Vault-13

EAGLE POINT CREDIT COMPANY I ECC

COM · Closed-End Fund · CUSIP 269808101

86 institutional holders +15 vs Q1 2024
12,718,70012.7m shares reported held*
$127.8mreported value*
23 new 32 added 15 reduced 8 sold out net bought ≈ $4.4m (+440.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.05.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 51Q4 22: 62Q1 23: 60Q2 23: 67Q3 23: 64Q4 23: 70Q1 24: 71Q2 24: 8686Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202251
Q4 202262
Q1 202360
Q2 202367
Q3 202364
Q4 202370
Q1 202471
Q2 202486

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 32 bought or addedQ4 22: 16 cut or sold outQ4 22Q1 23: 33 bought or addedQ1 23: 22 cut or sold outQ2 23: 38 bought or addedQ2 23: 16 cut or sold outQ2 23Q3 23: 32 bought or addedQ3 23: 22 cut or sold outQ4 23: 37 bought or addedQ4 23: 26 cut or sold outQ4 23Q1 24: 44 bought or addedQ1 24: 20 cut or sold outQ2 24: 55 bought or addedQ2 24: 23 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223216
Q1 20233322
Q2 20233816
Q3 20233222
Q4 20233726
Q1 20244420
Q2 20245523

Biggest buyers

PFG Investments, LLC Added +207,875+207.9k
Thomas J. Herzfeld Advisors, Inc. New +200,601+200.6k
TrueMark Investments, LLC New +143,712+143.7k
Invesco Ltd. New +122,429+122.4k
ENVESTNET ASSET MANAGEMENT INC New +100,658+100.7k
WEDBUSH SECURITIES INC Added +91,058+91.1k
Main Street Financial Solutions, LLC Added +72,067+72.1k
Mariner, LLC Added +70,329+70.3k
Freestone Capital Holdings, LLC Added +54,710+54.7k
J.W. COLE ADVISORS, INC. Added +45,696+45.7k

Biggest sellers

MORGAN STANLEY Reduced -760,335-760.3k
Quadrature Capital Ltd Sold out -132,905-132.9k
LPL Financial LLC Reduced -67,648-67.6k
Black Swift Group, LLC Reduced -50,750-50.8k
CoreCap Advisors, LLC Sold out -22,400-22.4k
OSAIC HOLDINGS, INC. Reduced -22,240-22.2k
ROYAL BANK OF CANADA Reduced -19,454-19.5k
NORTHERN TRUST CORP Sold out -19,125-19.1k
CENTAURUS FINANCIAL, INC. Sold out -19,000-19.0k
ROYCE & ASSOCIATES LP Sold out -12,054-12.1k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Karpus Management, Inc. 13G · institution -0.1 pts · filed 2026-05-14 16.9% -0.1 pts 168.5k 2026-05-14

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 22: 1 buyingQ3 22: 0 sellingQ4 22: 1 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 1 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 0 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20221$8910——
Q4 20221$1.4k0——
Q1 20230—0——
Q2 20231$62.4k0——
Q3 20230—0——
Q4 20230—0——
Q1 20240—0——
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 STONE POINT CAPITAL LLC 4.60% of their portfolio GREENWICH, CT 5,822,7285.8m $58.5m $58.5m 4.60% Unchanged
2 Penserra Capital Management LLC 0.20% of their portfolio ORINDA, CA 1,569,8911.6m $15.8m $15.8m 0.20% Added +34.9k +34,885
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 459,048459.0k $4.6m $4.6m 0.00% Reduced -760.3k -760,335
4 Cadent Capital Advisors, LLC 1.84% of their portfolio TULSA, OK 451,611451.6k $4.5m $4.5m 1.84% Added +32.7k +32,666
5 WEDBUSH SECURITIES INC 0.16% of their portfolio PASADENA, CA 438,276438.3k $4.4m $4.4m 0.16% Added +91.1k +91,058
6 PFG Investments, LLC 0.28% of their portfolio WOODBURY, NY 387,398387.4k $3.9m $3.9m 0.28% Added +207.9k +207,875
7 INDEPENDENT FINANCIAL GROUP, LLC 0.10% of their portfolio SAN DIEGO, CA 238,729238.7k $2.4m $2.4m 0.10% Reduced -10.1k -10,137
8 BARD ASSOCIATES INC 0.91% of their portfolio CHICAGO, IL 235,856235.9k $2.4m $2.4m 0.91% Reduced -6.1k -6,125
9 Thomas J. Herzfeld Advisors, Inc. 0.71% of their portfolio MIAMI BEACH, FL 200,601200.6k $2.0m $2.0m 0.71% New
10 Main Street Financial Solutions, LLC 0.14% of their portfolio NEWTOWN, PA 147,447147.4k $1.5m $1.5m 0.14% Added +72.1k +72,067
11 Freestone Capital Holdings, LLC 0.05% of their portfolio Seattle, WA 144,997145.0k $1.5m $1.5m 0.05% Added +54.7k +54,710
12 TrueMark Investments, LLC 0.49% of their portfolio CHICAGO, IL 143,712143.7k $1.4m $1.4m 0.49% New
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 138,608138.6k $1.4m $1.4m 0.00% Reduced -19.5k -19,454
14 Oxinas Partners, LLC 0.82% of their portfolio JEFFERSONVILLE, IN 123,252123.3k $1.2m $1.2m 0.82% Added +23.8k +23,819
15 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 122,429122.4k $1.2m $1.2m 0.00% New
16 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 119,238119.2k $1.2m $1.2m 0.00% Added +11.9k +11,925
17 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 113,121113.1k $1.1m $1.1m 0.00% Reduced -67.6k -67,648
18 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 102,886102.9k $1.0m $1.0m 0.03% Added +12.4k +12,391
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 100,658100.7k $1.0m $1.0m 0.00% New
20 BI Asset Management Fondsmaeglerselskab A/S 0.02% of their portfolio KOBENHAVN, G7 99,34899.3k $998.0k $998.0k 0.02% Added +1.6k +1,614
21 Mariner, LLC 0.00% of their portfolio Overland Park, KS 86,60686.6k $870.4k $870.4k 0.00% Added +70.3k +70,329
22 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 85,10385.1k $855.3k $855.3k 0.01% Added +4.0k +4,040
23 Chicago Partners Investment Group LLC 0.03% of their portfolio CHICAGO, IL 83,20583.2k $822.9k $822.9k 0.03% Added +11.5k +11,468
24 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 82,50382.5k $829.2k $829.2k 0.00% Added +3.9k +3,863
25 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 75,30675.3k $756.8k $756.8k 0.00% Added +29.8k +29,778
26 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 75,26375.3k $756.4k $756.4k 0.00% Added +17.2k +17,163
27 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 74,49674.5k $748.7k $748.7k 0.01% Added +382 +382
28 Parisi Gray Wealth Management 0.22% of their portfolio MENDHAM, NJ 60,00060.0k $603.0k $603.0k 0.22% Reduced -2.0k -2,000
29 J.W. COLE ADVISORS, INC. 0.03% of their portfolio TAMPA, FL 56,99257.0k $572.8k $572.8k 0.03% Added +45.7k +45,696
30 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 53,44253.4k $537.0k $537.0k 0.00% Added +24.4k +24,417
31 MATRIX PRIVATE CAPITAL GROUP LLC 0.33% of their portfolio NEW YORK, NY 52,80052.8k $530.6k $530.6k 0.33% Unchanged
32 Samalin Investment Counsel, LLC 0.22% of their portfolio CHAPPAQUA, NY 47,69447.7k $479.3k $479.3k 0.22% Added +1.7k +1,729
33 Sage Capital Advisors,llc 0.13% of their portfolio SIOUX FALLS, SD 45,93745.9k $461.7k $461.7k 0.13% Added +5.7k +5,681
34 Financial Advocates Investment Management 0.03% of their portfolio OLYMPIA, WA 43,96144.0k $441.8k $441.8k 0.03% Added +5.0k +5,048
35 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 37,50937.5k $376.6k $376.6k 0.01% New
36 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 35,23535.2k $354.0k $354.0k 0.00% New
37 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 34,95435.0k $351.3k $351.3k 0.00% Added +1.1k +1,129
38 Marex Group Ltd 0.01% of their portfolio London, X0 33,20033.2k $333.7k $333.7k 0.01% New
39 DOCK STREET ASSET MANAGEMENT INC 0.05% of their portfolio PALM BEACH, FL 32,99433.0k $331.6k $331.6k 0.05% Unchanged
40 Black Swift Group, LLC 0.08% of their portfolio BOULDER, CO 32,75032.8k $329.1k $329.1k 0.08% Reduced -50.8k -50,750
41 Private Wealth Strategies, L.L.C. 0.06% of their portfolio New Albany, OH 30,38230.4k $305.3k $305.3k 0.06% Added +9.4k +9,382
42 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 30,18730.2k $303.4k $303.4k 0.00% Unchanged
43 Essex Financial Services, Inc. 0.02% of their portfolio ESSEX, CT 27,13727.1k $272.5k $272.5k 0.02% Added +2.5k +2,500
44 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 24,11024.1k $242.2k $242.2k 0.00% Reduced -22.2k -22,240
45 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 23,45523.5k $235.7k $235.7k 0.00% New
46 CastleKnight Management LP 0.03% of their portfolio New York, NY 22,40022.4k $225.1k $225.1k 0.03% Unchanged
47 Ballentine Partners, LLC 0.00% of their portfolio Waltham, MA 21,98522.0k $220.9k $220.9k 0.00% New
48 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 21,80021.8k $219.0k $219.0k 0.00% New
49 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 19,21819.2k $193.1k $193.1k 0.00% Added +8.8k +8,776
50 Naviter Wealth, LLC 0.03% of their portfolio LITTLE ROCK, AR 18,25018.2k $183.4k $183.4k 0.03% New
51 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 15,78015.8k $158.6k $158.6k 0.01% Reduced -1.0k -1,000
52 CFO4Life Group, LLC 0.03% of their portfolio COPPELL, TX 15,39015.4k $154.7k $154.7k 0.03% Added +5.0k +5,020
53 Nadler Financial Group, Inc. 0.02% of their portfolio DEERFIELD, IL 15,00015.0k $150.8k $150.8k 0.02% Added +5.0k +5,000
54 Worth Asset Management, LLC 0.09% of their portfolio DALLAS, TX 14,28014.3k $143.5k $143.5k 0.09% New
55 Kingsview Wealth Management, LLC 0.00% of their portfolio GRANTS PASS, OR 11,90011.9k $119.6k $119.6k 0.00% Unchanged
56 UBS Group AG 0.00% of their portfolio ZURICH, V8 11,71611.7k $117.7k $117.7k 0.00% Reduced -5.4k -5,430
57 Silverleafe Capital Partners, LLC 0.04% of their portfolio GERMANTOWN, TN 10,82110.8k $108.7k $108.7k 0.04% New
58 Compound Planning, Inc. 0.01% of their portfolio NEW YORK, NY 10,78210.8k $108.4k $108.4k 0.01% Reduced -1.5k -1,546
59 WADDELL & ASSOCIATES, LLC 0.01% of their portfolio MEMPHIS, TN 10,50810.5k $105.6k $105.6k 0.01% Reduced -136 -136
60 Orange Investment Advisors, Inc. 0.01% of their portfolio GOSHEN, NY 10,50010.5k $104.6k $104.6k 0.01% Unchanged
61 Soltis Investment Advisors LLC 0.01% of their portfolio ST. GEORGE, UT 10,22010.2k $102.7k $102.7k 0.01% New
62 Quantinno Capital Management LP 0.00% of their portfolio NEW YORK, NY 10,16710.2k $102.2k $102.2k 0.00% Unchanged
63 Sunbelt Securities, Inc. 0.01% of their portfolio HOUSTON, TX 7,4647.5k $75.0k $75.0k 0.01% Added +6.5k +6,464
64 EverSource Wealth Advisors, LLC 0.00% of their portfolio BIRMINGHAM, AL 6,0006.0k $59.7k $59.7k 0.00% New
65 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 5,7005.7k $58.4k $58.4k 0.00% Added +1.7k +1,700
66 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 3,3763.4k $33.9k $33.9k 0.00% New
67 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 2,9783.0k $29.9k $29.9k 0.00% Unchanged
68 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2,8092.8k $28.2k $28.2k 0.00% Reduced -550 -550
69 PSI Advisors, LLC 0.01% of their portfolio TAMPA, FL 2,2502.2k $22.6k $22.6k 0.01% Added +400 +400
70 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 1,9702.0k $19.8k $19.8k 0.00% New
71 Pacer Advisors, Inc. 0.00% of their portfolio Malvern, PA 1,9051.9k $19.1k $19.1k 0.00% Unchanged
72 Householder Group Estate & Retirement Specialist, LLC 0.01% of their portfolio SCOTTSDALE, AZ 1,8931.9k $19.0k $19.0k 0.01% New
73 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,5001.5k $15.1k $15.1k 0.00% Unchanged
74 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 1,4001.4k $14.1k $14.1k 0.00% Unchanged
75 AlphaMark Advisors, LLC 0.00% of their portfolio FT. WRIGHT, KY 1,2461.2k $13.0k $13.0k 0.00% Added +251 +251
76 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1,0911.1k $11.0k $11.0k 0.00% Reduced -896 -896
77 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,0481.0k $10.5k $10.5k 0.00% New
78 Plante Moran Financial Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 755755 $7.6k $7.6k 0.00% Reduced -4.2k -4,234
79 Blume Capital Management, Inc. 0.00% of their portfolio BERKELEY, CA 750750 $7.5k $7.5k 0.00% Unchanged
80 Spectrum Wealth Counsel, LLC 0.00% of their portfolio INDIANAPOLIS, IN 215215 $2.2k $2.2k 0.00% Unchanged
81 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 200200 $2.0k $2.0k 0.00% First filing
82 Strategic Financial Concepts, LLC 0.00% of their portfolio SAN ANTONIO, TX 198198 $2.0k $2.0k 0.00% New
83 Triad Wealth Partners, LLC 0.00% of their portfolio LAWRENCE, KS 7070 $704 $704 0.00% New
84 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1414 $141 $141 0.00% New
85 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $10 $10 0.00% New
86 MCF Advisors LLC 0.00% of their portfolio LEXINGTON, KY 00 $2 $2 0.00% Unchanged