Vault-13

ETF SER SOLUTIONS

NATIONWIDE NASDQ · ETP · CUSIP 26922A172

72 institutional holders +4 vs Q1 2023
2,698,5782.7m shares reported held*
$58.2mreported value*
9 new 23 added 28 reduced 6 sold out net sold ≈ $3.9m (-179.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $21.58. Options: 1 managers hold calls ($122.8k notional), 1 hold puts ($2.2k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 70Q4 22: 73Q1 23: 68Q2 23: 7272Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202270
Q4 202273
Q1 202368
Q2 202372

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 28 bought or addedQ4 22: 45 cut or sold outQ4 22Q1 23: 26 bought or addedQ1 23: 50 cut or sold outQ1 23Q2 23: 32 bought or addedQ2 23: 34 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222845
Q1 20232650
Q2 20233234

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ3 22 calls: $270.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $690.0kQ4 22 puts: $29.6kQ4 22P/C 0.04Q1 23 calls: $92.4kQ1 23 puts: $2.0kQ1 23P/C 0.02Q2 23 calls: $122.8kQ2 23 puts: $2.2kQ2 23P/C 0.02
Numbers
QuarterCallsPutsP/C
Q3 2022$270.0k$00.00
Q4 2022$690.0k$29.6k0.04
Q1 2023$92.4k$2.0k0.02
Q2 2023$122.8k$2.2k0.02

Biggest buyers

STIFEL FINANCIAL CORP Added +38,050+38.0k
JANE STREET GROUP, LLC Added +28,991+29.0k
IFP Advisors, Inc Added +22,997+23.0k
Goldstone Financial Group, LLC Added +22,544+22.5k
BUCKINGHAM STRATEGIC WEALTH, LLC New +13,308+13.3k
Waverly Advisors, LLC New +13,016+13.0k
BlueSky Wealth Advisors, LLC New +12,500+12.5k
LINCOLN NATIONAL CORP New +10,753+10.8k
Xcel Wealth Management, LLC New +9,895+9.9k
Prime Capital Investment Advisors, LLC New +9,481+9.5k

Biggest sellers

Elevated Capital Advisors, LLC Reduced -97,725-97.7k
LPL Financial LLC Reduced -42,286-42.3k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -37,943-37.9k
CWM, LLC Reduced -30,638-30.6k
Chicago Partners Investment Group LLC Reduced -28,744-28.7k
Atria Wealth Solutions, Inc. Sold out -27,500-27.5k
Clearstead Advisors, LLC Sold out -26,480-26.5k
1776 Wealth LLC Reduced -19,513-19.5k
Cambridge Investment Research Advisors, Inc. Reduced -14,200-14.2k
Janney Montgomery Scott LLC Reduced -14,054-14.1k

Biggest calls

CITADEL ADVISORS LLC Added $122.8k5.7k shares

Biggest puts

CITADEL ADVISORS LLC Unchanged $2.2k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 353,782353.8k $7.6m $7.6m 0.01% Reduced -42.3k -42,286
2 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 227,653227.7k $4.9m $4.9m 0.01% Added +38.0k +38,050
3 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 222,573222.6k $4.8m $4.8m 0.01% Reduced -37.9k -37,943
4 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 196,642196.6k $4.2m $4.2m 0.00% Added +4.3k +4,271
5 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 185,877185.9k $4.0m $4.0m 0.02% Reduced -14.2k -14,200
6 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 138,814138.8k $3.0m $3.0m 0.01% Added +7.2k +7,228
7 Wealthstar Advisors, LLC 1.20% of their portfolio Plano, TX 132,388132.4k $2.9m $2.9m 1.20% Reduced -2.7k -2,664
8 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 105,854105.9k $2.3m $2.3m 0.00% Added +9.3k +9,257
9 PFG Investments, LLC 0.32% of their portfolio WOODBURY, NY 82,05382.1k $1.8m $1.8m 0.32% Added +1.5k +1,530
10 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 73,59273.6k $1.6m $1.6m 0.03% Reduced -1.7k -1,665
11 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 62,74662.7k $1.4m $1.4m 0.00% Added +29.0k +28,991
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 58,57058.6k $1.3m $1.3m 0.00% Reduced -201 -201
13 Chicago Partners Investment Group LLC 0.06% of their portfolio CHICAGO, IL 52,52852.5k $1.1m $1.1m 0.06% Reduced -28.7k -28,744
14 HB Wealth Management, LLC 0.02% of their portfolio Atlanta, GA 49,67249.7k $1.1m $1.1m 0.02% Reduced -5.3k -5,276
15 ROVIN CAPITAL /UT/ /ADV 0.47% of their portfolio MESA, AZ 48,67348.7k $1.0m $1.0m 0.47% Added +805 +805
16 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 41,10041.1k $885.7k $885.7k 0.00% Reduced -3.6k -3,605
17 Goldstone Financial Group, LLC 0.25% of their portfolio OAKBROOK TERRACE, IL 39,36039.4k $848.2k $848.2k 0.25% Added +22.5k +22,544
18 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 38,86238.9k $907.4k $907.4k 0.02% Added +23.0k +22,997
19 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 32,05532.1k $690.8k $690.8k 0.00% Added +85 +85
20 Meridian Wealth Management, LLC 0.05% of their portfolio LEXINGTON, KY 29,32829.3k $632.0k $632.0k 0.05% Reduced -4.3k -4,257
21 Atlas Private Wealth Advisors 0.11% of their portfolio RED BANK, NJ 26,32826.3k $567.4k $567.4k 0.11% Added +8.5k +8,519
22 HARVEST VOLATILITY MANAGEMENT LLC 0.11% of their portfolio Norwalk, CT 26,30926.3k $567.0k $567.0k 0.11% Reduced -6.4k -6,430
23 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 25,57725.6k $551.2k $551.2k 0.01% Added +1.8k +1,807
24 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 21,65921.7k $466.8k $466.8k 0.00% Added +7.7k +7,654
25 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 20,78220.8k $447.9k $447.9k 0.02% Reduced -11.5k -11,491
26 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 20,17620.2k $434.0k $434.0k 0.01% Reduced -6.3k -6,273
27 BEAM WEALTH ADVISORS, INC. 0.30% of their portfolio COVINGTON, LA 19,94619.9k $429.8k $429.8k 0.30% Reduced -1.6k -1,576
28 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 19,74019.7k $425.4k $425.4k 0.00% Added +2.8k +2,824
29 Elevated Capital Advisors, LLC 0.13% of their portfolio SANDY, UT 18,61518.6k $401.2k $401.2k 0.13% Reduced -97.7k -97,725
30 1776 Wealth LLC 0.21% of their portfolio ATLANTA, GA 18,06318.1k $389.3k $389.3k 0.21% Reduced -19.5k -19,513
31 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 17,77117.8k $383.0k $383.0k 0.01% Added +328 +328
32 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 16,38616.4k $353.0k $353.0k 0.00% Added +2.5k +2,519
33 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 15,22215.2k $328.0k $328.0k 0.00% Reduced -7.8k -7,836
34 High Net Worth Advisory Group LLC 0.12% of their portfolio NAPLES, FL 14,41114.4k $310.6k $310.6k 0.12% Reduced -463 -463
35 Strategic Financial Concepts, LLC 0.11% of their portfolio SAN ANTONIO, TX 14,16514.2k $305.3k $305.3k 0.11% Reduced -600 -600
36 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 13,97914.0k $301.2k $301.2k 0.00% Reduced -2.8k -2,845
37 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 13,93513.9k $300.3k $300.3k 0.00% Reduced -979 -979
38 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 13,82013.8k $299.8k $299.8k 0.00% Reduced -429 -429
39 Collaborative Wealth Managment Inc. 0.17% of their portfolio LAKE MARY, FL 13,51213.5k $291.2k $291.2k 0.17% Unchanged
40 BUCKINGHAM STRATEGIC WEALTH, LLC 0.00% of their portfolio CLAYTON, MO 13,30813.3k $286.8k $286.8k 0.00% New
41 Waverly Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 13,01613.0k $280.5k $280.5k 0.01% New
42 Silicon Hills Wealth Management, LLC 0.16% of their portfolio AUSTIN, TX 13,01613.0k $280.5k $280.5k 0.16% Unchanged
43 BlueSky Wealth Advisors, LLC 0.05% of their portfolio New Bern, NC 12,50012.5k $269.4k $269.4k 0.05% New
44 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 12,14512.1k $261.7k $261.7k 0.01% First filing
45 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 11,90811.9k $257.0k $257.0k 0.00% Reduced -14.1k -14,054
46 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 0.17% of their portfolio Phoenix, AZ 11,18211.2k $241.0k $241.0k 0.17% Added +794 +794
47 LINCOLN NATIONAL CORP 0.00% of their portfolio RADNOR, PA 10,75310.8k $231.7k $231.7k 0.00% New
48 Carlton Hofferkamp & Jenks Wealth Management, LLC 0.10% of their portfolio THE WOODLANDS, TX 10,25510.3k $220.6k $220.6k 0.10% Reduced -600 -600
49 Xcel Wealth Management, LLC 0.07% of their portfolio Holly Hill, FL 9,8959.9k $213.2k $213.2k 0.07% New
50 CENTAURUS FINANCIAL, INC. 0.02% of their portfolio ANAHEIM, CA 9,7369.7k $210.0k $210.0k 0.02% Reduced -394 -394
51 Prime Capital Investment Advisors, LLC 0.00% of their portfolio OVERLAND PARK, KS 9,4819.5k $204.3k $204.3k 0.00% New
52 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 9,3359.3k $201.2k $201.2k 0.01% Reduced -1.6k -1,550
53 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 5,0835.1k $109.5k $109.5k 0.00% First filing
54 GPS Wealth Strategies Group, LLC 0.02% of their portfolio CENTENNIAL, CO 4,9464.9k $106.6k $106.6k 0.02% Unchanged
55 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 3,8173.8k $82.3k $82.3k 0.00% Added +42 +42
56 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,0722.1k $45.0k $45.0k 0.00% Reduced -30.6k -30,638
57 Worth Asset Management, LLC 0.03% of their portfolio DALLAS, TX 2,0452.0k $44.1k $44.1k 0.03% New
58 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 2,0002.0k $43.1k $43.1k 0.00% Unchanged
59 ATTICUS WEALTH MANAGEMENT, LLC 0.01% of their portfolio Palm Beach Gardens, FL 1,6861.7k $36.3k $36.3k 0.01% Added +32 +32
60 Concord Wealth Partners 0.01% of their portfolio ABINGDON, VA 1,6801.7k $36.2k $36.2k 0.01% Added +6 +6
61 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 1,5001.5k $32.3k $32.3k 0.00% Unchanged
62 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,4751.5k $31.8k $31.8k 0.00% Reduced -2.4k -2,424
63 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 1,0051.0k $21.7k $21.7k 0.00% Added +19 +19
64 NFSG Corp 0.01% of their portfolio BOCA RATON, FL 699699 $15.1k $15.1k 0.01% Unchanged
65 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 500500 $10.8k $10.8k 0.00% Unchanged
66 WealthPLAN Partners, LLC 0.00% of their portfolio OMAHA, NE 410410 $8.8k $8.8k 0.00% Added +5 +5
67 Asset Dedication, LLC 0.00% of their portfolio SAN FRANCISCO, CA 300300 $6.0k $6.0k 0.00% Unchanged
68 Focused Wealth Management, Inc 0.00% of their portfolio Newburgh, NY 231231 $5.0k $5.0k 0.00% Added +5 +5
69 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 4343 $935 $935 0.00% Unchanged
70 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 3535 $754 $754 0.00% New
71 FMR LLC 0.00% of their portfolio BOSTON, MA 33 $65 $65 0.00% New
72 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged