Vault-13

DYNAVAX TECHNOLOGIES CORP DVAX 2.5 05.15.26

NOTE 2.500% 5/1 · US DOMESTIC · CUSIP 268158AD4

16 institutional holders +0 vs Q1 2023
10,50010.5k shares reported held*
$309.3mreported value*
1 new 2 added 2 reduced 1 sold out net sold ≈ $1.3m

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($9.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $30319.31.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

01020Q3 22: 16Q4 22: 17Q1 23: 16Q2 23: 1616Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202216
Q4 202217
Q1 202316
Q2 202316

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 6 bought or addedQ4 22: 6 cut or sold outQ4 22Q1 23: 3 bought or addedQ1 23: 7 cut or sold outQ1 23Q2 23: 3 bought or addedQ2 23: 3 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 202266
Q1 202337
Q2 202333

Biggest buyers

III Capital Management Added +1,000,000+1.0m
WELLS FARGO & COMPANY/MN Added +100,000+100.0k
JPMORGAN CHASE & CO New +53,000+53.0k

Biggest sellers

CAPSTONE INVESTMENT ADVISORS, LLC Sold out -1,000,000-1.0m
Skaana Management L.P. Reduced -675,000-675.0k
FMR LLC Reduced -400,000-400.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CITADEL ADVISORS LLC 0.10% of their portfolio MIAMI, FL 65,444,00065.4m $91.8m $91.8m 0.10% Unchanged
2 Linden Advisors LP 0.69% of their portfolio New York, NY 46,942,00046.9m $66.0m $66.0m 0.69% Unchanged
3 LAZARD ASSET MANAGEMENT LLC 0.07% of their portfolio NEW YORK, NY 40,000,00040.0m $56.2m $56.2m 0.07% Unchanged
4 DeepCurrents Investment Group LLC 1.27% of their portfolio NEW YORK, NY 21,000,00021.0m $29.5m $29.5m 1.27% Unchanged
5 III Capital Management 1.58% of their portfolio BOCA RATON, FL 14,238,00014.2m $20.1m $20.1m 1.58% Added +1.0m +1,000,000
6 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 9,908,0009.9m $12.6m $12.6m 0.00% Unchanged
7 READYSTATE ASSET MANAGEMENT LP 1.25% of their portfolio CHICAGO, IL 9,000,0009.0m $12.6m $12.6m 1.25% Unchanged
8 CSS LLC/IL 0.27% of their portfolio CHICAGO, IL 2,500,0002.5m $3.5m $3.5m 0.27% Unchanged
9 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 1,170,6961.2m $149.6k $149.6k 0.00% Unchanged
10 Skaana Management L.P. 0.30% of their portfolio BROOKLYN, NY 725,000725.0k $1.0m $1.0m 0.30% Reduced -675.0k -675,000
11 FMR LLC 0.00% of their portfolio BOSTON, MA 400,000400.0k $560.0k $560.0k 0.00% Reduced -400.0k -400,000
12 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 115,000115.0k $161.7k $161.7k 0.00% Added +100.0k +100,000
13 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 53,00053.0k $74.5k $74.5k 0.00% New
14 Boussard & Gavaudan Investment Management LLP 1.43% of their portfolio London, X0 10,50010.5k $14.9m $14.9m 1.43% Unchanged
15 Verition Fund Management LLC 0.14% of their portfolio GREENWICH, CT 6,4186.4k $9.0m $9.0m 0.14% Unchanged
16 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged