Vault-13

TCW ETF TRUST VOTE

TRANSFRM 500 ETF · ETP · CUSIP 29287L106

112 institutional holders -1 vs Q1 2026
8,687,9448.7m shares reported held*
$765.8mreported value*
11 new 35 added 29 reduced 8 sold out net bought ≈ $9.4m (+106.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($927.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $88.14.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 40Q4 22: 44Q1 23: 48Q2 23: 49Q3 23: 52Q4 23: 63Q1 24: 69Q2 24: 71Q3 24: 80Q4 24: 80Q1 25: 86Q2 25: 87Q3 25: 93Q4 25: 100Q1 26: 113Q2 26: 112112Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202240
Q4 202244
Q1 202348
Q2 202349
Q3 202352
Q4 202363
Q1 202469
Q2 202471
Q3 202480
Q4 202480
Q1 202586
Q2 202587
Q3 202593
Q4 2025100
Q1 2026113
Q2 2026112

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 44 bought or addedQ3 24: 14 cut or sold outQ4 24: 38 bought or addedQ4 24: 31 cut or sold outQ4 24Q1 25: 48 bought or addedQ1 25: 21 cut or sold outQ2 25: 47 bought or addedQ2 25: 21 cut or sold outQ2 25Q3 25: 48 bought or addedQ3 25: 26 cut or sold outQ4 25: 44 bought or addedQ4 25: 26 cut or sold outQ4 25Q1 26: 60 bought or addedQ1 26: 23 cut or sold outQ2 26: 46 bought or addedQ2 26: 37 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20244414
Q4 20243831
Q1 20254821
Q2 20254721
Q3 20254826
Q4 20254426
Q1 20266023
Q2 20264637

Biggest buyers

Angeles Investment Advisors, LLC Added +124,758+124.8k
Fund Evaluation Group, LLC Added +80,305+80.3k
Cambridge Investment Research Advisors, Inc. Added +60,404+60.4k
Orion Porfolio Solutions, LLC Added +37,943+37.9k
ASPIRIANT, LLC Added +35,588+35.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +24,746+24.7k
PNC Financial Services Group, Inc. Added +18,987+19.0k
Jordan Park Group LLC New +16,522+16.5k
Modern Wealth Management, LLC Added +15,225+15.2k
GOLDMAN SACHS GROUP INC Added +13,642+13.6k

Biggest sellers

Ethic Inc. Reduced -152,221-152.2k
JPMORGAN CHASE & CO Reduced -67,073-67.1k
Tolleson Wealth Management, Inc. Reduced -52,000-52.0k
Gateway Wealth Partners, LLC Reduced -48,957-49.0k
CITADEL ADVISORS LLC Sold out -7,309-7.3k
WELLS FARGO & COMPANY/MN Reduced -5,352-5.4k
JANE STREET GROUP, LLC Sold out -4,229-4.2k
Financial Insights, Inc. Reduced -3,804-3.8k
OLD MISSION CAPITAL LLC Sold out -3,445-3.4k
GK Wealth Management LLC Sold out -3,200-3.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
PNC FINANCIAL SERVICES GROUP, INC. 13G · institution +1.4 pts · filed 2025-11-07 9.9% +1.4 pts 1.1m≈ $101.3m 2025-11-07

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Betterment LLC 0.24% of their portfolio NEW YORK, NY 1,620,5531.6m $142.9m $142.9m 0.24% Added +5.1k +5,117
2 PNC Financial Services Group, Inc. 0.05% of their portfolio Pittsburgh, PA 1,199,2641.2m $105.7m $105.7m 0.05% Added +19.0k +18,987
3 Angeles Investment Advisors, LLC 4.71% of their portfolio SANTA MONICA, CA 889,414889.4k $78.4m $78.4m 4.71% Added +124.8k +124,758
4 Thrivent Financial for Lutherans 0.12% of their portfolio Minneapolis, MN 790,935790.9k $69.7m $69.7m 0.12% Added +1.5k +1,468
5 Fund Evaluation Group, LLC 1.22% of their portfolio CINCINNATI, OH 512,574512.6k $45.2m $45.2m 1.22% Added +80.3k +80,305
6 National Philanthropic Trust 0.61% of their portfolio Jenkintown, PA 476,634476.6k $42.0m $42.0m 0.61% Unchanged
7 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 391,401391.4k $34.5m $34.5m 0.00% Added +13.6k +13,642
8 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 282,396282.4k $24.7m $24.7m 0.00% Reduced -67.1k -67,073
9 Orion Porfolio Solutions, LLC 0.14% of their portfolio OMAHA, NE 211,498211.5k $18.6m $18.6m 0.14% Added +37.9k +37,943
10 Ethic Inc. 0.21% of their portfolio NEW YORK, NY 194,114194.1k $17.1m $17.1m 0.21% Reduced -152.2k -152,221
11 Dorsey & Whitney Trust CO LLC 0.80% of their portfolio SIOUX FALLS, SD 186,983187.0k $16.5m $16.5m 0.80% Unchanged
12 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 185,599185.6k $16.4m $16.4m 0.00% Reduced -180 -180
13 ASPIRIANT, LLC 0.36% of their portfolio San Francisco, CA 167,619167.6k $14.8m $14.8m 0.36% Added +35.6k +35,588
14 Beacon Pointe Advisors, LLC 0.07% of their portfolio NEWPORT BEACH, CA 160,262160.3k $14.1m $14.1m 0.07% Reduced -553 -553
15 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 141,392141.4k $12.5m $12.5m 0.00% Added +8.7k +8,678
16 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 129,452129.5k $11.4m $11.4m 0.01% Added +60.4k +60,404
17 Mutual Advisors, LLC 0.21% of their portfolio OMAHA, NE 123,719123.7k $10.9m $10.9m 0.21% Reduced -1.2k -1,184
18 Pathstone Holdings, LLC 0.03% of their portfolio ENGLEWOOD, NJ 110,650110.7k $9.8m $9.8m 0.03% Reduced -500 -500
19 Values Added Financial LLC 2.73% of their portfolio WASHINGTON, DC 85,74885.7k $7.6m $7.6m 2.73% Added +2.0k +1,954
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 63,08463.1k $5.6m $5.6m 0.00% Added +24.7k +24,746
21 Gateway Wealth Partners, LLC 0.27% of their portfolio APPLETON, WI 51,21151.2k $4.5m $4.5m 0.27% Reduced -49.0k -48,957
22 Financial Insights, Inc. 1.09% of their portfolio TACOMA, WA 46,80646.8k $4.1m $4.1m 1.09% Reduced -3.8k -3,804
23 Modern Wealth Management, LLC 0.05% of their portfolio KANSAS CITY, MO 46,34046.3k $4.1m $4.1m 0.05% Added +15.2k +15,225
24 MONETA GROUP INVESTMENT ADVISORS LLC 0.03% of their portfolio ST LOUIS, MO 42,80942.8k $3.8m $3.8m 0.03% Added +10.3k +10,317
25 A&I FINANCIAL SERVICES, LLC 1.63% of their portfolio LONE TREE, CO 42,45842.5k $3.7m $3.7m 1.63% Reduced -1.4k -1,390
26 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 40,13340.1k $3.5m $3.5m 0.00% Reduced -1.2k -1,192
27 Plum Street Advisors, LLC 0.95% of their portfolio NEW ORLEANS, LA 33,64033.6k $3.0m $3.0m 0.95% Reduced -520 -520
28 Ballentine Partners, LLC 0.03% of their portfolio Waltham, MA 29,82029.8k $2.6m $2.6m 0.03% Unchanged
29 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 27,60727.6k $2.4m $2.4m 0.00% Reduced -2.4k -2,398
30 BRIGHTON JONES LLC 0.04% of their portfolio SEATTLE, WA 21,81821.8k $1.9m $1.9m 0.04% Added +38 +38
31 Fairman Group, LLC 1.46% of their portfolio CHESTERBROOK, PA 21,11821.1k $1.9m $1.9m 1.46% Added +46 +46
32 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 18,85618.9k $1.7m $1.7m 0.01% Added +839 +839
33 SEEDS INVESTOR LLC 0.17% of their portfolio NEW YORK, NY 18,74718.7k $1.7m $1.7m 0.17% Added +191 +191
34 Hirtle & Co., LLC 0.05% of their portfolio WEST CONSHOHOCKEN, PA 16,91116.9k $1.5m $1.5m 0.05% Unchanged
35 MISSION WEALTH MANAGEMENT, LP 0.02% of their portfolio Santa Barbara, CA 16,63616.6k $1.5m $1.5m 0.02% Reduced -210 -210
36 Jordan Park Group LLC 0.07% of their portfolio SAN FRANCISCO, CA 16,52216.5k $1.5m $1.5m 0.07% New
37 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 16,25516.3k $1.4m $1.4m 0.00% Added +712 +712
38 Phoenix Wealth Advisors 0.48% of their portfolio CHAPEL HILL, NC 16,02416.0k $1.4m $1.4m 0.48% Reduced -297 -297
39 Tolleson Wealth Management, Inc. 0.19% of their portfolio DALLAS, TX 15,82815.8k $1.4m $1.4m 0.19% Reduced -52.0k -52,000
40 Etesian Wealth Advisors, Inc. 0.35% of their portfolio West Linn, OR 13,48913.5k $1.2m $1.2m 0.35% Reduced -244 -244
41 Sonoma Allocations LLC 0.32% of their portfolio SANTA ROSA, CA 11,56411.6k $1.0m $1.0m 0.32% Added +2.3k +2,325
42 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 11,13711.1k $981.9k $981.9k 0.00% Unchanged
43 Sage Advisory Services, Ltd.Co. 0.45% of their portfolio AUSTIN, TX 10,36110.4k $914.0k $914.0k 0.45% Reduced -269 -269
44 Breakwater Investment Management 0.31% of their portfolio SEATTLE, WA 10,21210.2k $900.4k $900.4k 0.31% Reduced -1.2k -1,184
45 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 10,12610.1k $892.8k $892.8k 0.00% Reduced -163 -163
46 DIVERSIFIED TRUST CO 0.01% of their portfolio MEMPHIS, TN 9,5789.6k $844.5k $844.5k 0.01% Unchanged
47 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 9,2869.3k $818.8k $818.8k 0.00% Added +132 +132
48 Valeo Financial Advisors, LLC 0.02% of their portfolio CARMEL, IN 8,4518.5k $745.1k $745.1k 0.02% Unchanged
49 Fiduciary Trust Co 0.01% of their portfolio Boston, MA 8,4208.4k $742.4k $742.4k 0.01% Unchanged
50 Ashton Thomas Private Wealth, LLC 0.02% of their portfolio SCOTTSDALE, AZ 8,3098.3k $732.6k $732.6k 0.02% Reduced -146 -146
51 MJP ASSOCIATES INC /ADV 0.08% of their portfolio FARMINGTON, CT 7,9357.9k $699.6k $699.6k 0.08% Reduced -216 -216
52 Advisor OS, LLC 0.05% of their portfolio CHICAGO, IL 7,9357.9k $699.6k $699.6k 0.05% Reduced -216 -216
53 ALPHA CAPITAL ADVISORS INC /ADV 0.55% of their portfolio BANGOR, ME 7,2147.2k $636.0k $636.0k 0.55% Unchanged
54 FMR LLC 0.00% of their portfolio BOSTON, MA 6,7246.7k $592.8k $592.8k 0.00% Added +5.9k +5,874
55 CIBC Bancorp USA Inc. 0.00% of their portfolio CHICAGO, IL 6,4566.5k $569.2k $569.2k 0.00% Unchanged
56 Per Stirling Capital Management, LLC. 0.05% of their portfolio AUSTIN, TX 5,8995.9k $520.1k $520.1k 0.05% Reduced -111 -111
57 RAINIER FAMILY WEALTH INC 0.27% of their portfolio TACOMA, WA 5,4205.4k $477.9k $477.9k 0.27% Unchanged
58 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 5,0545.1k $445.6k $445.6k 0.00% Added +12 +12
59 Focus Partners Advisor Solutions, LLC 0.00% of their portfolio SAINT LOUIS, MO 5,0435.0k $444.7k $444.7k 0.00% Added +68 +68
60 Pearl Planning LLC 0.19% of their portfolio DEXTER, MI 4,7614.8k $419.8k $419.8k 0.19% Unchanged
61 Caprock Group, LLC 0.01% of their portfolio BOISE, ID 4,6494.6k $409.9k $409.9k 0.01% Added +12 +12
62 RIDGECREST WEALTH PARTNERS, LLC 0.17% of their portfolio MILL VALLEY, CA 4,1104.1k $362.4k $362.4k 0.17% Reduced -818 -818
63 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 3,8923.9k $343.2k $343.2k 0.00% Unchanged
64 Sage Mountain Advisors LLC 0.02% of their portfolio ATLANTA, GA 3,6913.7k $325.4k $325.4k 0.02% Unchanged
65 Portland Global Advisors LLC 0.03% of their portfolio PORTLAND, ME 3,6213.6k $319.3k $319.3k 0.03% Reduced -402 -402
66 Krilogy Financial LLC 0.01% of their portfolio ST. LOUIS, MO 3,3503.4k $295.4k $295.4k 0.01% Added +9 +9
67 DWR WEALTH MANAGEMENT, LLC 0.22% of their portfolio SAN JOSE, CA 3,2893.3k $287.5k $287.5k 0.22% Added +89 +89
68 Schneider Downs Wealth Management Advisors, LP 0.03% of their portfolio Pittsburgh, PA 3,1753.2k $279.9k $279.9k 0.03% Unchanged
69 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,9863.0k $263.3k $263.3k 0.00% Added +64 +64
70 Rossby Financial, LCC 0.05% of their portfolio MELBOURNE, FL 2,9352.9k $258.8k $258.8k 0.05% Added +314 +314
71 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 2,7522.8k $242.6k $242.6k 0.00% Reduced -311 -311
72 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 2,5892.6k $228.3k $228.3k 0.00% New
73 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 2,5072.5k $221.0k $221.0k 0.00% New
74 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2,2482.2k $198.2k $198.2k 0.00% Reduced -5.4k -5,352
75 Millstone Evans Group, LLC 0.09% of their portfolio BOULDER, CO 1,9361.9k $170.7k $170.7k 0.09% Unchanged
76 WOLFF WIESE MAGANA LLC 0.06% of their portfolio CARSLBAD, CA 1,5511.6k $136.8k $136.8k 0.06% Unchanged
77 AdvisorNet Financial, Inc 0.01% of their portfolio MINNETONKA, MN 1,4521.5k $128.0k $128.0k 0.01% Added +31 +31
78 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 1,4511.5k $127.9k $127.9k 0.00% New
79 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,1791.2k $104.0k $104.0k 0.00% Unchanged
80 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 1,0061.0k $89.0k $89.0k 0.00% Added +2 +2
81 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.01% of their portfolio BLUE BELL, PA 923923 $81.4k $81.4k 0.01% Unchanged
82 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 908908 $80.0k $80.0k 0.00% Reduced -2.8k -2,824
83 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 855855 $75.4k $75.4k 0.00% Added +30 +30
84 SHP Wealth Management 0.00% of their portfolio PLYMOUTH, MA 646646 $57.0k $57.0k 0.00% Unchanged
85 Frankly Finances, LLC 0.04% of their portfolio WINTER PARK, FL 549549 $48.4k $48.4k 0.04% New
86 AMERIFLEX GROUP, INC. 0.02% of their portfolio LAS VEGAS, NV 513513 $45.2k $45.2k 0.02% New
87 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 500500 $44.0k $44.0k 0.00% Unchanged
88 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 425425 $37.5k $37.5k 0.00% Reduced -13 -13
89 Napier Financial, LLC 0.01% of their portfolio BRAINTREE, MA 420420 $37.0k $37.0k 0.01% Unchanged
90 Atlantic Union Bankshares Corp 0.00% of their portfolio GLEN ALLEN, VA 315315 $27.8k $27.8k 0.00% Unchanged
91 Downshift Financial, LLC 0.01% of their portfolio BOULDER, CO 252252 $22.2k $22.2k 0.01% New
92 VANGUARD ADVISERS INC 0.00% of their portfolio Malvern, PA 248248 $21.9k $21.9k 0.00% Added +10 +10
93 HALBERT HARGROVE GLOBAL ADVISORS, LLC 0.00% of their portfolio LONG BEACH, CA 232232 $20.5k $20.5k 0.00% Unchanged
94 MATHER GROUP, LLC. 0.00% of their portfolio CHICAGO, IL 200200 $17.6k $17.6k 0.00% Unchanged
95 MASECO LLP 0.00% of their portfolio LONDON, X0 181181 $15.9k $15.9k 0.00% Unchanged
96 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 151151 $13.3k $13.3k 0.00% Added +19 +19
97 GoalVest Advisory LLC 0.00% of their portfolio New York, NY 135135 $11.9k $11.9k 0.00% Unchanged
98 BLUELINE ADVISORS LLC 0.01% of their portfolio EXETER, NH 117117 $10.3k $10.3k 0.01% Unchanged
99 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 8484 $7.4k $7.4k 0.00% Unchanged
100 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 5050 $4.4k $4.4k 0.00% Unchanged