Vault-13

ETF SER SOLUTIONS TRFM

AAM TRANS ETF · ETP · CUSIP 26922B683

43 institutional holders +12 vs Q1 2026
3,071,1083.1m shares reported held*
$194.0mreported value*
14 new 21 added 3 reduced 1 sold out net bought ≈ $50.8m (+803.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $63.17.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 3Q4 22: 4Q1 23: 4Q2 23: 6Q3 23: 6Q4 23: 8Q1 24: 9Q2 24: 9Q3 24: 13Q4 24: 12Q1 25: 14Q2 25: 17Q3 25: 18Q4 25: 28Q1 26: 31Q2 26: 4343Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 20223
Q4 20224
Q1 20234
Q2 20236
Q3 20236
Q4 20238
Q1 20249
Q2 20249
Q3 202413
Q4 202412
Q1 202514
Q2 202517
Q3 202518
Q4 202528
Q1 202631
Q2 202643

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 24: 11 bought or addedQ3 24: 1 cut or sold outQ4 24: 9 bought or addedQ4 24: 1 cut or sold outQ4 24Q1 25: 5 bought or addedQ1 25: 6 cut or sold outQ2 25: 11 bought or addedQ2 25: 3 cut or sold outQ2 25Q3 25: 15 bought or addedQ3 25: 2 cut or sold outQ4 25: 22 bought or addedQ4 25: 5 cut or sold outQ4 25Q1 26: 23 bought or addedQ1 26: 8 cut or sold outQ2 26: 35 bought or addedQ2 26: 4 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 2024111
Q4 202491
Q1 202556
Q2 2025113
Q3 2025152
Q4 2025225
Q1 2026238
Q2 2026354

Biggest buyers

OSAIC HOLDINGS, INC. Added +291,251+291.3k
LPL Financial LLC Added +175,437+175.4k
WELLS FARGO & COMPANY/MN Added +87,942+87.9k
STIFEL FINANCIAL CORP Added +50,285+50.3k
CITADEL ADVISORS LLC New +25,762+25.8k
Cetera Investment Advisers Added +22,527+22.5k
ROYAL BANK OF CANADA Added +21,669+21.7k
RAYMOND JAMES FINANCIAL INC Added +21,115+21.1k
MML INVESTORS SERVICES, LLC New +15,125+15.1k
ENVESTNET ASSET MANAGEMENT INC Added +13,788+13.8k

Biggest sellers

SeaCrest Wealth Management, LLC Reduced -7,270-7.3k
Independent Advisor Alliance Sold out -6,308-6.3k
FARMERS & MERCHANTS TRUST Co OF LONG BEACH Reduced -1,004-1.0k
KESTRA PRIVATE WEALTH SERVICES, LLC Reduced -284-284

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 1,739,3281.7m $109.9m $109.9m 0.02% Added +175.4k +175,437
2 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 454,043454.0k $28.7m $28.7m 0.03% Added +291.3k +291,251
3 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 104,858104.9k $6.6m $6.6m 0.00% Added +21.1k +21,115
4 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 101,182101.2k $6.4m $6.4m 0.01% Added +50.3k +50,285
5 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 99,970100.0k $6.3m $6.3m 0.01% Added +22.5k +22,527
6 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 92,68092.7k $5.9m $5.9m 0.00% Added +87.9k +87,942
7 SeaCrest Wealth Management, LLC 0.40% of their portfolio PURCHASE, NY 56,65556.7k $3.6m $3.6m 0.40% Reduced -7.3k -7,270
8 Key Client Fiduciary Advisors, LLC 0.86% of their portfolio Fairfield, NJ 46,84646.8k $3.0m $3.0m 0.86% Added +110 +110
9 Ausdal Financial Partners, Inc. 0.08% of their portfolio Davenport, IA 32,78732.8k $2.1m $2.1m 0.08% Added +5.2k +5,157
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 31,37831.4k $2.0m $2.0m 0.00% Added +13.8k +13,788
11 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 30,26230.3k $1.9m $1.9m 0.00% Added +3.2k +3,156
12 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 28,68128.7k $1.8m $1.8m 0.02% Reduced -284 -284
13 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 25,76225.8k $1.6m $1.6m 0.00% New
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 23,43123.4k $1.5m $1.5m 0.00% Added +21.7k +21,669
15 FARMERS & MERCHANTS TRUST Co OF LONG BEACH 0.28% of their portfolio LONG BEACH, CA 20,31820.3k $1.3m $1.3m 0.28% Reduced -1.0k -1,004
16 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 19,85719.9k $1.3m $1.3m 0.00% Added +2.5k +2,500
17 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 18,92718.9k $1.2m $1.2m 0.01% Added +10.5k +10,480
18 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 15,12515.1k $955.4k $955.4k 0.00% New
19 CHILTON INVESTMENT CO INC. 0.02% of their portfolio STAMFORD, CT 12,42212.4k $784.7k $784.7k 0.02% Added +4.9k +4,910
20 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 11,86811.9k $749.7k $749.7k 0.01% Added +252 +252
21 Cornerstone Wealth Management, LLC 0.03% of their portfolio ST. PETERS, MO 11,71511.7k $740.0k $740.0k 0.03% New
22 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 9,1009.1k $574.8k $574.8k 0.01% Added +800 +800
23 PKS Advisory Services, LLC 0.09% of their portfolio ALBANY, NY 8,8558.9k $559.4k $559.4k 0.09% New
24 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 8,6808.7k $548.4k $548.4k 0.00% New
25 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 8,4728.5k $535.2k $535.2k 0.00% New
26 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 8,0258.0k $506.9k $506.9k 0.00% Added +185 +185
27 NWF Advisory Services Inc. 0.05% of their portfolio Los Angeles, CA 7,9307.9k $500.9k $500.9k 0.05% New
28 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 7,0977.1k $448.3k $448.3k 0.01% Unchanged
29 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 6,3356.3k $400.2k $400.2k 0.00% Added +1.5k +1,510
30 PRIVATE TRUST CO NA 0.03% of their portfolio CLEVELAND, OH 5,9936.0k $378.6k $378.6k 0.03% Added +2.8k +2,794
31 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 5,4425.4k $343.8k $343.8k 0.01% New
32 Balboa Wealth Partners 0.05% of their portfolio SCOTTSDALE, AZ 5,3935.4k $340.7k $340.7k 0.05% Unchanged
33 J.W. COLE ADVISORS, INC. 0.00% of their portfolio TAMPA, FL 3,3953.4k $214.5k $214.5k 0.00% New
34 DEFINE FINANCIAL, LLC 0.09% of their portfolio SAN DIEGO, CA 3,2063.2k $202.5k $202.5k 0.09% New
35 CENTAURUS FINANCIAL, INC. 0.01% of their portfolio ANAHEIM, CA 2,6662.7k $168.0k $168.0k 0.01% New
36 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 568568 $35.9k $35.9k 0.00% New
37 Strengthening Families & Communities, LLC 0.01% of their portfolio BOSTON, MA 501501 $31.6k $31.6k 0.01% Unchanged
38 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 497497 $31.4k $31.4k 0.00% Added +198 +198
39 WOLFF WIESE MAGANA LLC 0.01% of their portfolio CARSLBAD, CA 242242 $15.3k $15.3k 0.01% Unchanged
40 UBS Group AG 0.00% of their portfolio ZURICH, V8 241241 $15.2k $15.2k 0.00% New
41 Advisors Asset Management, Inc. 0.00% of their portfolio Monument, CO 215215 $13.6k $13.6k 0.00% Added +134 +134
42 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 122122 $7.7k $7.7k 0.00% New
43 FMR LLC 0.00% of their portfolio BOSTON, MA 3838 $2.4k $2.4k 0.00% Unchanged