Vault-13

EAGLE POINT CREDIT COMPANY I ECC

COM · Closed-End Fund · CUSIP 269808101

67 institutional holders +7 vs Q1 2023
9,000,6669.0m shares reported held*
$91.5mreported value*
13 new 25 added 10 reduced 6 sold out net bought ≈ $5.6m (+551.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.17.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 51Q4 22: 62Q1 23: 60Q2 23: 6767Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202251
Q4 202262
Q1 202360
Q2 202367

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 32 bought or addedQ4 22: 16 cut or sold outQ4 22Q1 23: 33 bought or addedQ1 23: 22 cut or sold outQ1 23Q2 23: 38 bought or addedQ2 23: 16 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223216
Q1 20233322
Q2 20233816

Biggest buyers

UBS Group AG Added +207,569+207.6k
Cresset Asset Management, LLC New +161,096+161.1k
Roumell Asset Management, LLC New +85,000+85.0k
Parisi Gray Wealth Management New +31,500+31.5k
Arete Wealth Advisors, LLC New +30,117+30.1k
Black Swift Group, LLC Added +29,200+29.2k
Financial Advocates Investment Management New +24,640+24.6k
Quadrature Capital Ltd New +19,991+20.0k
B. Riley Wealth Advisors, Inc. Added +17,103+17.1k
RAYMOND JAMES & ASSOCIATES Added +14,407+14.4k

Biggest sellers

MARSHALL WACE, LLP Sold out -52,211-52.2k
Oxinas Partners, LLC Reduced -35,627-35.6k
VIRTUS ADVISERS, LLC Reduced -22,942-22.9k
OSAIC HOLDINGS, INC. Reduced -16,815-16.8k
All Season Financial Advisors, Inc. Reduced -14,986-15.0k
Sierra Capital LLC Sold out -12,672-12.7k
CastleKnight Management LP Reduced -11,600-11.6k
Belpointe Asset Management LLC Sold out -8,349-8.3k
Advisory Services Network, LLC Sold out -5,772-5.8k
Ameritas Advisory Services, LLC Sold out -2,614-2.6k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Karpus Management, Inc. 13G · institution -0.1 pts · filed 2026-05-14 16.9% -0.1 pts 168.5k 2026-05-14

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 21: 0 buyingQ3 21: 0 sellingQ4 21: 0 buyingQ4 21: 0 sellingQ4 21Q1 22: 1 buyingQ1 22: 0 sellingQ2 22: 1 buyingQ2 22: 0 sellingQ2 22Q3 22: 1 buyingQ3 22: 0 sellingQ4 22: 1 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 1 buyingQ2 23: 0 sellingQ2 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20210—0——
Q4 20210—0——
Q1 20221$1.8k0——
Q2 20221—0——
Q3 20221$8910——
Q4 20221$1.4k0——
Q1 20230—0——
Q2 20231$62.4k0——
DateInsiderTradeSharesPrice ValueTheir holding
2023-05-30 Majewski Thomas P. CEO, director · 6.50% Series C Term Preferred Stock due 2031 Bought 3,000 $20.80 $62.4k3.0k shares new

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 STONE POINT CAPITAL LLC 2.73% of their portfolio GREENWICH, CT 5,822,7285.8m $59.2m $59.2m 2.73% Unchanged
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 291,367291.4k $3.0m $3.0m 0.00% Added +13.7k +13,735
3 BARD ASSOCIATES INC 1.06% of their portfolio CHICAGO, IL 268,181268.2k $2.7m $2.7m 1.06% Reduced -975 -975
4 UBS Group AG 0.00% of their portfolio ZURICH, V8 219,096219.1k $2.2m $2.2m 0.00% Added +207.6k +207,569
5 INDEPENDENT FINANCIAL GROUP, LLC 0.15% of their portfolio SAN DIEGO, CA 212,684212.7k $2.2m $2.2m 0.15% Added +5.6k +5,610
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 195,177195.2k $2.0m $2.0m 0.00% Added +3.1k +3,085
7 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 161,096161.1k $1.6m $1.6m 0.01% New
8 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 117,045117.0k $1.2m $1.2m 0.00% Added +6.9k +6,898
9 Oxinas Partners, LLC 0.70% of their portfolio JEFFERSONVILLE, IN 105,100105.1k $1.1m $1.1m 0.70% Reduced -35.6k -35,627
10 WEDBUSH SECURITIES INC 0.05% of their portfolio PASADENA, CA 95,69295.7k $972.0k $972.0k 0.05% Reduced -333 -333
11 Black Swift Group, LLC 0.31% of their portfolio BOULDER, CO 90,80090.8k $922.5k $922.5k 0.31% Added +29.2k +29,200
12 BI Asset Management Fondsmaeglerselskab A/S 0.02% of their portfolio KOBENHAVN, G7 86,91486.9k $881.0k $881.0k 0.02% Added +5.8k +5,755
13 Roumell Asset Management, LLC 1.70% of their portfolio CHEVY CHASE, MD 85,00085.0k $863.6k $863.6k 1.70% New
14 Freestone Capital Holdings, LLC 0.03% of their portfolio Seattle, WA 76,78076.8k $780.1k $780.1k 0.03% Added +7.0k +6,999
15 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 65,77865.8k $668.3k $668.3k 0.01% Added +17.1k +17,103
16 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 65,75665.8k $668.1k $668.1k 0.01% Added +10.5k +10,463
17 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 64,06264.1k $650.9k $650.9k 0.00% Added +14.4k +14,407
18 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 62,05062.0k $630.4k $630.4k 0.00% Added +1.4k +1,400
19 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 59,63859.6k $605.9k $605.9k 0.00% First filing
20 MATRIX PRIVATE CAPITAL GROUP LLC 0.44% of their portfolio NEW YORK, NY 58,60058.6k $595.4k $595.4k 0.44% Unchanged
21 Chicago Partners Investment Group LLC 0.03% of their portfolio CHICAGO, IL 57,49557.5k $593.9k $593.9k 0.03% Added +3.9k +3,863
22 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 53,29553.3k $541.5k $541.5k 0.02% Added +3.5k +3,454
23 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 52,10852.1k $529.4k $529.4k 0.00% Added +8.3k +8,252
24 ROYCE & ASSOCIATES LP 0.00% of their portfolio New York, NY 42,05442.1k $427.3k $427.3k 0.00% Unchanged
25 Sage Capital Advisors,llc 0.14% of their portfolio SIOUX FALLS, SD 40,65440.7k $413.0k $413.0k 0.14% Added +1.8k +1,766
26 VIRTUS ADVISERS, LLC 0.23% of their portfolio HARTFORD, CT 38,26738.3k $388.8k $388.8k 0.23% Reduced -22.9k -22,942
27 All Season Financial Advisors, Inc. 0.32% of their portfolio DENVER, CO 35,12235.1k $356.8k $356.8k 0.32% Reduced -15.0k -14,986
28 DOCK STREET ASSET MANAGEMENT INC 0.06% of their portfolio PALM BEACH, FL 32,99433.0k $335.2k $335.2k 0.06% Unchanged
29 Parisi Gray Wealth Management 0.16% of their portfolio MENDHAM, NJ 31,50031.5k $351.9k $351.9k 0.16% New
30 Arete Wealth Advisors, LLC 0.03% of their portfolio CHICAGO, IL 30,11730.1k $306.0k $306.0k 0.03% New
31 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 29,75929.8k $302.3k $302.3k 0.00% Reduced -16.8k -16,815
32 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 26,41626.4k $268.4k $268.4k 0.00% Added +7.8k +7,804
33 Financial Advocates Investment Management 0.02% of their portfolio OLYMPIA, WA 24,64024.6k $250.3k $250.3k 0.02% New
34 Essex Financial Services, Inc. 0.03% of their portfolio ESSEX, CT 24,63724.6k $250.3k $250.3k 0.03% Added +4.0k +4,000
35 CENTAURUS FINANCIAL, INC. 0.02% of their portfolio ANAHEIM, CA 23,30023.3k $237.0k $237.0k 0.02% Reduced -1.5k -1,500
36 CastleKnight Management LP 0.05% of their portfolio New York, NY 22,40022.4k $227.6k $227.6k 0.05% Reduced -11.6k -11,600
37 InterOcean Capital Group, LLC 0.01% of their portfolio NASHVILLE, TN 21,80021.8k $221.5k $221.5k 0.01% Unchanged
38 Quadrature Capital Ltd 0.00% of their portfolio LONDON, X0 19,99120.0k $203.0k $203.0k 0.00% New
39 Naviter Wealth, LLC 0.05% of their portfolio LITTLE ROCK, AR 17,83117.8k $181.2k $181.2k 0.05% Unchanged
40 NWF Advisory Services Inc. 0.04% of their portfolio Los Angeles, CA 17,74517.7k $180.3k $180.3k 0.04% Unchanged
41 Samalin Investment Counsel, LLC 0.10% of their portfolio CHAPPAQUA, NY 17,45217.5k $177.3k $177.3k 0.10% Added +6.8k +6,758
42 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 15,69215.7k $159.4k $159.4k 0.00% Added +835 +835
43 Kovack Advisors, Inc. 0.02% of their portfolio FT. LAUDERDALE, FL 14,92514.9k $151.6k $151.6k 0.02% Added +1.4k +1,410
44 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 14,58414.6k $148.2k $148.2k 0.00% Added +4.5k +4,478
45 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 13,54713.5k $138.0k $138.0k 0.00% Reduced -690 -690
46 Stratos Wealth Advisors, LLC 0.01% of their portfolio BEACHWOOD, OH 12,00012.0k $121.9k $121.9k 0.01% Unchanged
47 Cadent Capital Advisors, LLC 0.08% of their portfolio TULSA, OK 11,94011.9k $121.3k $121.3k 0.08% New
48 Compound Planning, Inc. 0.05% of their portfolio NEW YORK, NY 10,50910.5k $106.8k $106.8k 0.05% Added +215 +215
49 Orange Investment Advisors, Inc. 0.01% of their portfolio GOSHEN, NY 10,50010.5k $106.7k $106.7k 0.01% Unchanged
50 SUMMITRY LLC 0.01% of their portfolio Foster City, CA 10,00010.0k $101.6k $101.6k 0.01% New
51 TOMPKINS FINANCIAL CORP 0.02% of their portfolio ITHACA, NY 9,7009.7k $98.6k $98.6k 0.02% Unchanged
52 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 3,2763.3k $33.3k $33.3k 0.00% Unchanged
53 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2,4002.4k $24.4k $24.4k 0.00% Unchanged
54 Pacer Advisors, Inc. 0.00% of their portfolio Malvern, PA 1,9051.9k $19.4k $19.4k 0.00% Unchanged
55 Tradition Wealth Management, LLC 0.00% of their portfolio EDINA, MN 1,8011.8k $18.0k $18.0k 0.00% Unchanged
56 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,5001.5k $15.2k $15.2k 0.00% Unchanged
57 PSI Advisors, LLC 0.01% of their portfolio TAMPA, FL 1,3001.3k $13.2k $13.2k 0.01% Added +100 +100
58 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 1,0001.0k $10.2k $10.2k 0.00% Unchanged
59 Enstar Group LTD 0.00% of their portfolio Hamilton, D0 953953 $9.7k $9.7k 0.00% New
60 Blume Capital Management, Inc. 0.00% of their portfolio BERKELEY, CA 750750 $7.6k $7.6k 0.00% Unchanged
61 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 698698 $7.1k $7.1k 0.00% Added +440 +440
62 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 200200 $2.0k $2.0k 0.00% Reduced -200 -200
63 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 100100 $1.0k $1.0k 0.00% New
64 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 100100 $1.0k $1.0k 0.00% New
65 AlphaMark Advisors, LLC 0.00% of their portfolio FT. WRIGHT, KY 6969 $1.0k $1.0k 0.00% New
66 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $10 $10 0.00% New
67 MCF Advisors LLC 0.00% of their portfolio LEXINGTON, KY 00 $1 $1 0.00% Unchanged