Vault-13

EATON VANCE SHORT DURATION D XEVGX

COM · Closed-End Fund · CUSIP 27828V104

44 institutional holders -4 vs Q1 2024
4,158,9674.2m shares reported held*
$44.9mreported value*
2 new 14 added 15 reduced 6 sold out net sold ≈ $10.0m (-926.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.80.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 43Q4 22: 47Q1 23: 46Q2 23: 48Q3 23: 46Q4 23: 46Q1 24: 48Q2 24: 4444Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202243
Q4 202247
Q1 202346
Q2 202348
Q3 202346
Q4 202346
Q1 202448
Q2 202444

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 23 bought or addedQ4 22: 14 cut or sold outQ4 22Q1 23: 18 bought or addedQ1 23: 20 cut or sold outQ2 23: 23 bought or addedQ2 23: 16 cut or sold outQ2 23Q3 23: 20 bought or addedQ3 23: 21 cut or sold outQ4 23: 15 bought or addedQ4 23: 23 cut or sold outQ4 23Q1 24: 22 bought or addedQ1 24: 22 cut or sold outQ2 24: 16 bought or addedQ2 24: 21 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222314
Q1 20231820
Q2 20232316
Q3 20232021
Q4 20231523
Q1 20242222
Q2 20241621

Biggest buyers

AMERIPRISE FINANCIAL INC Added +166,006+166.0k
Cetera Investment Advisers Added +24,562+24.6k
BANK OF AMERICA CORP /DE/ Added +12,487+12.5k
B. Riley Wealth Advisors, Inc. New +11,000+11.0k
Cambridge Investment Research Advisors, Inc. Added +9,731+9.7k
Invesco Ltd. Added +8,839+8.8k
WELLS FARGO & COMPANY/MN Added +4,959+5.0k
ENVESTNET ASSET MANAGEMENT INC Added +4,264+4.3k
COMMONWEALTH EQUITY SERVICES, LLC Added +3,299+3.3k
Equitable Holdings, Inc. Added +3,269+3.3k

Biggest sellers

MORGAN STANLEY Reduced -837,760-837.8k
OSAIC HOLDINGS, INC. Reduced -146,198-146.2k
Sigma Planning Corp Sold out -56,363-56.4k
Shaker Financial Services, LLC Reduced -37,833-37.8k
SIT INVESTMENT ASSOCIATES INC Reduced -33,861-33.9k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Sold out -13,412-13.4k
KENNEDY INVESTMENT GROUP, INC. Sold out -13,401-13.4k
HRT FINANCIAL LP Sold out -10,552-10.6k
Diligent Investors, LLC Reduced -6,806-6.8k
NewEdge Advisors, LLC Reduced -6,494-6.5k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
AMERIPRISE FINANCIAL INC 13G · institution +1.2 pts · filed 2026-08-14 13.6% +1.2 pts 1.8m≈ $19.7m 2026-08-14
SIT INVESTMENT ASSOCIATES INC 13G · institution +0.6 pts · filed 2026-10-01 5.8% +0.6 pts 784.2k≈ $8.5m 2026-10-01

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SIT INVESTMENT ASSOCIATES INC 0.30% of their portfolio Minneapolis, MN 1,221,6701.2m $13.2m $13.2m 0.30% Reduced -33.9k -33,861
2 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 971,872971.9k $10.5m $10.5m 0.00% Added +166.0k +166,006
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 423,104423.1k $4.6m $4.6m 0.00% Reduced -837.8k -837,760
4 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 189,905189.9k $2.1m $2.1m 0.01% Added +9.7k +9,731
5 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 129,345129.3k $1.4m $1.4m 0.01% Reduced -6.2k -6,177
6 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 128,823128.8k $1.4m $1.4m 0.00% Added +8.8k +8,839
7 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 128,588128.6k $1.4m $1.4m 0.00% Added +2.5k +2,549
8 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 73,78473.8k $796.9k $796.9k 0.00% Unchanged
9 Cornerstone Wealth Management, LLC 0.06% of their portfolio ST. PETERS, MO 70,07870.1k $756.8k $756.8k 0.06% Reduced -157 -157
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 60,34460.3k $652.0k $652.0k 0.00% Reduced -1.5k -1,472
11 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 59,51059.5k $642.7k $642.7k 0.01% Added +2.0k +1,988
12 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 50,21950.2k $542.0k $542.0k 0.00% Added +3.3k +3,299
13 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 48,22448.2k $520.8k $520.8k 0.00% Added +24.6k +24,562
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 48,10948.1k $519.6k $519.6k 0.00% Added +12.5k +12,487
15 Diligent Investors, LLC 0.13% of their portfolio REDLANDS, CA 46,76946.8k $505.1k $505.1k 0.13% Reduced -6.8k -6,806
16 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 43,68143.7k $471.8k $471.8k 0.00% Reduced -6.5k -6,494
17 ELCO Management Co., LLC 0.26% of their portfolio New York, NY 42,07542.1k $454.4k $454.4k 0.26% Reduced -1.0k -1,000
18 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 41,41241.4k $447.2k $447.2k 0.00% Reduced -1.3k -1,306
19 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 36,03936.0k $389.2k $389.2k 0.00% Added +5.0k +4,959
20 Shaker Financial Services, LLC 0.15% of their portfolio Arlington, VA 34,52234.5k $372.8k $372.8k 0.15% Reduced -37.8k -37,833
21 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 34,41334.4k $371.7k $371.7k 0.00% Reduced -146.2k -146,198
22 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 30,07130.1k $324.8k $324.8k 0.00% Added +3.3k +3,269
23 MELFA WEALTH MANAGEMENT, INC. 0.20% of their portfolio WESTBOROUGH, MA 26,27826.3k $283.8k $283.8k 0.20% Reduced -456 -456
24 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 21,24021.2k $229.4k $229.4k 0.00% Added +4.3k +4,264
25 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 20,04120.0k $216.4k $216.4k 0.00% Reduced -2.9k -2,858
26 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 19,17519.2k $207.1k $207.1k 0.00% Unchanged
27 Capital Market Strategies LLC 0.13% of their portfolio PALM BEACH GARDENS, FL 18,89518.9k $204.1k $204.1k 0.13% Added +300 +300
28 FSA Advisors, Inc. 0.20% of their portfolio TROY, MI 17,69817.7k $191.1k $191.1k 0.20% Added +1.9k +1,921
29 Bey-Douglas LLC 0.18% of their portfolio Marietta, GA 17,57717.6k $192.3k $192.3k 0.18% Unchanged
30 Capital Investment Advisors, LLC 0.00% of their portfolio ATLANTA, GA 15,48815.5k $167.3k $167.3k 0.00% Reduced -2.3k -2,328
31 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 15,27515.3k $165.0k $165.0k 0.00% Unchanged
32 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 13,73513.7k $148.0k $148.0k 0.01% Unchanged
33 Moors & Cabot, Inc. 0.01% of their portfolio BOSTON, MA 13,50013.5k $145.8k $145.8k 0.01% Unchanged
34 Pointe Capital Management LLC 0.08% of their portfolio GROSSE POINTE FARMS, MI 11,68411.7k $126.2k $126.2k 0.08% Unchanged
35 B. Riley Wealth Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 11,00011.0k $118.8k $118.8k 0.00% New
36 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 10,72410.7k $115.8k $115.8k 0.00% Unchanged
37 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,1544.2k $44.9k $44.9k 0.00% Reduced -4.7k -4,673
38 BARRETT & COMPANY, INC. 0.01% of their portfolio PROVIDENCE, RI 3,0003.0k $32.4k $32.4k 0.01% Unchanged
39 Luken Investment Analytics, LLC 0.02% of their portfolio BRENTWOOD, TN 3,0003.0k $32.4k $32.4k 0.02% New
40 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 2,2002.2k $23.8k $23.8k 0.00% Unchanged
41 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.00% of their portfolio FLINT, MI 750750 $8.1k $8.1k 0.00% Unchanged
42 HAZLETT, BURT & WATSON, INC. 0.00% of their portfolio WHEELING, WV 500500 $5.0k $5.0k 0.00% Unchanged
43 Tortoise Investment Management, LLC 0.00% of their portfolio WHITE PLAINS, NY 496496 $5.4k $5.4k 0.00% Added +11 +11
44 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged