ Reduced -5,390,000-5.4m
Man Group plc Reduced -2,450,000-2.5m
JPMORGAN CHASE & CO Reduced -2,237,000-2.2m
WOLVERINE ASSET MANAGEMENT LLC Reduced -1,500,000-1.5m
SSI INVESTMENT MANAGEMENT LLC Sold out -990,000-990.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WOLVERINE ASSET MANAGEMENT LLC 1.64% of their portfolio CHICAGO, IL 93,077,00093.1m $87.4m $87.4m 1.64% Reduced -1.5m -1,500,000
2 ADVENT CAPITAL MANAGEMENT /DE/ 1.63% of their portfolio NEW YORK, NY 86,307,00086.3m $81.5m $81.5m 1.63% Added +20.5m +20,520,000
3 VOYA INVESTMENT MANAGEMENT LLC 0.06% of their portfolio ATLANTA, GA 66,210,00066.2m $62.5m $62.5m 0.06% Reduced -33.4m -33,390,000
4 Calamos Advisors LLC 0.21% of their portfolio NAPERVILLE, IL 44,930,00044.9m $42.1m $42.1m 0.21% Added +8.0k +8,000
5 MacKay Shields LLC 1.09% of their portfolio New York, NY 41,163,00041.2m $38.8m $38.8m 1.09% Reduced -205.0k -205,000
6 LAZARD ASSET MANAGEMENT LLC 0.05% of their portfolio NEW YORK, NY 39,191,00039.2m $37.0m $37.0m 0.05% Reduced -15.9m -15,920,000
7 ZAZOVE ASSOCIATES LLC 2.73% of their portfolio INCLINE VILLAGE, NV 31,740,00031.7m $29.9m $29.9m 2.73% Reduced -360.0k -360,000
8 Wellesley Asset Management 2.19% of their portfolio PORTSMOUTH, NH 28,570,50628.6m $27.0m $27.0m 2.19% Added +28.4m +28,445,506
9 SHENKMAN CAPITAL MANAGEMENT INC 1.90% of their portfolio NEW YORK, NY 25,859,00025.9m $24.4m $24.4m 1.90% Added +4.5m +4,457,000
10 BlackRock Inc. 0.00% of their portfolio New York, NY 19,103,00019.1m $17.9m $17.9m 0.00% Added +9.1m +9,120,000
11 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 16,800,00016.8m $15.7m $15.7m 0.00% Added +3.8m +3,800,000
12 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 10,701,00010.7m $10.1m $10.1m 0.01% Added +3.1m +3,117,000
13 RWC Asset Management LLP 0.48% of their portfolio LONDON, X0 10,500,00010.5m $9.9m $9.9m 0.48% Added +200.0k +200,000
14 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 8,429,0008.4m $7.9m $7.9m 0.00% Reduced -2.2m -2,237,000
15 BNP PARIBAS ASSET MANAGEMENT Holding S.A. 0.02% of their portfolio Paris, I0 8,000,0008.0m $7.5m $7.5m 0.02% Unchanged
16 Man Group plc 0.02% of their portfolio LONDON, X0 7,825,0007.8m $7.4m $7.4m 0.02% Reduced -2.5m -2,450,000
17 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 7,459,0007.5m $7.0m $7.0m 0.00% Added +6.0k +6,000
18 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 7,075,0007.1m $6.6m $6.6m 0.01% New
19 DeepCurrents Investment Group LLC 0.24% of their portfolio NEW YORK, NY 6,000,0006.0m $5.6m $5.6m 0.24% New
20 Lombard Odier Asset Management (Europe) Ltd 0.23% of their portfolio LONDON, X0 5,120,0005.1m $4.8m $4.8m 0.23% Reduced -6.2m -6,207,000
21 CONNING INC. 0.16% of their portfolio HARTFORD, CT 5,000,0005.0m $4.7m $4.7m 0.16% Unchanged
22 PALISADE CAPITAL MANAGEMENT, LP 0.12% of their portfolio FORT LEE, NJ 4,749,0004.7m $4.5m $4.5m 0.12% Added +29.0k +29,000
23 EDMOND DE ROTHSCHILD HOLDING S.A. 0.09% of their portfolio CHAMBESY, V8 4,720,0004.7m $4.4m $4.4m 0.09% Unchanged
24 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 4,000,0004.0m $3.8m $3.8m 0.00% New
25 LBP AM SA 0.06% of their portfolio Paris, I0 2,820,0002.8m $2.7m $2.7m 0.06% Unchanged
26 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,730,0002.7m $2.6m $2.6m 0.00% Reduced -975.0k -975,000
27 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 2,503,0002.5m $2.4m $2.4m 0.00% New
28 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2,318,0002.3m $2.2m $2.2m 0.00% Added +221.0k +221,000
29 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 2,152,0002.2m $2.0m $2.0m 0.00% Reduced -5.4m -5,390,000
30 Amundi 0.00% of their portfolio Paris, I0 2,019,0002.0m $1.9m $1.9m 0.00% Unchanged
31 JUPITER ASSET MANAGEMENT LTD 0.02% of their portfolio London, X0 2,000,0002.0m $1.9m $1.9m 0.02% Unchanged
32 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.00% of their portfolio FRANKFURT AM MAIN, 2M 2,000,0002.0m $1.9m $1.9m 0.00% Unchanged
33 Jefferies Financial Group Inc. 0.04% of their portfolio NEW YORK, NY 1,822,0001.8m $1.7m $1.7m 0.04% New
34 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,578,0001.6m $1.5m $1.5m 0.00% Added +828.0k +828,000
35 ABN AMRO INVESTMENT SOLUTIONS 0.02% of their portfolio PARIS CEDEX 008, I0 1,300,0001.3m $1.2m $1.2m 0.02% Reduced -250.0k -250,000
36 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 1,149,0001.1m $1.1m $1.1m 0.00% Added +630.0k +630,000
37 Quaero Capital S.A. 0.72% of their portfolio GENEVE, V8 1,000,0001.0m $939.7k $939.7k 0.72% Unchanged
38 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 873,000873.0k $822.5k $822.5k 0.00% Added +649.0k +649,000
39 AGF MANAGEMENT LTD 0.01% of their portfolio TORONTO, A6 750,000750.0k $704.6k $704.6k 0.01% Unchanged
40 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 500,000500.0k $471.1k $471.1k 0.00% Unchanged
41 FMR LLC 0.00% of their portfolio BOSTON, MA 400,000400.0k $375.8k $375.8k 0.00% Reduced -600.0k -600,000
42 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 287,000287.0k $269.6k $269.6k 0.00% Unchanged
43 COMERICA BANK 0.00% of their portfolio DALLAS, TX 245,000245.0k $0 $0 0.00% First filing
44 KBC Group NV 0.00% of their portfolio Brussels, C9 200,000200.0k $188.0k $188.0k 0.00% Unchanged
45 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 150,000150.0k $138.7k $138.7k 0.00% New
46 OPPENHEIMER ASSET MANAGEMENT INC. 0.00% of their portfolio NEW YORK, NY 147,000147.0k $138.1k $138.1k 0.00% Added +29.0k +29,000
47 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 141,000141.0k $133.2k $133.2k 0.00% Unchanged
48 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 45,00045.0k $42.3k $42.3k 0.00% New
49 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 43,00043.0k $40.4k $40.4k 0.00% Unchanged
50 LAKE STREET ADVISORS GROUP, LLC 0.00% of their portfolio PORTSMOUTH, NH 39,00039.0k $37.0k $37.0k 0.00% Unchanged
51 Balboa Wealth Partners 0.01% of their portfolio SCOTTSDALE, AZ 33,00033.0k $31.0k $31.0k 0.01% Reduced -4.0k -4,000
52 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 24,00024.0k $22.5k $22.5k 0.00% New
53 UBS Group AG 0.00% of their portfolio ZURICH, V8 22,00022.0k $20.7k $20.7k 0.00% Added +9.0k +9,000
54 Marcum Wealth, LLC 0.00% of their portfolio CLEVELAND, OH 22,00022.0k $20.7k $20.7k 0.00% Reduced -5.0k -5,000
55 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 19,00019.0k $17.9k $17.9k 0.00% New
56 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 19,00019.0k $18.0k $18.0k 0.00% New
57 Goldstein Advisors, LLC 0.00% of their portfolio Madison, WI 14,00014.0k $13.2k $13.2k 0.00% New
58 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 7,7107.7k $719.0k $719.0k 0.01% Added +2.1k +2,080
59 Verition Fund Management LLC 0.08% of their portfolio GREENWICH, CT 5,4195.4k $5.1m $5.1m 0.08% Added +4.0k +3,965
60 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 5,0005.0k $469.8k $469.8k 0.00% New
61 Candriam S.C.A. 0.03% of their portfolio STRASSEN, N4 4,9505.0k $4.7m $4.7m 0.03% Reduced -1.4k -1,350
62 LAFFER TENGLER INVESTMENTS, INC. 0.40% of their portfolio Scottsdale, AZ 1,5851.6k $1.5m $1.5m 0.40% New
63 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2222 $20.7k $20.7k 0.00% New
64 Rehmann Capital Advisory Group 0.00% of their portfolio LANSING, MI 1919 $17.9k $17.9k 0.00% New
65 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged