EFFECTOR THERAPEUTICS INC
COM · CUSIP 28202V108
31
institutional holders
+3 vs Q3 2022
24.3m
shares reported held*
$10.4mreported value*
3 new
7 added
3 reduced
1 sold out
net bought ≈ $39.6k (+93.8k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.43. Options: 2 managers hold calls ($42.8k notional), 1 hold puts ($0).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 28 |
| Q4 2022 | 31 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $57.0k | $0 | 0.00 |
| Q4 2022 | $42.8k | $0 | 0.00 |
Biggest buyers
| Intelligence Driven Advisers, LLC | New | +48.8k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | +33.6k |
| RENAISSANCE TECHNOLOGIES LLC | Added | +24.5k |
| UBS Group AG | Added | +9.7k |
| Tower Research Capital LLC (TRC) | Added | +6.3k |
| MILLENNIUM MANAGEMENT LLC | Added | +5.0k |
| SIMPLEX TRADING, LLC | Added | +2.9k |
| BlackRock Inc. | Added | +2.8k |
| BANK OF AMERICA CORP /DE/ | New | +48 |
| WELLS FARGO & COMPANY/MN | Added | +2 |
Biggest sellers
| TWO SIGMA SECURITIES, LLC | Sold out | -16.2k |
| Wescott Financial Advisory Group, LLC | Reduced | -15.0k |
| TWO SIGMA INVESTMENTS, LP | Reduced | -8.6k |
| MORGAN STANLEY | Reduced | -1 |
Biggest calls
| Oasis Management Co Ltd. | Unchanged | $42.8k100.0k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| SR One Capital Management, LP 1.07% of their portfolio | 6.8m $2.9m | Unchanged |
| Abingworth LLP 0.67% of their portfolio | 4.8m $2.1m | Unchanged |
| Column Group LLC 0.61% of their portfolio | 4.3m $1.8m | Unchanged |
| SECTORAL ASSET MANAGEMENT INC 0.20% of their portfolio | 2.4m $1.0m | Unchanged |
| Parallel Advisors, LLC 0.03% of their portfolio | 1.7m $724.2k | Unchanged |
| Blackstone Inc. 0.00% of their portfolio | 1.3m $559.6k | Unchanged |
| OUP Management Co., LLC 0.72% of their portfolio | 1.0m $438.6k | Unchanged |
| Evolution Capital Management LLC 0.78% of their portfolio | 527.9k $225.7k | Unchanged |
| VANGUARD GROUP INC 0.00% of their portfolio | 429.0k $183.5k | Unchanged |
| Corient Private Wealth LP 0.00% of their portfolio | 275.4k $117.8k | First filing |
| RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio | 219.9k $94.0k | Added +24.5k |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 106.3k $45.0k | Unchanged |
| Intelligence Driven Advisers, LLC 0.00% of their portfolio | 48.8k $24.4k | New |
| Wescott Financial Advisory Group, LLC 0.00% of their portfolio | 40.6k $17.3k | Reduced -15.0k |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 38.6k $16.5k | Reduced -8.6k |
| BlackRock Inc. 0.00% of their portfolio | 34.8k $14.9k | Added +2.8k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 33.6k $14.4k | New |
| RESOLUTE FINANCIAL, LLC 0.01% of their portfolio | 31.0k $13.3k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 26.3k $11.3k | Added +9.7k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 26.0k $11.1k | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 22.7k $10.0k | Added +6.3k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 21.1k $9.0k | Added +5.0k |
| STATE STREET CORP 0.00% of their portfolio | 20.1k $8.6k | Unchanged |
| MGO ONE SEVEN LLC 0.00% of their portfolio | 20.1k $8.6k | Unchanged |
| Callan Capital, LLC 0.00% of their portfolio | 20.0k $8.6k | Unchanged |
| SIMPLEX TRADING, LLC 0.00% of their portfolio | 8.6k $3.0k | Added +2.9k |
| MORGAN STANLEY 0.00% of their portfolio | 6.0k $2.6k | Reduced -1 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 1.5k $1.0k | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 74 $32 | Added +2 |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 48 $20 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |