EAGLE POINT CREDIT COMPANY I ECC
COM · Closed-End Fund · CUSIP 269808101
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $10.17.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 51 |
| Q4 2022 | 62 |
| Q1 2023 | 60 |
| Q2 2023 | 67 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 32 | 16 |
| Q1 2023 | 33 | 22 |
| Q2 2023 | 38 | 16 |
Biggest buyers
| UBS Group AG | Added | +207.6k |
| Cresset Asset Management, LLC | New | +161.1k |
| Roumell Asset Management, LLC | New | +85.0k |
| Parisi Gray Wealth Management | New | +31.5k |
| Arete Wealth Advisors, LLC | New | +30.1k |
| Black Swift Group, LLC | Added | +29.2k |
| Financial Advocates Investment Management | New | +24.6k |
| Quadrature Capital Ltd | New | +20.0k |
| B. Riley Wealth Advisors, Inc. | Added | +17.1k |
| RAYMOND JAMES & ASSOCIATES | Added | +14.4k |
Biggest sellers
| MARSHALL WACE, LLP | Sold out | -52.2k |
| Oxinas Partners, LLC | Reduced | -35.6k |
| VIRTUS ADVISERS, LLC | Reduced | -22.9k |
| OSAIC HOLDINGS, INC. | Reduced | -16.8k |
| All Season Financial Advisors, Inc. | Reduced | -15.0k |
| Sierra Capital LLC | Sold out | -12.7k |
| CastleKnight Management LP | Reduced | -11.6k |
| Belpointe Asset Management LLC | Sold out | -8.3k |
| Advisory Services Network, LLC | Sold out | -5.8k |
| Ameritas Advisory Services, LLC | Sold out | -2.6k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| Karpus Management, Inc. 13G · institution -0.1 pts · filed 2026-05-14 | 16.9% |
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 0 | — | — |
| Q1 2022 | 1 | $1.8k | 0 | — | — |
| Q2 2022 | 1 | — | 0 | — | — |
| Q3 2022 | 1 | $891 | 0 | — | — |
| Q4 2022 | 1 | $1.4k | 0 | — | — |
| Q1 2023 | 0 | — | 0 | — | — |
| Q2 2023 | 1 | $62.4k | 0 | — | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2023-05-30 | Majewski Thomas P. CEO, director · 6.50% Series C Term Preferred Stock due 2031 | Bought | $62.4k3.0k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| STONE POINT CAPITAL LLC 2.73% of their portfolio | 5.8m $59.2m | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 291.4k $3.0m | Added +13.7k |
| BARD ASSOCIATES INC 1.06% of their portfolio | 268.2k $2.7m | Reduced -975 |
| UBS Group AG 0.00% of their portfolio | 219.1k $2.2m | Added +207.6k |
| INDEPENDENT FINANCIAL GROUP, LLC 0.15% of their portfolio | 212.7k $2.2m | Added +5.6k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 195.2k $2.0m | Added +3.1k |
| Cresset Asset Management, LLC 0.01% of their portfolio | 161.1k $1.6m | New |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 117.0k $1.2m | Added +6.9k |
| Oxinas Partners, LLC 0.70% of their portfolio | 105.1k $1.1m | Reduced -35.6k |
| WEDBUSH SECURITIES INC 0.05% of their portfolio | 95.7k $972.0k | Reduced -333 |
| Black Swift Group, LLC 0.31% of their portfolio | 90.8k $922.5k | Added +29.2k |
| BI Asset Management Fondsmaeglerselskab A/S 0.02% of their portfolio | 86.9k $881.0k | Added +5.8k |
| Roumell Asset Management, LLC 1.70% of their portfolio | 85.0k $863.6k | New |
| Freestone Capital Holdings, LLC 0.03% of their portfolio | 76.8k $780.1k | Added +7.0k |
| B. Riley Wealth Advisors, Inc. 0.01% of their portfolio | 65.8k $668.3k | Added +17.1k |
| Private Advisor Group, LLC 0.01% of their portfolio | 65.8k $668.1k | Added +10.5k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 64.1k $650.9k | Added +14.4k |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 62.0k $630.4k | Added +1.4k |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 59.6k $605.9k | First filing |
| MATRIX PRIVATE CAPITAL GROUP LLC 0.44% of their portfolio | 58.6k $595.4k | Unchanged |
| Chicago Partners Investment Group LLC 0.03% of their portfolio | 57.5k $593.9k | Added +3.9k |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio | 53.3k $541.5k | Added +3.5k |
| LPL Financial LLC 0.00% of their portfolio | 52.1k $529.4k | Added +8.3k |
| ROYCE & ASSOCIATES LP 0.00% of their portfolio | 42.1k $427.3k | Unchanged |
| Sage Capital Advisors,llc 0.14% of their portfolio | 40.7k $413.0k | Added +1.8k |
| VIRTUS ADVISERS, LLC 0.23% of their portfolio | 38.3k $388.8k | Reduced -22.9k |
| All Season Financial Advisors, Inc. 0.32% of their portfolio | 35.1k $356.8k | Reduced -15.0k |
| DOCK STREET ASSET MANAGEMENT INC 0.06% of their portfolio | 33.0k $335.2k | Unchanged |
| Parisi Gray Wealth Management 0.16% of their portfolio | 31.5k $351.9k | New |
| Arete Wealth Advisors, LLC 0.03% of their portfolio | 30.1k $306.0k | New |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 29.8k $302.3k | Reduced -16.8k |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 26.4k $268.4k | Added +7.8k |
| Financial Advocates Investment Management 0.02% of their portfolio | 24.6k $250.3k | New |
| Essex Financial Services, Inc. 0.03% of their portfolio | 24.6k $250.3k | Added +4.0k |
| CENTAURUS FINANCIAL, INC. 0.02% of their portfolio | 23.3k $237.0k | Reduced -1.5k |
| CastleKnight Management LP 0.05% of their portfolio | 22.4k $227.6k | Reduced -11.6k |
| InterOcean Capital Group, LLC 0.01% of their portfolio | 21.8k $221.5k | Unchanged |
| Quadrature Capital Ltd 0.00% of their portfolio | 20.0k $203.0k | New |
| Naviter Wealth, LLC 0.05% of their portfolio | 17.8k $181.2k | Unchanged |
| NWF Advisory Services Inc. 0.04% of their portfolio | 17.7k $180.3k | Unchanged |
| Samalin Investment Counsel, LLC 0.10% of their portfolio | 17.5k $177.3k | Added +6.8k |
| Creative Planning 0.00% of their portfolio | 15.7k $159.4k | Added +835 |
| Kovack Advisors, Inc. 0.02% of their portfolio | 14.9k $151.6k | Added +1.4k |
| NewEdge Advisors, LLC 0.00% of their portfolio | 14.6k $148.2k | Added +4.5k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 13.5k $138.0k | Reduced -690 |
| Stratos Wealth Advisors, LLC 0.01% of their portfolio | 12.0k $121.9k | Unchanged |
| Cadent Capital Advisors, LLC 0.08% of their portfolio | 11.9k $121.3k | New |
| Compound Planning, Inc. 0.05% of their portfolio | 10.5k $106.8k | Added +215 |
| Orange Investment Advisors, Inc. 0.01% of their portfolio | 10.5k $106.7k | Unchanged |
| SUMMITRY LLC 0.01% of their portfolio | 10.0k $101.6k | New |
| TOMPKINS FINANCIAL CORP 0.02% of their portfolio | 9.7k $98.6k | Unchanged |
| Spire Wealth Management 0.00% of their portfolio | 3.3k $33.3k | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 2.4k $24.4k | Unchanged |
| Pacer Advisors, Inc. 0.00% of their portfolio | 1.9k $19.4k | Unchanged |
| Tradition Wealth Management, LLC 0.00% of their portfolio | 1.8k $18.0k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 1.5k $15.2k | Unchanged |
| PSI Advisors, LLC 0.01% of their portfolio | 1.3k $13.2k | Added +100 |
| Sunbelt Securities, Inc. 0.00% of their portfolio | 1.0k $10.2k | Unchanged |
| Enstar Group LTD 0.00% of their portfolio | 953 $9.7k | New |
| Blume Capital Management, Inc. 0.00% of their portfolio | 750 $7.6k | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 698 $7.1k | Added +440 |
| CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio | 200 $2.0k | Reduced -200 |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 100 $1.0k | New |
| Coppell Advisory Solutions LLC 0.00% of their portfolio | 100 $1.0k | New |
| AlphaMark Advisors, LLC 0.00% of their portfolio | 69 $1.0k | New |
| FMR LLC 0.00% of their portfolio | 1 $10 | New |
| MCF Advisors LLC 0.00% of their portfolio | 0 $1 | Unchanged |