Vault-13

POLISHED COM INC

*W EXP 06/02/202 · CUSIP 28252C117

36 institutional holders +0 vs Q1 2023
20,300,04920.3m shares reported held*
$1.4mreported value*
2 new 1 added 11 reduced 3 sold out net bought ≈ $59.3k (+913.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.07.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 32Q4 22: 32Q1 23: 36Q2 23: 3636Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202232
Q4 202232
Q1 202336
Q2 202336

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 6 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 7 bought or addedQ1 23: 5 cut or sold outQ1 23Q2 23: 3 bought or addedQ2 23: 14 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022610
Q1 202375
Q2 2023314

Biggest buyers

MORGAN DEMPSEY CAPITAL MANAGEMENT LLC New +2,276,450+2.3m
Diametric Capital, LP Added +16,182+16.2k
HARBOR INVESTMENT ADVISORY, LLC New +8,000+8.0k

Biggest sellers

AWM Investment Company, Inc. Reduced -466,000-466.0k
CVI Holdings, LLC Reduced -361,254-361.3k
Warberg Asset Management LLC Reduced -246,890-246.9k
Privium Fund Management B.V. Reduced -147,443-147.4k
Virtu Financial LLC Sold out -65,018-65.0k
CHAPIN DAVIS, INC. Reduced -47,000-47.0k
JANE STREET GROUP, LLC Sold out -11,338-11.3k
Alpha Cubed Investments, LLC Sold out -10,000-10.0k
Rock Creek Group LLC Reduced -8,100-8.1k
Voss Capital, LP Reduced -8,100-8.1k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Altium Capital Management LLC 0.31% of their portfolio NEW YORK, NY 6,103,8246.1m $396.1k $396.1k 0.31% Unchanged
2 CVI Holdings, LLC 0.19% of their portfolio WILMINGTON, DE 2,826,2262.8m $183.4k $183.4k 0.19% Reduced -361.3k -361,254
3 MORGAN DEMPSEY CAPITAL MANAGEMENT LLC 0.04% of their portfolio MILWAUKEE, WI 2,276,4502.3m $147.7k $147.7k 0.04% New
4 Ayrton Capital LLC 0.81% of their portfolio Westport, CT 2,000,0002.0m $129.8k $129.8k 0.81% Unchanged
5 AWM Investment Company, Inc. 0.01% of their portfolio NEW YORK, NY 1,223,7001.2m $79.4k $79.4k 0.01% Reduced -466.0k -466,000
6 KORNITZER CAPITAL MANAGEMENT INC /KS 0.00% of their portfolio SHAWNEE MISSION, KS 1,200,0001.2m $77.9k $77.9k 0.00% Unchanged
7 GRATIA CAPITAL, LLC 0.08% of their portfolio LOS ANGELES, CA 838,050838.0k $54.4k $54.4k 0.08% Unchanged
8 Diametric Capital, LP 0.02% of their portfolio BOSTON, MA 758,851758.9k $49.2k $49.2k 0.02% Added +16.2k +16,182
9 BARD ASSOCIATES INC 0.02% of their portfolio CHICAGO, IL 646,400646.4k $42.0k $42.0k 0.02% Reduced -4.5k -4,450
10 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 538,781538.8k $35.0k $35.0k 0.00% Reduced -1.6k -1,600
11 Warberg Asset Management LLC 0.01% of their portfolio WINNETKA, IL 526,228526.2k $34.2k $34.2k 0.01% Reduced -246.9k -246,890
12 PRELUDE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio NEW YORK, NY 243,608243.6k $15.8k $15.8k 0.00% Unchanged
13 BOOTHBAY FUND MANAGEMENT, LLC 0.00% of their portfolio NEW YORK, NY 140,000140.0k $64.4k $64.4k 0.00% Unchanged
14 Intellectus Partners, LLC 0.00% of their portfolio SAN FRANCISCO, CA 121,330121.3k $7.9k $7.9k 0.00% Unchanged
15 CHAPIN DAVIS, INC. 0.00% of their portfolio BALTIMORE, MD 110,000110.0k $7.1k $7.1k 0.00% Reduced -47.0k -47,000
16 Privium Fund Management B.V. 0.00% of their portfolio AMSTERDAM, P7 104,324104.3k $6.7k $6.7k 0.00% Reduced -147.4k -147,443
17 PFG Investments, LLC 0.00% of their portfolio WOODBURY, NY 104,000104.0k $6.8k $6.8k 0.00% Unchanged
18 Voss Capital, LP 0.00% of their portfolio HOUSTON, TX 87,83787.8k $5.7k $5.7k 0.00% Reduced -8.1k -8,100
19 CSS LLC/IL 0.00% of their portfolio CHICAGO, IL 67,45067.5k $4.4k $4.4k 0.00% Unchanged
20 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 60,30060.3k $3.9k $3.9k 0.00% Unchanged
21 Capstone Financial Advisors, Inc. 0.00% of their portfolio DOWNERS GROVE, IL 50,00050.0k $3.2k $3.2k 0.00% Unchanged
22 HORIZON KINETICS ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 37,75237.8k $2.5k $2.5k 0.00% Unchanged
23 K.J. Harrison & Partners Inc 0.00% of their portfolio TORONTO, A6 33,50033.5k $2.2k $2.2k 0.00% Reduced -1.9k -1,900
24 Composition Wealth, LLC 0.00% of their portfolio LOS ANGELES, CA 33,00033.0k $2.1k $2.1k 0.00% Unchanged
25 INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV 0.00% of their portfolio ATLANTA, GA 30,00030.0k $1.9k $1.9k 0.00% Unchanged
26 RFG Advisory, LLC 0.00% of their portfolio BIRMINGHAM, AL 30,00030.0k $1.9k $1.9k 0.00% Unchanged
27 Wealthspire Advisors, LLC 0.00% of their portfolio NEW YORK, NY 30,00030.0k $1.9k $1.9k 0.00% Unchanged
28 Visionary Wealth Advisors 0.00% of their portfolio O'FALLON, IL 22,50022.5k $1.5k $1.5k 0.00% Unchanged
29 GTS SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 10,00010.0k $650 $650 0.00% First filing
30 UBS Group AG 0.00% of their portfolio ZURICH, V8 10,00010.0k $650 $650 0.00% Reduced -8.1k -8,050
31 Rock Creek Group LLC 0.00% of their portfolio Washington, DC 9,4899.5k $616 $616 0.00% Reduced -8.1k -8,100
32 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 9,0009.0k $3.9k $3.9k 0.00% Unchanged
33 HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio LUTHERVILLE, MD 8,0008.0k $519 $519 0.00% New
34 TILIA FIDUCIARY PARTNERS, INC. 0.00% of their portfolio WILMINGTON, NC 7,6507.7k $496 $496 0.00% Unchanged
35 CANNELL CAPITAL LLC 0.00% of their portfolio ALTA, WY 1,7991.8k $117 $117 0.00% Unchanged
36 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged