EFFECTOR THERAPEUTICS INC
COM · CUSIP 28202V108
30
institutional holders
-4 vs Q2 2023
23.5m
shares reported held*
$14.0mreported value*
5 new
9 added
3 reduced
9 sold out
net sold ≈ $588.6k (-965.1k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.60. Options: 3 managers hold calls ($60.0k notional), 1 hold puts ($0).
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 28 |
| Q4 2022 | 31 |
| Q1 2023 | 27 |
| Q2 2023 | 34 |
| Q3 2023 | 30 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 10 | 4 |
| Q1 2023 | 9 | 12 |
| Q2 2023 | 13 | 6 |
| Q3 2023 | 14 | 12 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q4 2022 | $42.8k | $0 | 0.00 |
| Q1 2023 | $35.3k | $0 | 0.00 |
| Q2 2023 | $393.0k | $21.3k | 0.05 |
| Q3 2023 | $60.0k | $0 | 0.00 |
Biggest buyers
| GEODE CAPITAL MANAGEMENT, LLC | Added | +158.8k |
| Sonora Investment Management Group, LLC | New | +125.0k |
| STIFEL FINANCIAL CORP | New | +22.7k |
| EP Wealth Advisors, LLC | Added | +16.0k |
| NORTHERN TRUST CORP | Added | +10.8k |
| UBS Group AG | New | +9.9k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | +2.3k |
| Tower Research Capital LLC (TRC) | Added | +1.9k |
| MORGAN STANLEY | Added | +1.9k |
| MILLENNIUM MANAGEMENT LLC | Added | +461 |
Biggest sellers
| RENAISSANCE TECHNOLOGIES LLC | Reduced | -852.6k |
| Column Group LLC | Reduced | -283.1k |
| TWO SIGMA INVESTMENTS, LP | Sold out | -81.6k |
| HRT FINANCIAL LP | Sold out | -31.0k |
| XTX Topco Ltd | Sold out | -28.8k |
| PRUDENTIAL FINANCIAL INC | Sold out | -13.2k |
| Virtu Financial LLC | Sold out | -10.1k |
| SIMPLEX TRADING, LLC | Sold out | -10.1k |
| VANGUARD GROUP INC | Reduced | -1.9k |
| OSAIC HOLDINGS, INC. | Sold out | -1.5k |
Biggest calls
| Oasis Management Co Ltd. | Unchanged | $60.0k100.0k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
| SIMPLEX TRADING, LLC | Reduced | $0900 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| SR One Capital Management, LP 2.06% of their portfolio | 6.8m $4.0m | Unchanged |
| Carlyle Group Inc. 0.12% of their portfolio | 4.8m $2.9m | Unchanged |
| Column Group LLC 1.60% of their portfolio | 4.0m $2.4m | Reduced -283.1k |
| SECTORAL ASSET MANAGEMENT INC 0.28% of their portfolio | 2.4m $1.4m | Unchanged |
| Parallel Advisors, LLC 0.03% of their portfolio | 1.7m $1.0m | Unchanged |
| Blackstone Inc. 0.00% of their portfolio | 1.3m $785.0k | Unchanged |
| OUP Management Co., LLC 1.38% of their portfolio | 1.0m $615.3k | Unchanged |
| VANGUARD GROUP INC 0.00% of their portfolio | 404.0k $242.4k | Reduced -1.9k |
| Sea Otter Advisors LLC 0.11% of their portfolio | 263.9k $158.3k | Unchanged |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 263.8k $158.3k | Added +158.8k |
| Sonora Investment Management Group, LLC 0.01% of their portfolio | 125.0k $75.0k | New |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 49.4k $29.6k | Added +2.3k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 36.8k $22.1k | Added +10.8k |
| EP Wealth Advisors, LLC 0.00% of their portfolio | 31.0k $18.6k | Added +16.0k |
| Wescott Financial Advisory Group, LLC 0.00% of their portfolio | 30.6k $18.3k | Unchanged |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 28.3k $17.0k | Reduced -852.6k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 22.7k $13.6k | New |
| STATE STREET CORP 0.00% of their portfolio | 20.1k $12.0k | Unchanged |
| MGO ONE SEVEN LLC 0.00% of their portfolio | 20.1k $12.0k | Unchanged |
| Callan Capital, LLC 0.00% of their portfolio | 20.0k $12.0k | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 19.9k $11.9k | Added +1.9k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 14.0k $8.4k | Added +461 |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 12.3k $7.4k | Added +1.9k |
| UBS Group AG 0.00% of their portfolio | 9.9k $5.9k | New |
| BlackRock Inc. 0.00% of their portfolio | 554 $332 | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 406 $0 | Added +11 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 297 $178 | Added +218 |
| BARCLAYS PLC 0.00% of their portfolio | 82 $49 | New |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 30 $18 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |