Vault-13

TCW ETF TRUST PWRD

TRANSFORM SYSTEM · ETP · CUSIP 29287L205

51 institutional holders +11 vs Q3 2024
8,304,1748.3m shares reported held*
$602.7mreported value*
6 new 21 added 12 reduced 2 sold out net bought ≈ $288.3m (+4.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($991.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $72.57. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 9Q4 22: 11Q1 23: 14Q2 23: 20Q3 23: 23Q4 23: 25Q1 24: 30Q2 24: 38Q3 24: 40Q4 24: 5151Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 20229
Q4 202211
Q1 202314
Q2 202320
Q3 202323
Q4 202325
Q1 202430
Q2 202438
Q3 202440
Q4 202451

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 23: 11 bought or addedQ1 23: 2 cut or sold outQ2 23: 12 bought or addedQ2 23: 2 cut or sold outQ2 23Q3 23: 11 bought or addedQ3 23: 8 cut or sold outQ4 23: 15 bought or addedQ4 23: 11 cut or sold outQ4 23Q1 24: 19 bought or addedQ1 24: 8 cut or sold outQ2 24: 19 bought or addedQ2 24: 14 cut or sold outQ2 24Q3 24: 22 bought or addedQ3 24: 16 cut or sold outQ4 24: 27 bought or addedQ4 24: 14 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023112
Q2 2023122
Q3 2023118
Q4 20231511
Q1 2024198
Q2 20241914
Q3 20242216
Q4 20242714

Biggest buyers

Dynasty Wealth Management, LLC Added +1,932,424+1.9m
JPMORGAN CHASE & CO Added +1,821,662+1.8m
ASPIRIANT, LLC Added +104,137+104.1k
Procyon Advisors, LLC Added +48,913+48.9k
UNIQUE WEALTH, LLC Added +25,216+25.2k
ALBION FINANCIAL GROUP /UT Added +24,743+24.7k
Lido Advisors, LLC New +15,436+15.4k
Smart Portfolios, LLC Added +13,923+13.9k
TCW GROUP INC New +10,087+10.1k
ENVESTNET ASSET MANAGEMENT INC Added +9,854+9.9k

Biggest sellers

GTS SECURITIES LLC Reduced -56,028-56.0k
3EDGE Asset Management, LP Reduced -8,344-8.3k
JANE STREET GROUP, LLC Sold out -3,773-3.8k
REDW Wealth LLC Reduced -2,803-2.8k
Cambridge Investment Research Advisors, Inc. Reduced -1,462-1.5k
Cyndeo Wealth Partners, LLC Reduced -1,179-1.2k
Orion Portfolio Solutions, LLC Reduced -656-656
Orion Porfolio Solutions, LLC Reduced -656-656
Edge Capital Group, LLC Reduced -649-649
MGO ONE SEVEN LLC Reduced -450-450

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Dynasty Wealth Management, LLC 3.33% of their portfolio ST. PETERSBURG, FL 2,663,0432.7m $193.3m $193.3m 3.33% Added +1.9m +1,932,424
2 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 2,010,1122.0m $145.9m $145.9m 0.01% Added +1.8m +1,821,662
3 SAGESPRING WEALTH PARTNERS, LLC 3.65% of their portfolio FRANKLIN, TN 1,905,8861.9m $138.3m $138.3m 3.65% First filing
4 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 741,435741.4k $53.8m $53.8m 0.02% Added +9.9k +9,854
5 ASPIRIANT, LLC 0.34% of their portfolio San Francisco, CA 131,487131.5k $9.5m $9.5m 0.34% Added +104.1k +104,137
6 Procyon Advisors, LLC 0.47% of their portfolio SHELTON, CT 101,147101.1k $7.3m $7.3m 0.47% Added +48.9k +48,913
7 Signify Wealth 7.46% of their portfolio SAINT LOUIS, MO 91,02591.0k $6.6m $6.6m 7.46% Added +4.8k +4,847
8 Centerline Wealth Advisors, LLC 2.93% of their portfolio LOUISVILLE, KY 68,84268.8k $5.0m $5.0m 2.93% First filing
9 ALBION FINANCIAL GROUP /UT 0.32% of their portfolio SALT LAKE CITY, UT 64,22164.2k $4.7m $4.7m 0.32% Added +24.7k +24,743
10 3EDGE Asset Management, LP 0.27% of their portfolio Naples, FL 60,47060.5k $4.4m $4.4m 0.27% Reduced -8.3k -8,344
11 UNIQUE WEALTH, LLC 0.87% of their portfolio TAMPA, FL 57,76657.8k $4.2m $4.2m 0.87% Added +25.2k +25,216
12 AVALON CAPITAL MANAGEMENT 1.17% of their portfolio Port Of Redwood City, CA 49,96350.0k $3.6m $3.6m 1.17% Added +3.6k +3,614
13 Cyndeo Wealth Partners, LLC 0.24% of their portfolio ST. PETERSBURG, FL 48,87648.9k $3.5m $3.5m 0.24% Reduced -1.2k -1,179
14 Smart Portfolios, LLC 1.95% of their portfolio LAKE FOREST PARK, WA 25,61725.6k $1.9m $1.9m 1.95% Added +13.9k +13,923
15 BELLEVUE ASSET MANAGEMENT, LLC 0.78% of their portfolio BELLEVUE, WA 20,91820.9k $1.5m $1.5m 0.78% Added +127 +127
16 TFC Financial Management, Inc. 0.22% of their portfolio BOSTON, MA 19,17619.2k $1.4m $1.4m 0.22% Reduced -81 -81
17 GTS SECURITIES LLC 0.06% of their portfolio NEW YORK, NY 18,11218.1k $1.3m $1.3m 0.06% Reduced -56.0k -56,028
18 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 15,43615.4k $1.1m $1.1m 0.01% New
19 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 14,48614.5k $1.1m $1.1m 0.01% Reduced -656 -656
20 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 14,48614.5k $1.1m $1.1m 0.01% Reduced -656 -656
21 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 14,14714.1k $1.0m $1.0m 0.01% Added +504 +504
22 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 14,01514.0k $1.0m $1.0m 0.00% Added +3.3k +3,285
23 Portside Wealth Group, LLC 0.16% of their portfolio Provo, UT 13,66113.7k $991.4k $991.4k 0.16% Added +735 +735
24 Quotient Wealth Partners, LLC 0.03% of their portfolio DALLAS, TX 13,04013.0k $946.3k $946.3k 0.03% Added +4.6k +4,623
25 Bristlecone Advisors, LLC 0.07% of their portfolio BELLEVUE, WA 12,86912.9k $933.9k $933.9k 0.07% Added +3.0k +2,982
26 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 12,79912.8k $928.8k $928.8k 0.00% First filing
27 MGO ONE SEVEN LLC 0.04% of their portfolio Beachwood, OH 12,55212.6k $910.9k $910.9k 0.04% Reduced -450 -450
28 Millstone Evans Group, LLC 0.53% of their portfolio BOULDER, CO 10,72710.7k $778.5k $778.5k 0.53% First filing
29 BECKER CAPITAL MANAGEMENT INC 0.02% of their portfolio Portland, OR 10,10610.1k $733.4k $733.4k 0.02% Added +360 +360
30 TCW GROUP INC 0.01% of their portfolio LOS ANGELES, CA 10,08710.1k $732.0k $732.0k 0.01% New
31 Fairvoy Private Wealth, LLC 0.19% of their portfolio BIRMINGHAM, AL 10,00210.0k $725.8k $725.8k 0.19% First filing
32 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 7,7247.7k $560.5k $560.5k 0.00% Added +6.5k +6,469
33 NAPA WEALTH MANAGEMENT 0.22% of their portfolio Napa, CA 7,0327.0k $510.3k $510.3k 0.22% Added +275 +275
34 CAPITAL WEALTH MANAGEMENT, LLC 0.18% of their portfolio W. WARWICK, RI 5,8955.9k $427.8k $427.8k 0.18% New
35 PUREfi Wealth, LLC 0.36% of their portfolio BOSTON, MA 5,0595.1k $367.1k $367.1k 0.36% First filing
36 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 4,6454.6k $337.0k $337.0k 0.00% Reduced -1.5k -1,462
37 Roberts Wealth Advisors, LLC 0.11% of their portfolio PALO ALTO, CA 4,5444.5k $353.6k $353.6k 0.11% Unchanged
38 REDW Wealth LLC 0.11% of their portfolio ALBUQUERQUE, NM 4,3454.3k $315.3k $315.3k 0.11% Reduced -2.8k -2,803
39 Trademark Financial Management, LLC 0.24% of their portfolio Bloomington, MN 4,1554.2k $301.5k $301.5k 0.24% Added +149 +149
40 Argyle Capital Partners, LLC 0.20% of their portfolio LOS ANGELES, CA 3,1963.2k $231.9k $231.9k 0.20% First filing
41 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 3,1113.1k $225.8k $225.8k 0.00% New
42 Sandy Spring Bank 0.01% of their portfolio Olney, MD 3,0003.0k $217.7k $217.7k 0.01% New
43 Edge Capital Group, LLC 0.01% of their portfolio ATLANTA, GA 2,9743.0k $215.8k $215.8k 0.01% Reduced -649 -649
44 Sloy Dahl & Holst, LLC 0.03% of their portfolio Vancouver, WA 2,9102.9k $211.2k $211.2k 0.03% New
45 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,2641.3k $91.7k $91.7k 0.00% Reduced -5 -5
46 Financially Speaking Inc 0.03% of their portfolio GREENWOOD VILLAGE, CO 606606 $44.0k $44.0k 0.03% First filing
47 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 420420 $30.5k $30.5k 0.00% Reduced -1 -1
48 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 385385 $28.0k $28.0k 0.00% Added +163 +163
49 Financial Connections Group, Inc. 0.00% of their portfolio CORTE MADERA, CA 6060 $4.0k $4.0k 0.00% Unchanged
50 TCTC Holdings, LLC 0.00% of their portfolio DALLAS, TX 11 $71 $71 0.00% Unchanged
51 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged