Vault-13

ECOFIN SUSTAINABLE AND SOCIA XTEAX

COM SH BEN INT · Closed-End Fund · CUSIP 27901F109

51 institutional holders +2 vs Q1 2023
5,006,0335.0m shares reported held*
$63.1mreported value*
5 new 19 added 18 reduced 2 sold out net bought ≈ $3.0m (+243.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.60.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 42Q4 22: 44Q1 23: 49Q2 23: 5151Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202242
Q4 202244
Q1 202349
Q2 202351

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 22 bought or addedQ4 22: 16 cut or sold outQ4 22Q1 23: 27 bought or addedQ1 23: 18 cut or sold outQ1 23Q2 23: 24 bought or addedQ2 23: 20 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222216
Q1 20232718
Q2 20232420

Biggest buyers

Cerity Partners LLC New +98,357+98.4k
BANK OF AMERICA CORP /DE/ Added +65,135+65.1k
Shaker Financial Services, LLC Added +37,542+37.5k
CreativeOne Wealth, LLC Added +34,875+34.9k
OPPENHEIMER & CO INC Added +22,239+22.2k
Sowell Financial Services LLC New +19,026+19.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +11,932+11.9k
MORGAN STANLEY Added +9,908+9.9k
Thomas J. Herzfeld Advisors, Inc. New +8,080+8.1k
ROYAL BANK OF CANADA Added +7,045+7.0k

Biggest sellers

WOLVERINE ASSET MANAGEMENT LLC Reduced -25,629-25.6k
Cambridge Investment Research Advisors, Inc. Reduced -15,100-15.1k
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. Sold out -11,187-11.2k
Saba Capital Management, L.P. Reduced -6,061-6.1k
WELLS FARGO & COMPANY/MN Reduced -5,892-5.9k
Atlas Wealth LLC Reduced -5,673-5.7k
TRUIST FINANCIAL CORP Reduced -4,851-4.9k
Janney Montgomery Scott LLC Reduced -3,025-3.0k
HUNTINGTON NATIONAL BANK Sold out -3,000-3.0k
RAYMOND JAMES & ASSOCIATES Reduced -2,950-3.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Saba Capital Management, L.P. (0.0%, 2025-11-17)

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Atlas Wealth LLC 2.62% of their portfolio CINCINNATI, OH 1,096,7381.1m $14.2m $14.2m 2.62% Reduced -5.7k -5,673
2 Saba Capital Management, L.P. 0.36% of their portfolio NEW YORK, NY 888,545888.5k $11.1m $11.1m 0.36% Reduced -6.1k -6,061
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 544,884544.9k $6.8m $6.8m 0.00% Added +9.9k +9,908
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 372,921372.9k $4.7m $4.7m 0.00% Added +65.1k +65,135
5 Eagle Bluffs Wealth Management LLC 2.01% of their portfolio COLUMBIA, MO 209,362209.4k $2.6m $2.6m 2.01% Added +156 +156
6 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 199,334199.3k $2.5m $2.5m 0.01% Reduced -3.0k -3,025
7 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 134,322134.3k $1.7m $1.7m 0.00% Reduced -3.0k -2,950
8 Advisors Asset Management, Inc. 0.03% of their portfolio Monument, CO 110,347110.3k $1.4m $1.4m 0.03% Reduced -79 -79
9 Shaker Financial Services, LLC 0.58% of their portfolio Arlington, VA 105,931105.9k $1.3m $1.3m 0.58% Added +37.5k +37,542
10 Abundance Wealth Counselors 0.66% of their portfolio STATE COLLEGE, PA 101,741101.7k $1.3m $1.3m 0.66% Reduced -2.7k -2,695
11 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 98,35798.4k $1.2m $1.2m 0.00% New
12 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 88,91888.9k $1.1m $1.1m 0.01% Reduced -15.1k -15,100
13 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 77,82377.8k $971.2k $971.2k 0.02% Added +22.2k +22,239
14 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 69,50869.5k $867.5k $867.5k 0.00% Added +775 +775
15 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 69,35269.4k $866.0k $866.0k 0.02% Added +34.9k +34,875
16 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 65,42565.4k $816.5k $816.5k 0.00% Added +500 +500
17 WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio CHICAGO, IL 63,77663.8k $795.9k $795.9k 0.01% Reduced -25.6k -25,629
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 61,09561.1k $763.0k $763.0k 0.00% Added +7.0k +7,045
19 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 59,15259.2k $738.2k $738.2k 0.00% Reduced -4.9k -4,851
20 Logan Stone Capital, LLC 0.20% of their portfolio CHICAGO, IL 48,21748.2k $601.7k $601.7k 0.20% Unchanged
21 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 48,05048.0k $620.8k $620.8k 0.01% Added +300 +300
22 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 47,14947.1k $588.4k $588.4k 0.00% Added +1.8k +1,835
23 WEALTH ALLIANCE, LLC 0.08% of their portfolio MELLVILLE, NY 43,95944.0k $548.6k $548.6k 0.08% Reduced -500 -500
24 NWF Advisory Services Inc. 0.13% of their portfolio Los Angeles, CA 43,30043.3k $540.4k $540.4k 0.13% Unchanged
25 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 38,82138.8k $484.5k $484.5k 0.01% Added +2.3k +2,338
26 Almitas Capital LLC 0.18% of their portfolio SANTA MONICA, CA 32,61332.6k $421.4k $421.4k 0.18% Added +7.0k +7,010
27 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 30,59930.6k $381.9k $381.9k 0.00% Reduced -5.9k -5,892
28 Mariner, LLC 0.00% of their portfolio Overland Park, KS 21,83921.8k $272.6k $272.6k 0.00% Reduced -95 -95
29 Aristides Capital LLC 0.15% of their portfolio LOUISVILLE, KY 20,92220.9k $261.1k $261.1k 0.15% Unchanged
30 KAYNE ANDERSON CAPITAL ADVISORS LP 0.01% of their portfolio LOS ANGELES, CA 20,70020.7k $258.3k $258.3k 0.01% Unchanged
31 Matisse Capital 0.15% of their portfolio PORTLAND, OR 19,71219.7k $246.0k $246.0k 0.15% Added +3.8k +3,836
32 Sowell Financial Services LLC 0.01% of their portfolio NORTH LITTLE ROCK, AR 19,02619.0k $237.0k $237.0k 0.01% New
33 Hilltop Holdings Inc. 0.03% of their portfolio DALLAS, TX 17,65017.6k $220.3k $220.3k 0.03% Reduced -1.5k -1,500
34 Chicago Partners Investment Group LLC 0.01% of their portfolio CHICAGO, IL 15,89915.9k $203.2k $203.2k 0.01% Unchanged
35 UBS Group AG 0.00% of their portfolio ZURICH, V8 15,51315.5k $193.6k $193.6k 0.00% Reduced -2.2k -2,166
36 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 15,50015.5k $193.4k $193.4k 0.00% Unchanged
37 FLAGSHIP HARBOR ADVISORS, LLC 0.01% of their portfolio BOSTON, MA 14,45614.5k $180.4k $180.4k 0.01% Reduced -1.2k -1,245
38 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 14,41714.4k $179.9k $179.9k 0.00% Added +978 +978
39 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 14,38314.4k $175.0k $175.0k 0.00% Added +1.4k +1,367
40 CLOUGH CAPITAL PARTNERS L P 0.02% of their portfolio Boston, MA 12,20012.2k $152.3k $152.3k 0.02% Unchanged
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,93211.9k $148.9k $148.9k 0.00% New
42 B. Riley Wealth Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 11,20511.2k $139.8k $139.8k 0.00% Unchanged
43 Thomas J. Herzfeld Advisors, Inc. 0.04% of their portfolio MIAMI BEACH, FL 8,0808.1k $100.8k $100.8k 0.04% New
44 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio BLUE BELL, PA 1,0001.0k $12.5k $12.5k 0.00% Reduced -1.5k -1,500
45 25 LLC 0.00% of their portfolio ST. LOUIS, MO 464464 $5.9k $5.9k 0.00% Added +7 +7
46 Johnson Midwest Financial, LLC 0.00% of their portfolio GLIDDEN, IA 396396 $4.9k $4.9k 0.00% Reduced -92 -92
47 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 311311 $4.0k $4.0k 0.00% Added +40 +40
48 Covestor Ltd 0.00% of their portfolio LONDON, X0 160160 $2.0k $2.0k 0.00% Reduced -2 -2
49 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2828 $351 $351 0.00% Added +1 +1
50 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $12 $12 0.00% New
51 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged