Vault-13

ETF SER SOLUTIONS IDUB

APTUS INT ENH YL · ETP · CUSIP 26922B709

42 institutional holders +7 vs Q3 2025
16,563,01416.6m shares reported held*
$403.0mreported value*
8 new 20 added 8 reduced 2 sold out net sold ≈ $6.4m (-263.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($460.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $24.33.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 18Q4 22: 22Q1 23: 21Q2 23: 15Q3 23: 16Q4 23: 18Q1 24: 24Q2 24: 26Q3 24: 29Q4 24: 35Q1 25: 34Q2 25: 37Q3 25: 35Q4 25: 4242Q3 22Q2 23Q1 24Q4 24Q4 25
Numbers
QuarterHolders
Q3 202218
Q4 202222
Q1 202321
Q2 202315
Q3 202316
Q4 202318
Q1 202424
Q2 202426
Q3 202429
Q4 202435
Q1 202534
Q2 202537
Q3 202535
Q4 202542

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 24: 19 bought or addedQ1 24: 5 cut or sold outQ2 24: 20 bought or addedQ2 24: 8 cut or sold outQ2 24Q3 24: 23 bought or addedQ3 24: 4 cut or sold outQ4 24: 27 bought or addedQ4 24: 6 cut or sold outQ4 24Q1 25: 29 bought or addedQ1 25: 7 cut or sold outQ2 25: 21 bought or addedQ2 25: 16 cut or sold outQ2 25Q3 25: 23 bought or addedQ3 25: 15 cut or sold outQ4 25: 28 bought or addedQ4 25: 10 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 2024195
Q2 2024208
Q3 2024234
Q4 2024276
Q1 2025297
Q2 20252116
Q3 20252315
Q4 20252810

Biggest buyers

Aptus Capital Advisors, LLC Added +1,305,491+1.3m
Regal Investment Advisors LLC Added +93,666+93.7k
Independent Advisor Alliance Added +63,261+63.3k
Prime Capital Investment Advisors, LLC Added +56,652+56.7k
Waterloo Capital, L.P. Added +43,073+43.1k
Second Line Capital, LLC Added +42,911+42.9k
Park Place Capital Corp Added +36,342+36.3k
Lord & Richards Wealth Management, LLC Added +23,450+23.4k
Advisory Services Network, LLC New +18,933+18.9k
Signal Advisors Wealth, LLC Added +18,002+18.0k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Sold out -1,627,279-1.6m
Integrated Wealth Concepts LLC Reduced -360,792-360.8k
RENASANT BANK Reduced -35,903-35.9k
LPL Financial LLC Reduced -30,731-30.7k
Retirement Planning Group, LLC Reduced -6,185-6.2k
True Vision MN LLC Reduced -3,799-3.8k
Gladstone Institutional Advisory LLC Reduced -3,648-3.6k
Virtue Capital Management, LLC Sold out -282-282
O'SHAUGHNESSY ASSET MANAGEMENT, LLC Reduced -156-156
MORGAN STANLEY Reduced -16-16

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Aptus Capital Advisors, LLC 1.47% of their portfolio FAIRHOPE, AL 7,120,8897.1m $173.3m $173.3m 1.47% Added +1.3m +1,305,491
2 Integrated Wealth Concepts LLC 0.91% of their portfolio WALTHAM, MA 3,165,2853.2m $77.0m $77.0m 0.91% Reduced -360.8k -360,792
3 Second Line Capital, LLC 6.78% of their portfolio METAIRIE, LA 1,357,1221.4m $33.0m $33.0m 6.78% Added +42.9k +42,911
4 Park Place Capital Corp 5.26% of their portfolio Homewood, AL 1,038,4181.0m $25.3m $25.3m 5.26% Added +36.3k +36,342
5 Waterloo Capital, L.P. 1.72% of their portfolio AUSTIN, TX 976,956977.0k $23.8m $23.8m 1.72% Added +43.1k +43,073
6 SWS Partners 3.17% of their portfolio COLUMBUS, OH 538,945538.9k $13.1m $13.1m 3.17% Added +13.1k +13,122
7 MBE Wealth Management, LLC 3.39% of their portfolio TOMAH, WI 333,056333.1k $8.1m $8.1m 3.39% Added +8.5k +8,506
8 SILVER OAK SECURITIES, INCORPORATED 0.52% of their portfolio JACKSON, TN 315,082315.1k $7.7m $7.7m 0.52% Added +16.5k +16,494
9 Signal Advisors Wealth, LLC 0.55% of their portfolio DETROIT, MI 283,275283.3k $6.9m $6.9m 0.55% Added +18.0k +18,002
10 RENASANT BANK 3.01% of their portfolio Tupelo, MS 182,528182.5k $4.4m $4.4m 3.01% Reduced -35.9k -35,903
11 Prime Capital Investment Advisors, LLC 0.04% of their portfolio OVERLAND PARK, KS 141,102141.1k $3.4m $3.4m 0.04% Added +56.7k +56,652
12 Regal Investment Advisors LLC 0.18% of their portfolio KENTWOOD, MI 126,087126.1k $3.1m $3.1m 0.18% Added +93.7k +93,666
13 ONE PLUS ONE WEALTH MANAGEMENT, LLC 1.36% of their portfolio JUPITER, FL 121,545121.5k $3.0m $3.0m 1.36% Added +1.2k +1,209
14 Cushing Capital Partners, LLC 2.17% of their portfolio DELAFIELD, WI 120,594120.6k $2.9m $2.9m 2.17% Added +13.4k +13,423
15 Independent Advisor Alliance 0.06% of their portfolio CHARLOTTE, NC 95,96896.0k $2.3m $2.3m 0.06% Added +63.3k +63,261
16 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 94,91994.9k $2.3m $2.3m 0.03% Added +10.3k +10,310
17 MARIPAU WEALTH MANAGEMENT LLC 0.97% of their portfolio FORT WAYNE, IN 86,99887.0k $2.1m $2.1m 0.97% Added +3.1k +3,130
18 Second Half Financial Partners, LLC 0.73% of their portfolio SEBRING, FL 67,15467.2k $1.6m $1.6m 0.73% Added +143 +143
19 Lord & Richards Wealth Management, LLC 1.38% of their portfolio HIGHLANDS RANCH, CO 66,20766.2k $1.6m $1.6m 1.38% Added +23.4k +23,450
20 True Vision MN LLC 0.74% of their portfolio WOODBURY, MN 60,11160.1k $1.5m $1.5m 0.74% Reduced -3.8k -3,799
21 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 59,13159.1k $1.4m $1.4m 0.00% Reduced -30.7k -30,731
22 Tailwinds Wealth, LLC 1.16% of their portfolio VADNAIS HEIGHTS, MN 44,30844.3k $1.1m $1.1m 1.16% First filing
23 Town Capital LLC 0.65% of their portfolio BEL AIR, MD 32,73132.7k $796.3k $796.3k 0.65% First filing
24 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 24,08624.1k $586.0k $586.0k 0.00% Added +4.4k +4,384
25 Retirement Planning Group, LLC 0.02% of their portfolio LEAWOOD, KS 23,27323.3k $566.2k $566.2k 0.02% Reduced -6.2k -6,185
26 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 22,10722.1k $537.9k $537.9k 0.00% Added +2.1k +2,079
27 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 18,93318.9k $460.6k $460.6k 0.01% New
28 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 12,33812.3k $300.2k $300.2k 0.00% New
29 Gladstone Institutional Advisory LLC 0.01% of their portfolio Bedminster, NJ 10,19210.2k $248.0k $248.0k 0.01% Reduced -3.6k -3,648
30 Financial Guidance Group, Inc. 0.10% of their portfolio Palm Harbor, FL 9,9069.9k $241.0k $241.0k 0.10% Unchanged
31 John W. Brooker & Co., CPAs 0.39% of their portfolio OAKLAND, CA 8,8678.9k $215.7k $215.7k 0.39% New
32 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 6,4236.4k $156.3k $156.3k 0.00% Added +9 +9
33 BOKF, NA 0.00% of their portfolio TULSA, OK 5,7215.7k $139.2k $139.2k 0.00% Unchanged
34 WHITTIER TRUST CO 0.00% of their portfolio SOUTH PASADENA, CA 4,7944.8k $120.1k $120.1k 0.00% New
35 OPTIMA CAPITAL LLC 0.04% of their portfolio PORTLAND, OR 3,8693.9k $94.1k $94.1k 0.04% New
36 MORRIS FINANCIAL CONCEPTS, INC. 0.01% of their portfolio MOUNT PLEASANT, SC 1,3801.4k $33.6k $33.6k 0.01% Unchanged
37 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 975975 $23.7k $23.7k 0.00% Reduced -156 -156
38 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 330330 $8.0k $8.0k 0.00% New
39 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 231231 $5.6k $5.6k 0.00% New
40 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 102102 $2.5k $2.5k 0.00% Unchanged
41 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 88 $195 $195 0.00% New
42 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $42 $42 0.00% Reduced -16 -16