Vault-13

ETF SER SOLUTIONS GOAU

US GBL GLD PRE · ETP · CUSIP 26922A719

35 institutional holders +3 vs Q1 2023
1,219,1851.2m shares reported held*
$20.1mreported value*
6 new 9 added 7 reduced 2 sold out net bought ≈ $8.6m (+519.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $16.48.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 27Q4 22: 30Q1 23: 32Q2 23: 3535Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202227
Q4 202230
Q1 202332
Q2 202335

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 13 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 10 bought or addedQ1 23: 14 cut or sold outQ1 23Q2 23: 15 bought or addedQ2 23: 9 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221310
Q1 20231014
Q2 2023159

Biggest buyers

Proficio Capital Partners LLC Added +174,497+174.5k
JANE STREET GROUP, LLC Added +123,066+123.1k
Bard Financial Services, Inc. Added +110,470+110.5k
Stegent Equity Advisors, Inc. Added +86,975+87.0k
Prospera Financial Services Inc New +44,436+44.4k
ENVESTNET ASSET MANAGEMENT INC New +12,142+12.1k
LPL Financial LLC Added +3,628+3.6k
Cambridge Investment Research Advisors, Inc. Added +2,327+2.3k
Global Wealth Management Investment Advisory, Inc. New +1,924+1.9k
CWM, LLC New +1,200+1.2k

Biggest sellers

Federation des caisses Desjardins du Quebec Reduced -24,334-24.3k
MORGAN STANLEY Reduced -10,000-10.0k
Empire Financial Management Company, LLC Reduced -2,098-2.1k
Stonebridge Capital Advisors LLC Sold out -2,000-2.0k
UBS Group AG Reduced -1,698-1.7k
BANK OF MONTREAL /CAN/ Sold out -1,400-1.4k
Raymond James Financial Services Advisors, Inc. Reduced -995-995
PRUDENTIAL PLC Reduced -890-890
ROYAL BANK OF CANADA Reduced -164-164

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Stegent Equity Advisors, Inc. 4.84% of their portfolio HOUSTON, TX 262,307262.3k $4.3m $4.3m 4.84% Added +87.0k +86,975
2 Proficio Capital Partners LLC 0.54% of their portfolio NEWTON, MA 241,377241.4k $4.0m $4.0m 0.54% Added +174.5k +174,497
3 Bard Financial Services, Inc. 0.30% of their portfolio BRANFORD, CT 240,170240.2k $4.0m $4.0m 0.30% Added +110.5k +110,470
4 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 141,129141.1k $2.3m $2.3m 0.00% Added +123.1k +123,066
5 Empire Financial Management Company, LLC 0.37% of their portfolio NEW YORK, NY 56,77356.8k $935.9k $935.9k 0.37% Reduced -2.1k -2,098
6 Prospera Financial Services Inc 0.03% of their portfolio Dallas, TX 44,43644.4k $732.5k $732.5k 0.03% New
7 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 28,59828.6k $471.0k $471.0k 0.00% Unchanged
8 Gladstone Institutional Advisory LLC 0.03% of their portfolio Bedminster, NJ 27,25527.3k $449.3k $449.3k 0.03% Added +311 +311
9 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 23,44523.4k $386.5k $386.5k 0.00% Reduced -995 -995
10 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 22,41122.4k $369.0k $369.0k 0.00% Added +2.3k +2,327
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 19,84919.8k $327.2k $327.2k 0.00% Added +3.6k +3,628
12 Weaver Consulting Group 0.14% of their portfolio HUNTINGTON BEACH, CA 18,78118.8k $309.6k $309.6k 0.14% Unchanged
13 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 12,20812.2k $201.3k $201.3k 0.00% Added +350 +350
14 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 12,14212.1k $200.2k $200.2k 0.00% New
15 PRUDENTIAL PLC 0.00% of their portfolio LONDON, X0 12,06012.1k $198.8k $198.8k 0.00% Reduced -890 -890
16 AlphaStar Capital Management, LLC 0.02% of their portfolio CORNELIUS, NC 10,90010.9k $179.7k $179.7k 0.02% Unchanged
17 Highlander Capital Management, LLC 0.08% of their portfolio SHORT HILLS, NJ 10,36810.4k $171.0k $171.0k 0.08% Unchanged
18 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 7,6707.7k $126.4k $126.4k 0.00% Reduced -24.3k -24,334
19 Tradition Wealth Management, LLC 0.01% of their portfolio EDINA, MN 6,4876.5k $107.0k $107.0k 0.01% Unchanged
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 5,9806.0k $98.0k $98.0k 0.00% Reduced -164 -164
21 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 5,1595.2k $85.0k $85.0k 0.00% Added +851 +851
22 Global Wealth Management Investment Advisory, Inc. 0.01% of their portfolio FORT LAUDERDALE, FL 1,9241.9k $31.7k $31.7k 0.01% New
23 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,7691.8k $29.2k $29.2k 0.00% Unchanged
24 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,2721.3k $21.0k $21.0k 0.00% Reduced -1.7k -1,698
25 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,2001.2k $20.0k $20.0k 0.00% New
26 North Star Investment Management Corp. 0.00% of their portfolio CHICAGO, IL 1,0001.0k $16.5k $16.5k 0.00% Unchanged
27 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 800800 $13.2k $13.2k 0.00% New
28 Cape Investment Advisory, Inc. 0.01% of their portfolio MCDONOUGH, GA 595595 $9.8k $9.8k 0.01% Unchanged
29 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 367367 $6.1k $6.1k 0.00% Unchanged
30 NFSG Corp 0.00% of their portfolio BOCA RATON, FL 275275 $4.5k $4.5k 0.00% Unchanged
31 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 200200 $3.3k $3.3k 0.00% Reduced -10.0k -10,000
32 O'Dell Group, LLC 0.00% of their portfolio CINCINNATI, OH 200200 $3.3k $3.3k 0.00% New
33 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 7474 $1.2k $1.2k 0.00% Unchanged
34 FIRST MANHATTAN CO. LLC. 0.00% of their portfolio NEW YORK, NY 44 $65 $65 0.00% Unchanged
35 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $1 $1 0.00% Unchanged