Vault-13

TCW ETF TRUST VOTE

TRANSFRM 500 ETF · ETP · CUSIP 29287L106

71 institutional holders +2 vs Q1 2024
7,407,5437.4m shares reported held*
$471.0mreported value*
6 new 26 added 22 reduced 4 sold out net bought ≈ $23.5m (+370.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $63.58.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 40Q4 22: 44Q1 23: 48Q2 23: 49Q3 23: 52Q4 23: 63Q1 24: 69Q2 24: 7171Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202240
Q4 202244
Q1 202348
Q2 202349
Q3 202352
Q4 202363
Q1 202469
Q2 202471

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 21 bought or addedQ4 22: 11 cut or sold outQ4 22Q1 23: 27 bought or addedQ1 23: 10 cut or sold outQ2 23: 20 bought or addedQ2 23: 20 cut or sold outQ2 23Q3 23: 28 bought or addedQ3 23: 13 cut or sold outQ4 23: 30 bought or addedQ4 23: 18 cut or sold outQ4 23Q1 24: 43 bought or addedQ1 24: 14 cut or sold outQ2 24: 32 bought or addedQ2 24: 26 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222111
Q1 20232710
Q2 20232020
Q3 20232813
Q4 20233018
Q1 20244314
Q2 20243226

Biggest buyers

Betterment LLC Added +211,684+211.7k
GOLDMAN SACHS GROUP INC Added +178,080+178.1k
Thrivent Financial for Lutherans Added +45,128+45.1k
Angeles Investment Advisors, LLC Added +30,222+30.2k
Ballentine Partners, LLC New +27,308+27.3k
Financial Insights, Inc. Added +13,353+13.4k
Tolleson Wealth Management, Inc. New +12,000+12.0k
OSAIC HOLDINGS, INC. Added +9,971+10.0k
CITADEL ADVISORS LLC New +6,949+6.9k
Advisory Services Network, LLC Added +6,409+6.4k

Biggest sellers

JPMORGAN CHASE & CO Reduced -96,106-96.1k
MORGAN STANLEY Reduced -28,096-28.1k
Tower Research Capital LLC (TRC) Sold out -20,278-20.3k
GTS SECURITIES LLC Reduced -10,769-10.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -10,562-10.6k
Cambridge Investment Research Advisors, Inc. Reduced -6,308-6.3k
Bank of New York Mellon Corp Reduced -3,642-3.6k
ROYAL BANK OF CANADA Reduced -3,176-3.2k
MONETA GROUP INVESTMENT ADVISORS LLC Reduced -2,108-2.1k
Parallel Advisors, LLC Sold out -1,993-2.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
PNC FINANCIAL SERVICES GROUP, INC. 13G · institution +1.4 pts · filed 2025-11-07 9.9% +1.4 pts 1.1m≈ $101.3m 2025-11-07

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,315,4301.3m $83.6m $83.6m 0.00% Reduced -96.1k -96,106
2 Betterment LLC 0.20% of their portfolio NEW YORK, NY 1,187,3881.2m $75.5m $75.5m 0.20% Added +211.7k +211,684
3 Angeles Investment Advisors, LLC 3.50% of their portfolio SANTA MONICA, CA 1,080,6091.1m $68.7m $68.7m 3.50% Added +30.2k +30,222
4 Thrivent Financial for Lutherans 0.09% of their portfolio Minneapolis, MN 727,023727.0k $46.2m $46.2m 0.09% Added +45.1k +45,128
5 PNC Financial Services Group, Inc. 0.03% of their portfolio Pittsburgh, PA 690,677690.7k $43.9m $43.9m 0.03% Added +1.1k +1,117
6 National Philanthropic Trust 0.58% of their portfolio Jenkintown, PA 476,634476.6k $30.3m $30.3m 0.58% Unchanged
7 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 377,910377.9k $24.0m $24.0m 0.00% Added +178.1k +178,080
8 Dorsey & Whitney Trust CO LLC 0.82% of their portfolio SIOUX FALLS, SD 186,849186.8k $11.9m $11.9m 0.82% Reduced -870 -870
9 Litman Gregory Wealth Management LLC 0.98% of their portfolio LARKSPUR, CA 174,350174.3k $11.1m $11.1m 0.98% Reduced -748 -748
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 163,865163.9k $10.4m $10.4m 0.00% Added +126 +126
11 Pathstone Holdings, LLC 0.03% of their portfolio ENGLEWOOD, NJ 114,627114.6k $7.3m $7.3m 0.03% Unchanged
12 Mutual Advisors, LLC 0.20% of their portfolio OMAHA, NE 104,342104.3k $6.6m $6.6m 0.20% Reduced -1.2k -1,220
13 Financial Insights, Inc. 1.77% of their portfolio TACOMA, WA 100,180100.2k $6.4m $6.4m 1.77% Added +13.4k +13,353
14 Values Added Financial LLC 4.32% of their portfolio WASHINGTON, DC 94,23994.2k $6.0m $6.0m 4.32% Reduced -1.5k -1,462
15 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 81,97882.0k $5.2m $5.2m 0.02% Reduced -6.3k -6,308
16 Phoenix Wealth Advisors 1.68% of their portfolio CHAPEL HILL, NC 52,58352.6k $3.3m $3.3m 1.68% Reduced -1.1k -1,133
17 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 49,75649.8k $3.2m $3.2m 0.00% Reduced -3.6k -3,642
18 GTS SECURITIES LLC 0.06% of their portfolio NEW YORK, NY 43,30743.3k $2.8m $2.8m 0.06% Reduced -10.8k -10,769
19 Ballentine Partners, LLC 0.03% of their portfolio Waltham, MA 27,30827.3k $1.7m $1.7m 0.03% New
20 MONETA GROUP INVESTMENT ADVISORS LLC 0.02% of their portfolio ST LOUIS, MO 24,16224.2k $1.5m $1.5m 0.02% Reduced -2.1k -2,108
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 23,50523.5k $1.5m $1.5m 0.00% Reduced -10.6k -10,562
22 BRIGHTON JONES LLC 0.04% of their portfolio SEATTLE, WA 21,12721.1k $1.3m $1.3m 0.04% Added +3 +3
23 ASPIRIANT, LLC 0.05% of their portfolio San Francisco, CA 19,31619.3k $1.2m $1.2m 0.05% Unchanged
24 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 17,22817.2k $1.1m $1.1m 0.00% Reduced -28.1k -28,096
25 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 16,76516.8k $1.1m $1.1m 0.02% Added +6.4k +6,409
26 MISSION WEALTH MANAGEMENT, LP 0.03% of their portfolio Santa Barbara, CA 16,68316.7k $1.1m $1.1m 0.03% Unchanged
27 Hirtle & Co., LLC 0.04% of their portfolio WEST CONSHOHOCKEN, PA 15,96616.0k $1.0m $1.0m 0.04% Unchanged
28 Tolleson Wealth Management, Inc. 0.15% of their portfolio DALLAS, TX 12,00012.0k $763.0k $763.0k 0.15% New
29 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 10,92210.9k $694.4k $694.4k 0.00% Added +498 +498
30 Breakwater Investment Management 0.31% of their portfolio SEATTLE, WA 10,82410.8k $688.2k $688.2k 0.31% Added +49 +49
31 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 10,48110.5k $666.4k $666.4k 0.00% Added +10.0k +9,971
32 SEEDS INVESTOR LLC 0.34% of their portfolio NEW YORK, NY 10,45210.5k $664.5k $664.5k 0.34% Added +5.6k +5,573
33 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 10,39110.4k $660.6k $660.6k 0.01% Added +1.0k +1,022
34 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 10,34310.3k $657.6k $657.6k 0.01% Added +2.8k +2,801
35 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 10,34310.3k $657.6k $657.6k 0.01% Added +2.8k +2,801
36 Valeo Financial Advisors, LLC 0.02% of their portfolio CARMEL, IN 10,25510.3k $652.0k $652.0k 0.02% Reduced -93 -93
37 Sage Advisory Services, Ltd.Co. 0.17% of their portfolio AUSTIN, TX 9,5359.5k $606.0k $606.0k 0.17% Reduced -1.9k -1,941
38 Fiduciary Trust Co 0.01% of their portfolio Boston, MA 8,0458.0k $511.5k $511.5k 0.01% Unchanged
39 Focus Partners Advisor Solutions, LLC 0.01% of their portfolio SAINT LOUIS, MO 7,8487.8k $499.0k $499.0k 0.01% Added +4.1k +4,140
40 Portland Global Advisors LLC 0.06% of their portfolio PORTLAND, ME 7,2707.3k $462.2k $462.2k 0.06% Reduced -1.6k -1,605
41 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 6,9496.9k $441.8k $441.8k 0.00% New
42 Per Stirling Capital Management, LLC. 0.07% of their portfolio AUSTIN, TX 6,6436.6k $422.4k $422.4k 0.07% Added +5 +5
43 Stephens Consulting, LLC 0.11% of their portfolio FLINT, MI 6,2486.2k $397.2k $397.2k 0.11% Reduced -251 -251
44 SVB WEALTH LLC 0.01% of their portfolio BOSTON, MA 6,0906.1k $387.2k $387.2k 0.01% Unchanged
45 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 5,7595.8k $366.2k $366.2k 0.00% Reduced -120 -120
46 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 5,6545.7k $359.5k $359.5k 0.00% Added +112 +112
47 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 5,2555.3k $334.1k $334.1k 0.00% Added +106 +106
48 JMG Financial Group, Ltd. 0.01% of their portfolio DOWNERS GROVE, IL 4,7944.8k $304.8k $304.8k 0.01% Reduced -188 -188
49 Caprock Group, LLC 0.01% of their portfolio BOISE, ID 4,7214.7k $300.2k $300.2k 0.01% Added +15 +15
50 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 4,5634.6k $290.1k $290.1k 0.00% Reduced -94 -94
51 WOODMONT INVESTMENT COUNSEL LLC 0.02% of their portfolio NASHVILLE, TN 4,1814.2k $265.8k $265.8k 0.02% Unchanged
52 Capasso Planning Partners LLC 0.09% of their portfolio CHARLESTON, SC 4,1344.1k $262.8k $262.8k 0.09% Unchanged
53 RIDGECREST WEALTH PARTNERS, LLC 0.13% of their portfolio MILL VALLEY, CA 3,2883.3k $209.1k $209.1k 0.13% New
54 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 1,4881.5k $96.6k $96.6k 0.00% Unchanged
55 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 989989 $63.0k $63.0k 0.00% Reduced -3.2k -3,176
56 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 984984 $63.0k $63.0k 0.00% Added +3 +3
57 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.01% of their portfolio BLUE BELL, PA 923923 $58.7k $58.7k 0.01% Unchanged
58 Fairman Group, LLC 0.05% of their portfolio CHESTERBROOK, PA 722722 $45.9k $45.9k 0.05% Added +390 +390
59 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 565565 $35.9k $35.9k 0.00% Added +177 +177
60 Sandy Spring Bank 0.00% of their portfolio Olney, MD 309309 $19.6k $19.6k 0.00% New
61 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 200200 $12.3k $12.3k 0.00% Unchanged
62 GoalVest Advisory LLC 0.00% of their portfolio New York, NY 135135 $8.6k $8.6k 0.00% Unchanged
63 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 102102 $6.5k $6.5k 0.00% New
64 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 100100 $6.4k $6.4k 0.00% Unchanged
65 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 8080 $5.1k $5.1k 0.00% Reduced -1 -1
66 Financial Connections Group, Inc. 0.00% of their portfolio CORTE MADERA, CA 6969 $4.0k $4.0k 0.00% Reduced -1 -1
67 BALDWIN WEALTH PARTNERS LLC/MA 0.00% of their portfolio Marion, MA 5050 $3.2k $3.2k 0.00% Unchanged
68 Ruedi Wealth Management, Inc. 0.00% of their portfolio CHAMPAIGN, IL 2121 $1.4k $1.4k 0.00% Added +3 +3
69 Trust Co 0.00% of their portfolio MANHATTAN, KS 77 $470 $470 0.00% Unchanged
70 FMR LLC 0.00% of their portfolio BOSTON, MA 44 $254 $254 0.00% Added +3 +3
71 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged