Vault-13

TCW ETF TRUST SLNZ

SENIOR LOAN ETF · ETP · CUSIP 29287L809

14 institutional holders -4 vs Q3 2025
4,543,1144.5m shares reported held*
$210.4mreported value*
2 new 6 added 5 reduced 6 sold out net sold ≈ $750.7k (-16.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $46.31.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

01020Q4 24: 15Q1 25: 19Q2 25: 20Q3 25: 18Q4 25: 1414Q4 24Q1 25Q2 25Q3 25Q4 25
Numbers
QuarterHolders
Q4 202415
Q1 202519
Q2 202520
Q3 202518
Q4 202514

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q1 25: 9 bought or addedQ1 25: 9 cut or sold outQ1 25Q2 25: 10 bought or addedQ2 25: 7 cut or sold outQ2 25Q3 25: 9 bought or addedQ3 25: 7 cut or sold outQ3 25Q4 25: 8 bought or addedQ4 25: 11 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 202599
Q2 2025107
Q3 202597
Q4 2025811

Biggest buyers

TCW GROUP INC Added +42,660+42.7k
JANE STREET GROUP, LLC Added +31,007+31.0k
ROYAL BANK OF CANADA Added +18,586+18.6k
MOODY NATIONAL BANK TRUST DIVISION Added +16,851+16.9k
Thrivent Financial for Lutherans New +4,876+4.9k
PFG Investments, LLC Added +499+499
UBS Group AG New +65+65
CREATIVE FINANCIAL DESIGNS INC /ADV Added +3+3

Biggest sellers

ROVIN CAPITAL /UT/ /ADV Reduced -42,073-42.1k
ENVESTNET ASSET MANAGEMENT INC Sold out -36,360-36.4k
LPL Financial LLC Reduced -19,085-19.1k
CPA Asset Management Group, LLC Sold out -13,635-13.6k
Frontier Asset Management, LLC Sold out -9,773-9.8k
WBI INVESTMENTS, LLC Reduced -5,672-5.7k
AE Wealth Management LLC Sold out -2,339-2.3k
PRINCIPAL SECURITIES, INC. Reduced -1,079-1.1k
OSAIC HOLDINGS, INC. Sold out -547-547
Global Retirement Partners, LLC Sold out -102-102

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 TCW GROUP INC 1.39% of their portfolio LOS ANGELES, CA 4,204,6964.2m $194.7m $194.7m 1.39% Added +42.7k +42,660
2 MOODY NATIONAL BANK TRUST DIVISION 0.71% of their portfolio GALVESTON, TX 158,982159.0k $7.4m $7.4m 0.71% Added +16.9k +16,851
3 ROVIN CAPITAL /UT/ /ADV 0.68% of their portfolio MESA, AZ 55,60855.6k $2.6m $2.6m 0.68% Reduced -42.1k -42,073
4 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 38,83938.8k $1.8m $1.8m 0.00% Added +31.0k +31,007
5 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 29,19429.2k $1.4m $1.4m 0.00% Added +18.6k +18,586
6 WBI INVESTMENTS, LLC 0.23% of their portfolio RED BANK, NJ 18,71118.7k $866.5k $866.5k 0.23% Reduced -5.7k -5,672
7 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 10,21210.2k $472.9k $472.9k 0.00% Reduced -19.1k -19,085
8 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 9,4829.5k $439.1k $439.1k 0.00% Reduced -93 -93
9 PFG Investments, LLC 0.01% of their portfolio WOODBURY, NY 6,3396.3k $293.6k $293.6k 0.01% Added +499 +499
10 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 5,9335.9k $274.8k $274.8k 0.00% Reduced -1.1k -1,079
11 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 4,8764.9k $226.0k $226.0k 0.00% New
12 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 119119 $5.5k $5.5k 0.00% Added +3 +3
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 6565 $3.0k $3.0k 0.00% New
14 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5858 $2.7k $2.7k 0.00% Unchanged