Vault-13

ETF SER SOLUTIONS ADME

APTUS DRAWDOWN · ETP · CUSIP 26922A784

41 institutional holders +2 vs Q4 2022
7,754,0977.8m shares reported held*
$268.3mreported value*
2 new 13 added 19 reduced 3 sold out net sold ≈ $19.1m (-552.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($971.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $34.60.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 34Q4 22: 39Q1 23: 4141Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202234
Q4 202239
Q1 202341

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 15 bought or addedQ4 22: 19 cut or sold outQ4 22Q1 23: 15 bought or addedQ1 23: 22 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221519
Q1 20231522

Biggest buyers

Aptus Capital Advisors, LLC Added +699,754+699.8k
Advisor Resource Council Added +220,704+220.7k
Schorn Wealth LLC Added +29,673+29.7k
ONE PLUS ONE WEALTH MANAGEMENT, LLC Added +10,808+10.8k
MBE Wealth Management, LLC Added +8,699+8.7k
SILVER OAK SECURITIES, INCORPORATED Added +7,545+7.5k
Avior Wealth Management, LLC New +4,287+4.3k
Derbend Asset Management Added +4,117+4.1k
OSAIC HOLDINGS, INC. Added +3,183+3.2k
Virtue Capital Management, LLC Added +1,264+1.3k

Biggest sellers

Sugarloaf Wealth Management, LLC Reduced -825,331-825.3k
CWM, LLC Reduced -294,908-294.9k
GUARDIAN WEALTH ADVISORS, LLC / NC Reduced -195,552-195.6k
Precision Wealth Strategies, LLC Reduced -101,826-101.8k
StoneX Group Inc. Reduced -22,506-22.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -19,777-19.8k
OLD MISSION CAPITAL LLC Reduced -18,312-18.3k
IFP Advisors, Inc Sold out -16,230-16.2k
CITADEL ADVISORS LLC Reduced -12,932-12.9k
HighTower Advisors, LLC Reduced -10,783-10.8k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Aptus Capital Advisors, LLC 4.01% of their portfolio FAIRHOPE, AL 4,064,1434.1m $140.6m $140.6m 4.01% Added +699.8k +699,754
2 GUARDIAN WEALTH ADVISORS, LLC / NC 5.41% of their portfolio RALEIGH, NC 890,031890.0k $30.8m $30.8m 5.41% Reduced -195.6k -195,552
3 Schorn Wealth LLC 9.18% of their portfolio ENGLEWOOD, FL 560,250560.2k $19.4m $19.4m 9.18% Added +29.7k +29,673
4 First Heartland Consultants, Inc. 2.15% of their portfolio LAKE ST. LOUIS, MO 412,993413.0k $14.3m $14.3m 2.15% Reduced -7.3k -7,282
5 Waterloo Capital, L.P. 3.08% of their portfolio AUSTIN, TX 287,842287.8k $10.0m $10.0m 3.08% First filing
6 Bienville Capital Management, LLC 3.50% of their portfolio New York, NY 257,844257.8k $8.9m $8.9m 3.50% Added +231 +231
7 Advisor Resource Council 2.20% of their portfolio DALLAS, TX 251,733251.7k $8.7m $8.7m 2.20% Added +220.7k +220,704
8 Derbend Asset Management 5.09% of their portfolio Peachtree City, GA 196,328196.3k $6.8m $6.8m 5.09% Added +4.1k +4,117
9 SILVER OAK SECURITIES, INCORPORATED 0.80% of their portfolio JACKSON, TN 140,951141.0k $4.9m $4.9m 0.80% Added +7.5k +7,545
10 Sugarloaf Wealth Management, LLC 0.79% of their portfolio DULUTH, GA 93,03093.0k $3.2m $3.2m 0.79% Reduced -825.3k -825,331
11 BROGAN FINANCIAL, INC. 2.42% of their portfolio KNOXVILLE, TN 80,91980.9k $2.8m $2.8m 2.42% Added +847 +847
12 ONE PLUS ONE WEALTH MANAGEMENT, LLC 1.33% of their portfolio JUPITER, FL 54,42254.4k $1.9m $1.9m 1.33% Added +10.8k +10,808
13 MBE Wealth Management, LLC 1.00% of their portfolio TOMAH, WI 49,25349.3k $1.7m $1.7m 1.00% Added +8.7k +8,699
14 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 48,15548.2k $1.7m $1.7m 0.00% Reduced -582 -582
15 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 40,60640.6k $1.4m $1.4m 0.00% Added +3.2k +3,183
16 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 34,98935.0k $1.2m $1.2m 0.00% Reduced -12.9k -12,932
17 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 32,90532.9k $1.1m $1.1m 0.03% Reduced -18.3k -18,312
18 WOLVERINE TRADING, LLC 0.03% of their portfolio CHICAGO, IL 31,55331.6k $1.1m $1.1m 0.03% Reduced -8.8k -8,785
19 Ascentis Independent Advisors 0.59% of their portfolio DALLAS, TX 31,33731.3k $1.1m $1.1m 0.59% First filing
20 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 28,09028.1k $971.9k $971.9k 0.03% Reduced -357 -357
21 Compound Planning, Inc. 0.45% of their portfolio NEW YORK, NY 23,47223.5k $812.1k $812.1k 0.45% First filing
22 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 23,21023.2k $803.1k $803.1k 0.00% Reduced -694 -694
23 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 23,16123.2k $801.4k $801.4k 0.03% Added +736 +736
24 Axim Planning & Wealth 0.70% of their portfolio SPRINGBORO, OH 20,47720.5k $708.5k $708.5k 0.70% Reduced -2.4k -2,390
25 Formidable Asset Management, LLC 0.14% of their portfolio CINCINNATI, OH 19,67519.7k $682.0k $682.0k 0.14% Reduced -757 -757
26 Global Retirement Partners, LLC 0.04% of their portfolio San Rafael, CA 19,25119.3k $665.1k $665.1k 0.04% Reduced -2.8k -2,800
27 Precision Wealth Strategies, LLC 0.88% of their portfolio SAINT LOUIS, MO 16,20316.2k $560.6k $560.6k 0.88% Reduced -101.8k -101,826
28 StoneX Group Inc. 0.04% of their portfolio NEW YORK, NY 10,85810.9k $375.7k $375.7k 0.04% Reduced -22.5k -22,506
29 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 10,52210.5k $363.0k $363.0k 0.00% Reduced -10.8k -10,783
30 Virtue Capital Management, LLC 0.05% of their portfolio BRENTWOOD, TN 8,9799.0k $308.7k $308.7k 0.05% Added +1.3k +1,264
31 Jacobi Capital Management LLC 0.03% of their portfolio PITTSTON, PA 7,8847.9k $272.8k $272.8k 0.03% Reduced -233 -233
32 Avior Wealth Management, LLC 0.01% of their portfolio OMAHA, NE 4,2874.3k $148.3k $148.3k 0.01% New
33 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,5922.6k $89.7k $89.7k 0.00% Reduced -10 -10
34 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,1801.2k $41.0k $41.0k 0.00% Reduced -294.9k -294,908
35 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 988988 $34.2k $34.2k 0.00% Added +587 +587
36 UBS Group AG 0.00% of their portfolio ZURICH, V8 666666 $23.0k $23.0k 0.00% Reduced -2.6k -2,600
37 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 600600 $21.0k $21.0k 0.00% Unchanged
38 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 500500 $17.3k $17.3k 0.00% New
39 Cape Investment Advisory, Inc. 0.01% of their portfolio MCDONOUGH, GA 276276 $9.6k $9.6k 0.01% First filing
40 FinTrust Capital Advisors, LLC 0.00% of their portfolio Greenville, SC 3232 $1.1k $1.1k 0.00% Unchanged
41 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged