Vault-13

ETF SER SOLUTIONS SMIG

BAHL GAYNOR SML · ETP · CUSIP 26922B832

49 institutional holders +9 vs Q3 2024
14,470,05514.5m shares reported held*
$421.3mreported value*
13 new 24 added 6 reduced 4 sold out net bought ≈ $101.0m (+3.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $29.11.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 11Q4 22: 15Q1 23: 21Q2 23: 23Q3 23: 28Q4 23: 33Q1 24: 29Q2 24: 31Q3 24: 40Q4 24: 4949Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202211
Q4 202215
Q1 202321
Q2 202323
Q3 202328
Q4 202333
Q1 202429
Q2 202431
Q3 202440
Q4 202449

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 23: 18 bought or addedQ1 23: 3 cut or sold outQ2 23: 20 bought or addedQ2 23: 4 cut or sold outQ2 23Q3 23: 23 bought or addedQ3 23: 1 cut or sold outQ4 23: 23 bought or addedQ4 23: 8 cut or sold outQ4 23Q1 24: 20 bought or addedQ1 24: 12 cut or sold outQ2 24: 13 bought or addedQ2 24: 14 cut or sold outQ2 24Q3 24: 29 bought or addedQ3 24: 7 cut or sold outQ4 24: 37 bought or addedQ4 24: 10 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023183
Q2 2023204
Q3 2023231
Q4 2023238
Q1 20242012
Q2 20241314
Q3 2024297
Q4 20243710

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +1,252,212+1.3m
MORGAN STANLEY Added +915,859+915.9k
UBS Group AG Added +625,629+625.6k
ROYAL BANK OF CANADA Added +255,818+255.8k
INDEPENDENT FINANCIAL GROUP, LLC New +232,708+232.7k
STIFEL FINANCIAL CORP Added +45,195+45.2k
Kestra Advisory Services, LLC New +33,720+33.7k
LPL Financial LLC Added +27,720+27.7k
ENVESTNET ASSET MANAGEMENT INC Added +27,133+27.1k
Sanctuary Advisors, LLC Added +26,726+26.7k

Biggest sellers

JPMORGAN CHASE & CO Reduced -108,019-108.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -21,495-21.5k
CASTLE WEALTH MANAGEMENT LLC Reduced -15,893-15.9k
SeaCrest Wealth Management, LLC Sold out -10,811-10.8k
MCF Advisors LLC Sold out -4,000-4.0k
U.S. Capital Wealth Advisors, LLC Reduced -3,310-3.3k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -2,001-2.0k
COMERICA BANK Reduced -326-326
Blue Trust, Inc. Reduced -129-129
WELLS FARGO & COMPANY/MN Sold out -100-100

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 4,386,6414.4m $127.7m $127.7m 0.01% Added +1.3m +1,252,212
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,758,1843.8m $109.4m $109.4m 0.01% Added +915.9k +915,859
3 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,815,0381.8m $52.8m $52.8m 0.01% Added +255.8k +255,818
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 889,927889.9k $25.9m $25.9m 0.01% Added +625.6k +625,629
5 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 727,114727.1k $21.2m $21.2m 0.01% First filing
6 Pine Valley Investments Ltd Liability Co 0.64% of their portfolio MARLTON, NJ 334,410334.4k $9.8m $9.8m 0.64% Added +5.9k +5,894
7 US BANCORP \DE\ 0.01% of their portfolio MINNEAPOLIS, MN 288,637288.6k $8.4m $8.4m 0.01% Added +23.1k +23,146
8 INDEPENDENT FINANCIAL GROUP, LLC 0.23% of their portfolio SAN DIEGO, CA 232,708232.7k $6.8m $6.8m 0.23% New
9 CASTLE WEALTH MANAGEMENT LLC 2.36% of their portfolio BOYNTON BEACH, FL 205,552205.6k $6.0m $6.0m 2.36% Reduced -15.9k -15,893
10 INTEGRITY WEALTH ADVISORS, INC. 3.82% of their portfolio Ventura, CA 178,708178.7k $5.2m $5.2m 3.82% First filing
11 U.S. Capital Wealth Advisors, LLC 0.16% of their portfolio AUSTIN, TX 174,057174.1k $5.1m $5.1m 0.16% Reduced -3.3k -3,310
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 164,214164.2k $4.8m $4.8m 0.00% Added +27.1k +27,133
13 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 152,625152.6k $4.4m $4.4m 0.00% Added +27.7k +27,720
14 FIFTH THIRD BANCORP 0.02% of their portfolio CINCINNATI, OH 148,540148.5k $4.3m $4.3m 0.02% Added +4.0k +4,000
15 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 147,830147.8k $4.3m $4.3m 0.01% Added +5.8k +5,767
16 Sanctuary Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 141,504141.5k $4.3m $4.3m 0.03% Added +26.7k +26,726
17 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 113,984114.0k $3.3m $3.3m 0.00% Added +45.2k +45,195
18 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 108,229108.2k $3.1m $3.1m 0.00% Reduced -108.0k -108,019
19 Heritage Wealth Management, Inc. 0.77% of their portfolio CINCINNATI, OH 79,62079.6k $2.3m $2.3m 0.77% Added +5.2k +5,220
20 Wealthcare Advisory Partners LLC 0.04% of their portfolio WEST CHESTER, PA 49,83149.8k $1.5m $1.5m 0.04% Added +1.2k +1,178
21 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 42,00042.0k $1.2m $1.2m 0.00% Added +8.0k +7,959
22 Prime Capital Investment Advisors, LLC 0.02% of their portfolio OVERLAND PARK, KS 40,40940.4k $1.2m $1.2m 0.02% Added +6.6k +6,559
23 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 33,72033.7k $981.3k $981.3k 0.01% New
24 Gladstone Institutional Advisory LLC 0.04% of their portfolio Bedminster, NJ 30,55530.6k $889.2k $889.2k 0.04% Added +1.0k +1,029
25 TRANSCEND CAPITAL ADVISORS, LLC 0.06% of their portfolio MADISON, NJ 29,18329.2k $849.2k $849.2k 0.06% Added +13.7k +13,708
26 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 28,32828.3k $824.3k $824.3k 0.00% Added +14.3k +14,325
27 ORBA Wealth Advisors, L.L.C. 0.34% of their portfolio CHICAGO, IL 22,55222.6k $656.3k $656.3k 0.34% Added +1.0k +1,001
28 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 21,20421.2k $617.0k $617.0k 0.01% Added +797 +797
29 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 21,09521.1k $615.3k $615.3k 0.01% New
30 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 15,90715.9k $462.9k $462.9k 0.00% New
31 Merriman Wealth Management, LLC 0.02% of their portfolio SEATTLE, WA 15,90015.9k $462.7k $462.7k 0.02% New
32 COMERICA BANK 0.00% of their portfolio DALLAS, TX 14,09614.1k $410.2k $410.2k 0.00% Reduced -326 -326
33 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 11,64111.6k $338.8k $338.8k 0.00% Added +5.9k +5,935
34 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 11,12711.1k $323.8k $323.8k 0.00% Added +2.0k +1,997
35 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 10,93010.9k $318.1k $318.1k 0.01% New
36 Weaver Consulting Group 0.09% of their portfolio HUNTINGTON BEACH, CA 9,7509.8k $283.7k $283.7k 0.09% Unchanged
37 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 9,7419.7k $283.0k $283.0k 0.00% Reduced -2.0k -2,001
38 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 9,2569.3k $269.4k $269.4k 0.00% Reduced -129 -129
39 FINANCIAL MANAGEMENT NETWORK INC 0.06% of their portfolio MISSION VIEJO, CA 9,0819.1k $264.9k $264.9k 0.06% New
40 PFG Investments, LLC 0.01% of their portfolio WOODBURY, NY 8,2138.2k $239.0k $239.0k 0.01% New
41 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 7,9437.9k $231.0k $231.0k 0.00% New
42 Crew Capital Management, Ltd 0.17% of their portfolio CINCINNATI, OH 7,2267.2k $210.3k $210.3k 0.17% New
43 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,2782.3k $66.3k $66.3k 0.00% Unchanged
44 CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio KOKOMO, IN 2,0052.0k $58.3k $58.3k 0.00% Added +8 +8
45 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,2141.2k $35.3k $35.3k 0.00% Unchanged
46 Brooklyn Investment Group 0.00% of their portfolio NEW YORK, NY 436436 $12.7k $12.7k 0.00% New
47 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 140140 $4.1k $4.1k 0.00% New
48 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $29 $29 0.00% New
49 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged