EFFECTOR THERAPEUTICS INC EFTRW
*W EXP 12/31/202 · Equity WRT · CUSIP 28202V116
13
institutional holders
+0 vs Q3 2022
2.9m
shares reported held*
$326.0kreported value*
2 new
1 added
1 reduced
1 sold out
net sold ≈ $5.3k (-32.7k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.11. Options: 2 managers hold calls ($11.7k notional), 0 hold puts (—).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 13 |
| Q4 2022 | 13 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $14.0k | $0 | 0.00 |
| Q4 2022 | $11.7k | $0 | 0.00 |
Biggest buyers
| CITADEL ADVISORS LLC | New | +21.0k |
| Jefferies Financial Group Inc. | New | +10.0k |
| WOLVERINE ASSET MANAGEMENT LLC | Added | +3.2k |
Biggest sellers
| CVI Holdings, LLC | Sold out | -49.7k |
| ARISTEIA CAPITAL, L.L.C. | Reduced | -17.2k |
Biggest calls
| MILLENNIUM MANAGEMENT LLC | Unchanged | $9.0k56.1k shares |
| LITTLEJOHN & CO LLC | Unchanged | $2.7k16.7k shares |
Biggest puts
| None |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| ARISTEIA CAPITAL, L.L.C. 0.00% of their portfolio | 1.5m $174.2k | Reduced -17.2k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 630.5k $48.9k | Unchanged |
| WHITEBOX ADVISORS LLC 0.00% of their portfolio | 298.1k $48.8k | Unchanged |
| MMCAP International Inc. SPC 0.00% of their portfolio | 145.9k $23.9k | Unchanged |
| Parallel Advisors, LLC 0.00% of their portfolio | 64.2k $5.0k | Unchanged |
| Evolution Capital Management LLC 0.03% of their portfolio | 50.0k $8.2k | Unchanged |
| III Capital Management 0.00% of their portfolio | 41.8k $4.0k | Unchanged |
| TENOR CAPITAL MANAGEMENT Co., L.P. 0.00% of their portfolio | 33.3k $5.5k | Unchanged |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 21.0k $3.4k | New |
| WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio | 15.5k $2.5k | Added +3.2k |
| Jefferies Financial Group Inc. 0.00% of their portfolio | 10.0k $1.6k | New |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 23 $0 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |