Vault-13

ETF SER SOLUTIONS UPSD

APTUS LRG CAP UP · ETP · CUSIP 26922B444

30 institutional holders +3 vs Q1 2026
5,849,4935.8m shares reported held*
$165.0mreported value*
4 new 21 added 2 reduced 1 sold out net bought ≈ $14.2m (+503.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($280.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $28.20.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0102030Q4 24: 5Q1 25: 17Q2 25: 20Q3 25: 20Q4 25: 24Q1 26: 27Q2 26: 3030Q4 24Q2 25Q4 25Q2 26
Numbers
QuarterHolders
Q4 20245
Q1 202517
Q2 202520
Q3 202520
Q4 202524
Q1 202627
Q2 202630

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 25: 15 bought or addedQ1 25: 2 cut or sold outQ1 25Q2 25: 17 bought or addedQ2 25: 4 cut or sold outQ2 25Q3 25: 17 bought or addedQ3 25: 2 cut or sold outQ3 25Q4 25: 19 bought or addedQ4 25: 5 cut or sold outQ4 25Q1 26: 21 bought or addedQ1 26: 10 cut or sold outQ1 26Q2 26: 25 bought or addedQ2 26: 3 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q1 2025152
Q2 2025174
Q3 2025172
Q4 2025195
Q1 20262110
Q2 2026253

Biggest buyers

Signal Advisors Wealth, LLC Added +208,021+208.0k
Tailwinds Wealth, LLC New +148,361+148.4k
Aptus Capital Advisors, LLC Added +140,753+140.8k
Capital Investment Advisory Services, LLC Added +73,191+73.2k
ENVESTNET ASSET MANAGEMENT INC Added +68,072+68.1k
Park Place Capital Corp Added +33,162+33.2k
MARIPAU WEALTH MANAGEMENT LLC Added +20,710+20.7k
Waterloo Capital, L.P. Added +16,945+16.9k
SILVER OAK SECURITIES, INCORPORATED Added +13,284+13.3k
6th Street Advisors, LLC Added +9,836+9.8k

Biggest sellers

Uniting Wealth Partners, LLC Sold out -265,111-265.1k
Farther Finance Advisors, LLC Reduced -1,000-1.0k
Second Line Capital, LLC Reduced -684-684

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Aptus Capital Advisors, LLC 0.42% of their portfolio FAIRHOPE, AL 2,055,6982.1m $58.0m $58.0m 0.42% Added +140.8k +140,753
2 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 658,604658.6k $18.6m $18.6m 0.00% Added +68.1k +68,072
3 Signal Advisors Wealth, LLC 0.96% of their portfolio DETROIT, MI 652,110652.1k $18.4m $18.4m 0.96% Added +208.0k +208,021
4 Park Place Capital Corp 2.72% of their portfolio Homewood, AL 607,120607.1k $17.1m $17.1m 2.72% Added +33.2k +33,162
5 Waterloo Capital, L.P. 0.67% of their portfolio AUSTIN, TX 421,963422.0k $11.9m $11.9m 0.67% Added +16.9k +16,945
6 6th Street Advisors, LLC 3.07% of their portfolio DAPHNE, AL 189,679189.7k $5.3m $5.3m 3.07% Added +9.8k +9,836
7 Financial Guidance Group, Inc. 1.74% of their portfolio Palm Harbor, FL 164,760164.8k $4.6m $4.6m 1.74% Added +4.3k +4,277
8 MARIPAU WEALTH MANAGEMENT LLC 1.52% of their portfolio FORT WAYNE, IN 150,341150.3k $4.2m $4.2m 1.52% Added +20.7k +20,710
9 Tailwinds Wealth, LLC 2.47% of their portfolio VADNAIS HEIGHTS, MN 148,361148.4k $4.2m $4.2m 2.47% New
10 Lord & Richards Wealth Management, LLC 2.52% of their portfolio HIGHLANDS RANCH, CO 114,363114.4k $3.2m $3.2m 2.52% Added +5.8k +5,776
11 SILVER OAK SECURITIES, INCORPORATED 0.17% of their portfolio JACKSON, TN 101,647101.6k $2.9m $2.9m 0.17% Added +13.3k +13,284
12 MBE Wealth Management, LLC 0.94% of their portfolio TOMAH, WI 94,63194.6k $2.7m $2.7m 0.94% Added +3.0k +2,967
13 Second Line Capital, LLC 0.49% of their portfolio METAIRIE, LA 92,86792.9k $2.6m $2.6m 0.49% Reduced -684 -684
14 Cushing Capital Partners, LLC 1.64% of their portfolio DELAFIELD, WI 84,33684.3k $2.4m $2.4m 1.64% Added +7.1k +7,085
15 RENASANT BANK 1.47% of their portfolio Tupelo, MS 81,33381.3k $2.3m $2.3m 1.47% Added +3.8k +3,752
16 Capital Investment Advisory Services, LLC 0.14% of their portfolio RALEIGH, NC 78,00378.0k $2.2m $2.2m 0.14% Added +73.2k +73,191
17 Regal Investment Advisors LLC 0.07% of their portfolio KENTWOOD, MI 50,69050.7k $1.4m $1.4m 0.07% Added +698 +698
18 ONE PLUS ONE WEALTH MANAGEMENT, LLC 0.37% of their portfolio JUPITER, FL 29,83829.8k $841.4k $841.4k 0.37% Added +802 +802
19 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 27,02127.0k $762.0k $762.0k 0.01% Added +1.1k +1,092
20 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 15,24615.2k $429.9k $429.9k 0.00% Added +189 +189
21 Strong Retirement Solutions LLC 0.18% of their portfolio SILVERDALE, WA 10,85310.9k $306.1k $306.1k 0.18% Added +1.5k +1,455
22 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 9,95210.0k $280.6k $280.6k 0.00% Added +1.0k +1,041
23 Independent Advisor Alliance 0.01% of their portfolio CHARLOTTE, NC 9,4689.5k $267.0k $267.0k 0.01% Added +1.3k +1,266
24 Second Half Financial Partners, LLC 0.08% of their portfolio SEBRING, FL 7,3277.3k $206.6k $206.6k 0.08% New
25 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 1,2441.2k $35.1k $35.1k 0.00% Unchanged
26 Princeton Global Asset Management LLC 0.00% of their portfolio PRINCETON, NJ 1,1301.1k $31.9k $31.9k 0.00% Unchanged
27 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 500500 $14.1k $14.1k 0.00% New
28 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 315315 $8.9k $8.9k 0.00% Reduced -1.0k -1,000
29 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 3838 $1.1k $1.1k 0.00% New
30 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio Stamford, CT 77 $197 $197 0.00% Unchanged