Vault-13

ETF SER SOLUTIONS ADME

APTUS DRAWDOWN · ETP · CUSIP 26922A784

39 institutional holders +5 vs Q3 2022
7,965,2058.0m shares reported held*
$267.5mreported value*
6 new 9 added 17 reduced 2 sold out net sold ≈ $57.3m (-1.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($955.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $33.59.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 34Q4 22: 3939Q3 22Q4 22
Numbers
QuarterHolders
Q3 202234
Q4 202239

Biggest buyers

SILVER OAK SECURITIES, INCORPORATED Added +82,506+82.5k
OLD MISSION CAPITAL LLC New +51,217+51.2k
CITADEL ADVISORS LLC New +47,921+47.9k
WOLVERINE TRADING, LLC New +40,338+40.3k
Sugarloaf Wealth Management, LLC Added +24,797+24.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +19,777+19.8k
Advisor Resource Council Added +9,501+9.5k
Derbend Asset Management Added +8,621+8.6k
Sigma Planning Corp Added +5,739+5.7k
OSAIC HOLDINGS, INC. Added +5,607+5.6k

Biggest sellers

Aptus Capital Advisors, LLC Reduced -1,092,629-1.1m
GUARDIAN WEALTH ADVISORS, LLC / NC Reduced -496,940-496.9k
Schorn Wealth LLC Reduced -151,456-151.5k
First Heartland Consultants, Inc. Reduced -137,057-137.1k
Precision Wealth Strategies, LLC Reduced -49,947-49.9k
CWM, LLC Reduced -16,726-16.7k
S.C. Financial Services, Inc. Sold out -14,017-14.0k
ONE PLUS ONE WEALTH MANAGEMENT, LLC Reduced -13,835-13.8k
Collaborative Wealth Managment Inc. Sold out -7,531-7.5k
Axim Planning & Wealth Reduced -5,818-5.8k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Aptus Capital Advisors, LLC 3.71% of their portfolio FAIRHOPE, AL 3,364,3893.4m $113.0m $113.0m 3.71% Reduced -1.1m -1,092,629
2 GUARDIAN WEALTH ADVISORS, LLC / NC 7.01% of their portfolio RALEIGH, NC 1,085,5831.1m $36.5m $36.5m 7.01% Reduced -496.9k -496,940
3 Sugarloaf Wealth Management, LLC 7.75% of their portfolio DULUTH, GA 918,361918.4k $30.8m $30.8m 7.75% Added +24.8k +24,797
4 Schorn Wealth LLC 8.64% of their portfolio ENGLEWOOD, FL 530,577530.6k $17.8m $17.8m 8.64% Reduced -151.5k -151,456
5 First Heartland Consultants, Inc. 2.18% of their portfolio LAKE ST. LOUIS, MO 420,275420.3k $14.1m $14.1m 2.18% Reduced -137.1k -137,057
6 CWM, LLC 0.07% of their portfolio OMAHA, NE 296,088296.1k $9.9m $9.9m 0.07% Reduced -16.7k -16,726
7 Bienville Capital Management, LLC 3.23% of their portfolio New York, NY 257,613257.6k $8.7m $8.7m 3.23% Added +240 +240
8 Derbend Asset Management 5.15% of their portfolio Peachtree City, GA 192,211192.2k $6.5m $6.5m 5.15% Added +8.6k +8,621
9 SILVER OAK SECURITIES, INCORPORATED 0.84% of their portfolio JACKSON, TN 133,406133.4k $4.5m $4.5m 0.84% Added +82.5k +82,506
10 Precision Wealth Strategies, LLC 4.13% of their portfolio SAINT LOUIS, MO 118,029118.0k $4.0m $4.0m 4.13% Reduced -49.9k -49,947
11 BROGAN FINANCIAL, INC. 2.40% of their portfolio KNOXVILLE, TN 80,07280.1k $2.7m $2.7m 2.40% First filing
12 OLD MISSION CAPITAL LLC 0.08% of their portfolio CHICAGO, IL 51,21751.2k $1.7m $1.7m 0.08% New
13 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 48,73748.7k $1.6m $1.6m 0.00% Reduced -4.8k -4,838
14 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 47,92147.9k $1.6m $1.6m 0.00% New
15 ONE PLUS ONE WEALTH MANAGEMENT, LLC 1.03% of their portfolio JUPITER, FL 43,61443.6k $1.5m $1.5m 1.03% Reduced -13.8k -13,835
16 MBE Wealth Management, LLC 0.88% of their portfolio TOMAH, WI 40,55440.6k $1.4m $1.4m 0.88% Added +1.5k +1,498
17 WOLVERINE TRADING, LLC 0.02% of their portfolio CHICAGO, IL 40,33840.3k $1.4m $1.4m 0.02% New
18 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 37,42337.4k $1.3m $1.3m 0.00% Added +5.6k +5,607
19 StoneX Group Inc. 0.13% of their portfolio NEW YORK, NY 33,36433.4k $1.1m $1.1m 0.13% Reduced -2.4k -2,441
20 Advisor Resource Council 0.62% of their portfolio DALLAS, TX 31,02931.0k $1.0m $1.0m 0.62% Added +9.5k +9,501
21 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 28,44728.4k $955.4k $955.4k 0.03% Reduced -5.3k -5,255
22 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 23,90423.9k $802.8k $802.8k 0.00% Reduced -1.1k -1,149
23 Axim Planning & Wealth 0.79% of their portfolio SPRINGBORO, OH 22,86722.9k $768.0k $768.0k 0.79% Reduced -5.8k -5,818
24 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 22,42522.4k $753.2k $753.2k 0.03% Added +5.7k +5,739
25 Global Retirement Partners, LLC 0.05% of their portfolio San Rafael, CA 22,05122.1k $740.6k $740.6k 0.05% Reduced -1.2k -1,167
26 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 21,30521.3k $715.0k $715.0k 0.00% Unchanged
27 Formidable Asset Management, LLC 0.15% of their portfolio CINCINNATI, OH 20,43220.4k $686.0k $686.0k 0.15% Unchanged
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 19,77719.8k $664.2k $664.2k 0.00% New
29 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 16,23016.2k $563.0k $563.0k 0.02% Reduced -1.1k -1,086
30 Jacobi Capital Management LLC 0.03% of their portfolio PITTSTON, PA 8,1178.1k $272.6k $272.6k 0.03% Reduced -3.0k -3,033
31 Virtue Capital Management, LLC 0.04% of their portfolio BRENTWOOD, TN 7,7157.7k $259.1k $259.1k 0.04% Reduced -2.4k -2,351
32 UBS Group AG 0.00% of their portfolio ZURICH, V8 3,2663.3k $109.7k $109.7k 0.00% Added +1.0k +1,006
33 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,6022.6k $87.0k $87.0k 0.00% Reduced -388 -388
34 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 1,6791.7k $56.4k $56.4k 0.00% New
35 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 1,0011.0k $33.6k $33.6k 0.00% New
36 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 600600 $20.0k $20.0k 0.00% Unchanged
37 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 401401 $13.5k $13.5k 0.00% Unchanged
38 FinTrust Capital Advisors, LLC 0.00% of their portfolio Greenville, SC 3232 $1.1k $1.1k 0.00% Unchanged
39 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged