Vault-13

EL PASO ENERGY CAP TR I KMI 4.75 03.31.28

PFD CV TR SEC 28 · PUBLIC · CUSIP 283678209

32 institutional holders +0 vs Q2 2023
3,061,5603.1m shares reported held*
$125.1mreported value*
3 new 5 added 11 reduced 3 sold out net sold ≈ $510.6k (-51.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $40.85.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 29Q4 22: 29Q1 23: 33Q2 23: 32Q3 23: 3232Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202229
Q4 202229
Q1 202333
Q2 202332
Q3 202332

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 11 bought or addedQ4 22: 7 cut or sold outQ4 22Q1 23: 19 bought or addedQ1 23: 5 cut or sold outQ1 23Q2 23: 12 bought or addedQ2 23: 8 cut or sold outQ2 23Q3 23: 8 bought or addedQ3 23: 14 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022117
Q1 2023195
Q2 2023128
Q3 2023814

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +17,589+17.6k
BlackRock Inc. Added +14,244+14.2k
Navalign, LLC New +7,435+7.4k
Carnegie Investment Counsel Added +7,191+7.2k
Raymond James Financial Services Advisors, Inc. Added +1,350+1.4k
ZAZOVE ASSOCIATES LLC New +916+916
UBS Group AG Added +327+327
Tower Research Capital LLC (TRC) New +1+1

Biggest sellers

LOOMIS SAYLES & CO L P Reduced -25,185-25.2k
KCS Wealth Advisory Reduced -13,223-13.2k
Forvis Mazars Wealth Advisors, LLC Sold out -12,669-12.7k
Ignite Planners, LLC Sold out -11,788-11.8k
Diligent Investors, LLC Sold out -10,554-10.6k
Denver PWM, LLC Reduced -8,918-8.9k
CAMDEN ASSET MANAGEMENT L P /CA Reduced -6,372-6.4k
MACQUARIE GROUP LTD Reduced -4,000-4.0k
NewEdge Advisors, LLC Reduced -3,950-4.0k
LPL Financial LLC Reduced -2,000-2.0k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 1,121,5111.1m $50.9m $50.9m 0.01% Unchanged
2 LOOMIS SAYLES & CO L P 0.01% of their portfolio BOSTON, MA 432,372432.4k $7.2m $7.2m 0.01% Reduced -25.2k -25,185
3 BlackRock Inc. 0.00% of their portfolio New York, NY 379,311379.3k $17.2m $17.2m 0.00% Added +14.2k +14,244
4 CAMDEN ASSET MANAGEMENT L P /CA 0.59% of their portfolio Los Angeles, CA 349,567349.6k $15.9m $15.9m 0.59% Reduced -6.4k -6,372
5 MACQUARIE GROUP LTD 0.01% of their portfolio Sydney, NSW 2000, C3 155,226155.2k $7.0m $7.0m 0.01% Reduced -4.0k -4,000
6 GABELLI FUNDS LLC 0.05% of their portfolio Rye, NY 123,000123.0k $5.6m $5.6m 0.05% Unchanged
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 102,028102.0k $4.7m $4.7m 0.00% Reduced -658 -658
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 95,87395.9k $4.4m $4.4m 0.00% Reduced -1.3k -1,310
9 KCS Wealth Advisory 1.38% of their portfolio LOS ANGELES, CA 71,26671.3k $3.2m $3.2m 1.38% Reduced -13.2k -13,223
10 STEPHENS INC /AR/ 0.04% of their portfolio LITTLE ROCK, AR 44,79044.8k $2.0m $2.0m 0.04% Reduced -265 -265
11 C2C Wealth Management, LLC 0.10% of their portfolio SCOTTSDALE, AZ 42,63442.6k $688.3k $688.3k 0.10% Unchanged
12 Carnegie Investment Counsel 0.06% of their portfolio PEPPER PIKE, OH 31,91031.9k $1.4m $1.4m 0.06% Added +7.2k +7,191
13 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 21,44421.4k $973.8k $973.8k 0.00% Added +17.6k +17,589
14 Denver PWM, LLC 0.11% of their portfolio DENVER, CO 15,58015.6k $252.2k $252.2k 0.11% Reduced -8.9k -8,918
15 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 13,21613.2k $600.1k $600.1k 0.00% Added +1.4k +1,350
16 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 12,18512.2k $553.3k $553.3k 0.00% Reduced -2.0k -2,000
17 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 12,00012.0k $544.9k $544.9k 0.01% Reduced -4.0k -3,950
18 Hills Bank & Trust Co 0.05% of their portfolio North Liberty, IA 8,9098.9k $404.6k $404.6k 0.05% Unchanged
19 Navalign, LLC 0.13% of their portfolio ENCINO, CA 7,4357.4k $337.6k $337.6k 0.13% New
20 UBS Group AG 0.00% of their portfolio ZURICH, V8 5,2735.3k $239.4k $239.4k 0.00% Added +327 +327
21 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 5,2295.2k $237.4k $237.4k 0.00% Unchanged
22 SHUFRO ROSE & CO LLC 0.02% of their portfolio NEW YORK, NY 4,9004.9k $222.5k $222.5k 0.02% Unchanged
23 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,5753.6k $163.0k $163.0k 0.00% Reduced -447 -447
24 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 2,5002.5k $113.5k $113.5k 0.00% Unchanged
25 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,3001.3k $59.0k $59.0k 0.00% Unchanged
26 ZAZOVE ASSOCIATES LLC 0.00% of their portfolio INCLINE VILLAGE, NV 916916 $42.0k $42.0k 0.00% New
27 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 500500 $22.7k $22.7k 0.00% Unchanged
28 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 453453 $20.6k $20.6k 0.00% Unchanged
29 MONTAG A & ASSOCIATES INC 0.00% of their portfolio ATLANTA, GA 150150 $6.8k $6.8k 0.00% Unchanged
30 CWM, LLC 0.00% of their portfolio OMAHA, NE 8181 $4.0k $4.0k 0.00% Unchanged
31 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 11 $45 $45 0.00% New
32 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged