Vault-13

EDAP TMS S A FOCL

SPONSORED ADR · ADR · CUSIP 268311107 · ISIN US2683111072

54 institutional holders +0 vs Q1 2023
16,146,69416.1m shares reported held*
$148.9mreported value*
9 new 23 added 10 reduced 9 sold out net bought ≈ $13.7m (+1.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $9.22. Options: 4 managers hold calls ($568.0k notional), 5 hold puts ($1.7m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 36Q4 22: 54Q1 23: 54Q2 23: 5454Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202236
Q4 202254
Q1 202354
Q2 202354

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 30 bought or addedQ4 22: 11 cut or sold outQ4 22Q1 23: 29 bought or addedQ1 23: 16 cut or sold outQ1 23Q2 23: 32 bought or addedQ2 23: 19 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223011
Q1 20232916
Q2 20233219

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ3 22 calls: $1.1mQ3 22 puts: $122.0kQ3 22P/C 0.11Q4 22 calls: $1.7mQ4 22 puts: $1.9mQ4 22P/C 1.10Q1 23 calls: $943.2kQ1 23 puts: $2.3mQ1 23P/C 2.41Q2 23 calls: $568.0kQ2 23 puts: $1.7mQ2 23P/C 3.06
Numbers
QuarterCallsPutsP/C
Q3 2022$1.1m$122.0k0.11
Q4 2022$1.7m$1.9m1.10
Q1 2023$943.2k$2.3m2.41
Q2 2023$568.0k$1.7m3.06

Biggest buyers

FEDERATED HERMES, INC. Added +606,669+606.7k
Roubaix Capital, LLC New +265,904+265.9k
Soleus Capital Management, L.P. Added +162,000+162.0k
Rock Springs Capital Management LP Added +156,300+156.3k
MORGAN STANLEY Added +139,169+139.2k
Apis Capital Advisors, LLC Added +87,074+87.1k
AMH Equity Ltd New +81,329+81.3k
TWO SIGMA INVESTMENTS, LP New +79,073+79.1k
CITADEL ADVISORS LLC Added +61,901+61.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +52,563+52.6k

Biggest sellers

ENVESTNET ASSET MANAGEMENT INC Reduced -211,571-211.6k
ACADIAN ASSET MANAGEMENT LLC Reduced -203,026-203.0k
Inspire Investing, LLC Sold out -45,890-45.9k
Allspring Global Investments Holdings, LLC Reduced -40,077-40.1k
Cetera Advisor Networks LLC Reduced -35,000-35.0k
WOLVERINE TRADING, LLC Sold out -27,147-27.1k
O'SHAUGHNESSY ASSET MANAGEMENT, LLC Reduced -24,523-24.5k
Trexquant Investment LP Sold out -18,943-18.9k
RITHOLTZ WEALTH MANAGEMENT Sold out -17,485-17.5k
SEI INVESTMENTS CO Sold out -11,634-11.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $360.5k39.1k shares
CITADEL ADVISORS LLC Added $200.1k21.7k shares
GROUP ONE TRADING LLC Reduced $7.4k800 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.0m108.8k shares
JANE STREET GROUP, LLC New $474.8k51.5k shares
CITADEL ADVISORS LLC Reduced $178.9k19.4k shares
GROUP ONE TRADING LLC Reduced $83.9k9.1k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
HIRSCHMAN ORIN 13G · institution new · filed 2026-10-19 7.6% new 3.5m 2026-10-19

Insider purchases and sales in Q2 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2023.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Soleus Capital Management, L.P. 5.61% of their portfolio GREENWICH, CT 5,474,2225.5m $50.5m $50.5m 5.61% Added +162.0k +162,000
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,281,2713.3m $30.3m $30.3m 0.00% Added +139.2k +139,169
3 Rock Springs Capital Management LP 0.26% of their portfolio Baltimore, MD 1,186,3001.2m $10.9m $10.9m 0.26% Added +156.3k +156,300
4 FEDERATED HERMES, INC. 0.02% of their portfolio PITTSBURGH, PA 1,012,0691.0m $9.3m $9.3m 0.02% Added +606.7k +606,669
5 Driehaus Capital Management LLC 0.09% of their portfolio Chicago, IL 798,918798.9k $7.4m $7.4m 0.09% Added +36.6k +36,605
6 Archon Capital Management LLC 2.30% of their portfolio Seattle, WA 687,605687.6k $6.3m $6.3m 2.30% Added +50.0k +50,000
7 Bruce & Co., Inc. 1.47% of their portfolio CHICAGO, IL 565,652565.7k $5.2m $5.2m 1.47% Unchanged
8 Apis Capital Advisors, LLC 4.11% of their portfolio New York, NY 441,954442.0k $4.1m $4.1m 4.11% Added +87.1k +87,074
9 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 387,162387.2k $3.6m $3.6m 0.01% Reduced -40.1k -40,077
10 Opaleye Management Inc. 0.84% of their portfolio BOSTON, MA 380,000380.0k $3.5m $3.5m 0.84% Reduced -2.4k -2,400
11 Roubaix Capital, LLC 1.80% of their portfolio DENVER, CO 265,904265.9k $2.5m $2.5m 1.80% New
12 CAHILL FINANCIAL ADVISORS INC 0.20% of their portfolio EDINA, MN 134,960135.0k $1.2m $1.2m 0.20% Unchanged
13 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 126,200126.2k $1.2m $1.2m 0.00% Added +20.0k +19,985
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 119,964120.0k $1.1m $1.1m 0.00% Added +52.6k +52,563
15 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 118,201118.2k $1.1m $1.1m 0.00% Added +61.9k +61,901
16 Leonteq Securities AG 0.09% of their portfolio ZURICH, V8 94,99495.0k $875.8k $875.8k 0.09% Unchanged
17 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 87,78987.8k $809.4k $809.4k 0.00% Added +9.8k +9,762
18 AMH Equity Ltd 0.86% of their portfolio Great Neck, NY 81,32981.3k $749.9k $749.9k 0.86% New
19 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 81,02481.0k $741.0k $741.0k 0.00% Reduced -203.0k -203,026
20 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 79,07379.1k $729.1k $729.1k 0.00% New
21 Orion Capital Management LLC 0.47% of their portfolio CORONADO, CA 77,60377.6k $715.5k $715.5k 0.47% Reduced -2.0k -2,000
22 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 76,16276.2k $702.2k $702.2k 0.00% Reduced -35.0k -35,000
23 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 69,13569.1k $637.0k $637.0k 0.00% Added +4.0k +4,000
24 Manatuck Hill Partners, LLC 0.29% of their portfolio WESTPORT, CT 67,25167.3k $620.1k $620.1k 0.29% Unchanged
25 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.01% of their portfolio Stamford, CT 63,09063.1k $581.7k $581.7k 0.01% Reduced -24.5k -24,523
26 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 42,29142.3k $389.9k $389.9k 0.00% Added +16.6k +16,562
27 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 38,80038.8k $357.7k $357.7k 0.00% New
28 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 30,40030.4k $280.3k $280.3k 0.00% Added +100 +100
29 SATURNA CAPITAL CORP 0.00% of their portfolio BELLINGHAM, WA 29,71929.7k $274.0k $274.0k 0.00% Added +1.0k +1,000
30 BlackRock Inc. 0.00% of their portfolio New York, NY 28,93628.9k $266.8k $266.8k 0.00% Added +15.4k +15,409
31 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 25,04325.0k $230.9k $230.9k 0.00% New
32 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 22,76422.8k $209.9k $209.9k 0.00% Unchanged
33 Accredited Investors Inc. 0.01% of their portfolio EDINA, MN 21,43121.4k $197.6k $197.6k 0.01% Unchanged
34 UBS Group AG 0.00% of their portfolio ZURICH, V8 19,62519.6k $180.9k $180.9k 0.00% Added +2.0k +2,020
35 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 19,59719.6k $180.7k $180.7k 0.00% Reduced -211.6k -211,571
36 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 18,37518.4k $169.0k $169.0k 0.00% Added +3.4k +3,375
37 Mariner, LLC 0.00% of their portfolio Overland Park, KS 15,85415.9k $146.2k $146.2k 0.00% Reduced -10.0k -10,000
38 NAPLES GLOBAL ADVISORS, LLC 0.01% of their portfolio NAPLES, FL 13,50013.5k $124.5k $124.5k 0.01% Unchanged
39 Jump Financial, LLC 0.00% of their portfolio Chicago, IL 10,60010.6k $97.7k $97.7k 0.00% New
40 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 10,18710.2k $94.0k $94.0k 0.00% Reduced -4.1k -4,099
41 Texas Capital Bancshares Inc/TX 0.05% of their portfolio Dallas, TX 10,00010.0k $92.2k $92.2k 0.05% Unchanged
42 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 6,8486.8k $63.1k $63.1k 0.00% Added +31 +31
43 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 4,6294.6k $42.7k $42.7k 0.00% Unchanged
44 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 4,0634.1k $37.5k $37.5k 0.00% New
45 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 3,8853.9k $35.8k $35.8k 0.00% New
46 QUADRANT CAPITAL GROUP LLC 0.00% of their portfolio CINCINNATI, OH 3,6423.6k $33.6k $33.6k 0.00% Added +2.8k +2,810
47 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 3,5003.5k $32.3k $32.3k 0.00% Unchanged
48 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 2,0962.1k $19.3k $19.3k 0.00% Added +2.0k +1,998
49 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,2911.3k $11.9k $11.9k 0.00% Added +7 +7
50 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 662662 $6.1k $6.1k 0.00% New
51 HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio LUTHERVILLE, MD 500500 $4.6k $4.6k 0.00% Unchanged
52 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 323323 $3.0k $3.0k 0.00% Added +310 +310
53 State of Tennessee, Department of Treasury 0.00% of their portfolio NASHVILLE, TN 301301 $2.8k $2.8k 0.00% Reduced -3.3k -3,258
54 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged