Vault-13

ETF SER SOLUTIONS DEFR

APTUS DEFERRED I · ETP · CUSIP 26922B451

26 institutional holders +2 vs Q4 2025
3,869,8093.9m shares reported held*
$102.9mreported value*
5 new 19 added 1 reduced 4 sold out net bought ≈ $16.0m (+601.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($59.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $26.60.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0102030Q2 25: 14Q3 25: 20Q4 25: 24Q1 26: 2626Q2 25Q3 25Q4 25Q1 26
Numbers
QuarterHolders
Q2 202514
Q3 202520
Q4 202524
Q1 202626

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 25: 15 bought or addedQ3 25: 4 cut or sold outQ3 25Q4 25: 20 bought or addedQ4 25: 3 cut or sold outQ4 25Q1 26: 24 bought or addedQ1 26: 5 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q3 2025154
Q4 2025203
Q1 2026245

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC New +268,627+268.6k
Aptus Capital Advisors, LLC Added +114,641+114.6k
Compass Ion Advisors, LLC Added +96,473+96.5k
Integrated Wealth Concepts LLC Added +31,905+31.9k
Prime Capital Investment Advisors, LLC Added +23,537+23.5k
Park Place Capital Corp Added +15,395+15.4k
JANE STREET GROUP, LLC Added +14,530+14.5k
MBE Wealth Management, LLC Added +14,471+14.5k
Second Line Capital, LLC Added +12,830+12.8k
Independent Advisor Alliance New +11,598+11.6k

Biggest sellers

True Vision MN LLC Sold out -33,164-33.2k
Town Capital LLC Sold out -9,528-9.5k
OSAIC HOLDINGS, INC. Reduced -2,313-2.3k
UBS Group AG Sold out -328-328
Rockefeller Capital Management L.P. Sold out -163-163

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Aptus Capital Advisors, LLC 0.41% of their portfolio FAIRHOPE, AL 1,817,4451.8m $48.3m $48.3m 0.41% Added +114.6k +114,641
2 6th Street Advisors, LLC 5.31% of their portfolio DAPHNE, AL 317,186317.2k $8.4m $8.4m 5.31% First filing
3 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 268,627268.6k $7.1m $7.1m 0.00% New
4 Park Place Capital Corp 1.39% of their portfolio Homewood, AL 260,689260.7k $6.9m $6.9m 1.39% Added +15.4k +15,395
5 Waterloo Capital, L.P. 0.30% of their portfolio AUSTIN, TX 161,399161.4k $4.3m $4.3m 0.30% Added +1.6k +1,638
6 Compass Ion Advisors, LLC 0.38% of their portfolio CONSHOHOCKEN, PA 148,550148.6k $4.0m $4.0m 0.38% Added +96.5k +96,473
7 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 140,561140.6k $3.7m $3.7m 0.03% Added +31.9k +31,905
8 SILVER OAK SECURITIES, INCORPORATED 0.26% of their portfolio JACKSON, TN 134,766134.8k $3.6m $3.6m 0.26% Added +7.2k +7,220
9 Prime Capital Investment Advisors, LLC 0.04% of their portfolio OVERLAND PARK, KS 116,336116.3k $3.1m $3.1m 0.04% Added +23.5k +23,537
10 ONE PLUS ONE WEALTH MANAGEMENT, LLC 0.97% of their portfolio JUPITER, FL 86,52986.5k $2.3m $2.3m 0.97% Added +4.2k +4,219
11 Regal Investment Advisors LLC 0.09% of their portfolio KENTWOOD, MI 59,74559.7k $1.6m $1.6m 0.09% Added +1.4k +1,411
12 Second Line Capital, LLC 0.26% of their portfolio METAIRIE, LA 52,55652.6k $1.4m $1.4m 0.26% Added +12.8k +12,830
13 Second Half Financial Partners, LLC 0.58% of their portfolio SEBRING, FL 48,31048.3k $1.3m $1.3m 0.58% Added +5.1k +5,091
14 MBE Wealth Management, LLC 0.53% of their portfolio TOMAH, WI 47,80347.8k $1.3m $1.3m 0.53% Added +14.5k +14,471
15 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 39,29439.3k $1.0m $1.0m 0.01% Added +243 +243
16 RENASANT BANK 0.66% of their portfolio Tupelo, MS 35,09435.1k $933.5k $933.5k 0.66% Added +895 +895
17 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 32,05332.1k $852.6k $852.6k 0.00% Added +14.5k +14,530
18 Meridian Wealth Management, LLC 0.03% of their portfolio LEXINGTON, KY 28,35628.4k $754.2k $754.2k 0.03% Added +6.6k +6,598
19 Grant Street Asset Management, Inc. 0.12% of their portfolio CANONSBURG, PA 23,01923.0k $612.3k $612.3k 0.12% Added +758 +758
20 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 14,81314.8k $394.0k $394.0k 0.00% Reduced -2.3k -2,313
21 Cushing Capital Partners, LLC 0.25% of their portfolio DELAFIELD, WI 12,12712.1k $322.6k $322.6k 0.25% Added +267 +267
22 Independent Advisor Alliance 0.00% of their portfolio CHARLOTTE, NC 11,59811.6k $308.5k $308.5k 0.00% New
23 United Advisor Group, LLC 0.03% of their portfolio CINCINNATI, OH 9,5809.6k $254.8k $254.8k 0.03% New
24 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 2,2632.3k $60.2k $60.2k 0.00% Added +1.6k +1,608
25 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 2,2172.2k $59.0k $59.0k 0.00% New
26 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,1101.1k $29.5k $29.5k 0.00% New