ETF SER SOLUTIONS IDUB
APTUS INT ENH YL · ETP · CUSIP 26922B709
16
institutional holders
+1 vs Q2 2023
6.9m
shares reported held*
$131.9mreported value*
3 new
8 added
3 reduced
2 sold out
net bought ≈ $68.1m (+3.6m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $19.13. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).
Trends to Q3 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 18 |
| Q4 2022 | 22 |
| Q1 2023 | 21 |
| Q2 2023 | 15 |
| Q3 2023 | 16 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 8 | 16 |
| Q1 2023 | 10 | 12 |
| Q2 2023 | 3 | 19 |
| Q3 2023 | 11 | 5 |
Biggest buyers
| Aptus Capital Advisors, LLC | Added | +2.8m |
| Waterloo Capital, L.P. | Added | +327.8k |
| Sugarloaf Wealth Management, LLC | Added | +199.3k |
| Schorn Wealth LLC | Added | +192.1k |
| GTS SECURITIES LLC | New | +22.9k |
| Compound Planning, Inc. | Added | +14.5k |
| MBE Wealth Management, LLC | Added | +5.6k |
| Global Retirement Partners, LLC | New | +4.3k |
| CITADEL ADVISORS LLC | Added | +3.1k |
| First Heartland Consultants, Inc. | Added | +2.8k |
Biggest sellers
| Ascentis Independent Advisors | Sold out | -11.3k |
| SILVER OAK SECURITIES, INCORPORATED | Reduced | -7.3k |
| GUARDIAN WEALTH ADVISORS, LLC / NC | Reduced | -4.5k |
| ONE PLUS ONE WEALTH MANAGEMENT, LLC | Reduced | -1.1k |
| Avior Wealth Management, LLC | Sold out | -329 |
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| None |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q3 2023
| Manager | Shares | Change |
|---|---|---|
| Aptus Capital Advisors, LLC 2.30% of their portfolio | 4.1m $78.7m | Added +2.8m |
| Sugarloaf Wealth Management, LLC 4.01% of their portfolio | 829.5k $15.9m | Added +199.3k |
| Schorn Wealth LLC 5.97% of their portfolio | 661.1k $12.6m | Added +192.1k |
| Waterloo Capital, L.P. 3.24% of their portfolio | 577.6k $11.0m | Added +327.8k |
| First Heartland Consultants, Inc. 0.88% of their portfolio | 362.9k $6.9m | Added +2.8k |
| SILVER OAK SECURITIES, INCORPORATED 0.58% of their portfolio | 138.6k $2.7m | Reduced -7.3k |
| ONE PLUS ONE WEALTH MANAGEMENT, LLC 0.67% of their portfolio | 53.9k $1.0m | Reduced -1.1k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 37.2k $710.9k | Added +3.1k |
| Compound Planning, Inc. 0.22% of their portfolio | 34.2k $654.3k | Added +14.5k |
| MBE Wealth Management, LLC 0.35% of their portfolio | 32.0k $611.9k | Added +5.6k |
| GTS SECURITIES LLC 0.01% of their portfolio | 22.9k $437.4k | New |
| Virtue Capital Management, LLC 0.05% of their portfolio | 13.4k $265.0k | Unchanged |
| GUARDIAN WEALTH ADVISORS, LLC / NC 0.04% of their portfolio | 11.1k $211.5k | Reduced -4.5k |
| Global Retirement Partners, LLC 0.00% of their portfolio | 4.3k $80.3k | New |
| UBS Group AG 0.00% of their portfolio | 30 $574 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |