Vault-13

TCW ETF TRUST SLNZ

SENIOR LOAN ETF · ETP · CUSIP 29287L809

18 institutional holders -2 vs Q2 2025
4,559,3254.6m shares reported held*
$214.4mreported value*
1 new 8 added 5 reduced 2 sold out net sold ≈ $13.4m (-285.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $47.03.

Trends to Q3 2025

Institutional holders

Managers reporting a position, each quarter

01020Q4 24: 15Q1 25: 19Q2 25: 20Q3 25: 1818Q4 24Q1 25Q2 25Q3 25
Numbers
QuarterHolders
Q4 202415
Q1 202519
Q2 202520
Q3 202518

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q1 25: 9 bought or addedQ1 25: 9 cut or sold outQ1 25Q2 25: 10 bought or addedQ2 25: 7 cut or sold outQ2 25Q3 25: 9 bought or addedQ3 25: 7 cut or sold outQ3 25
Numbers
QuarterBought or addedCut or sold out
Q1 202599
Q2 2025107
Q3 202597

Biggest buyers

ROVIN CAPITAL /UT/ /ADV Added +49,598+49.6k
ROYAL BANK OF CANADA New +10,608+10.6k
ENVESTNET ASSET MANAGEMENT INC Added +1,914+1.9k
Frontier Asset Management, LLC Added +1,577+1.6k
LPL Financial LLC Added +1,507+1.5k
PFG Investments, LLC Added +658+658
AE Wealth Management LLC Added +38+38
COMMONWEALTH EQUITY SERVICES, LLC Added +38+38
CREATIVE FINANCIAL DESIGNS INC /ADV Added +2+2

Biggest sellers

TCW GROUP INC Reduced -173,743-173.7k
Cetera Investment Advisers Sold out -76,990-77.0k
JANE STREET GROUP, LLC Reduced -68,731-68.7k
MOODY NATIONAL BANK TRUST DIVISION Reduced -21,796-21.8k
WBI INVESTMENTS, LLC Reduced -5,698-5.7k
Bristlecone Advisors, LLC Sold out -3,478-3.5k
PRINCIPAL SECURITIES, INC. Reduced -490-490

Holders, Q3 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 TCW GROUP INC 1.64% of their portfolio LOS ANGELES, CA 4,162,0364.2m $195.8m $195.8m 1.64% Reduced -173.7k -173,743
2 MOODY NATIONAL BANK TRUST DIVISION 0.56% of their portfolio GALVESTON, TX 142,131142.1k $6.7m $6.7m 0.56% Reduced -21.8k -21,796
3 ROVIN CAPITAL /UT/ /ADV 0.66% of their portfolio MESA, AZ 97,68197.7k $4.6m $4.6m 0.66% Added +49.6k +49,598
4 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 36,36036.4k $1.7m $1.7m 0.00% Added +1.9k +1,914
5 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 29,29729.3k $1.4m $1.4m 0.00% Added +1.5k +1,507
6 WBI INVESTMENTS, LLC 0.29% of their portfolio RED BANK, NJ 24,38324.4k $1.1m $1.1m 0.29% Reduced -5.7k -5,698
7 CPA Asset Management Group, LLC 0.25% of their portfolio WEST PALM BEACH, FL 13,63513.6k $641.3k $641.3k 0.25% Unchanged
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 10,60810.6k $499.0k $499.0k 0.00% New
9 Frontier Asset Management, LLC 0.11% of their portfolio SHERIDAN, WY 9,7739.8k $459.7k $459.7k 0.11% Added +1.6k +1,577
10 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 9,5759.6k $450.0k $450.0k 0.00% Added +38 +38
11 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 7,8327.8k $368.4k $368.4k 0.00% Reduced -68.7k -68,731
12 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 7,0127.0k $329.8k $329.8k 0.01% Reduced -490 -490
13 PFG Investments, LLC 0.01% of their portfolio WOODBURY, NY 5,8405.8k $274.7k $274.7k 0.01% Added +658 +658
14 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 2,3392.3k $110.0k $110.0k 0.00% Added +38 +38
15 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 547547 $25.8k $25.8k 0.00% Unchanged
16 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 116116 $5.4k $5.4k 0.00% Added +2 +2
17 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 102102 $4.8k $4.8k 0.00% Unchanged
18 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 5858 $2.7k $2.7k 0.00% Unchanged