Vault-13

DYNAVAX TECHNOLOGIES CORP DVAX

COM NEW · Common Stock · CUSIP 268158201 · ISIN US2681582019

227 institutional holders +10 vs Q2 2023
125,789,931125.8m shares reported held*
$1.9bnreported value*
31 new 86 added 66 reduced 20 sold out net sold ≈ $11.9m (-945.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $14.78. Options: 9 managers hold calls ($13.4m notional), 6 hold puts ($2.2m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 236Q4 22: 231Q1 23: 217Q2 23: 217Q3 23: 227227Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022236
Q4 2022231
Q1 2023217
Q2 2023217
Q3 2023227

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 102 bought or addedQ4 22: 97 cut or sold outQ4 22Q1 23: 93 bought or addedQ1 23: 123 cut or sold outQ1 23Q2 23: 105 bought or addedQ2 23: 100 cut or sold outQ2 23Q3 23: 117 bought or addedQ3 23: 86 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202210297
Q1 202393123
Q2 2023105100
Q3 202311786

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ4 22 calls: $10.7mQ4 22 puts: $5.3mQ4 22P/C 0.49Q1 23 calls: $4.4mQ1 23 puts: $1.6mQ1 23P/C 0.36Q2 23 calls: $6.3mQ2 23 puts: $2.3mQ2 23P/C 0.37Q3 23 calls: $13.4mQ3 23 puts: $2.2mQ3 23P/C 0.16
Numbers
QuarterCallsPutsP/C
Q4 2022$10.7m$5.3m0.49
Q1 2023$4.4m$1.6m0.36
Q2 2023$6.3m$2.3m0.37
Q3 2023$13.4m$2.2m0.16

Biggest buyers

BlackRock Inc. Added +2,058,622+2.1m
Nuveen Asset Management, LLC Added +993,283+993.3k
BANK OF MONTREAL /CAN/ Added +735,318+735.3k
GREAT LAKES ADVISORS, LLC Added +734,615+734.6k
INTRINSIC EDGE CAPITAL MANAGEMENT LLC Added +633,826+633.8k
AGF MANAGEMENT LTD New +600,000+600.0k
Driehaus Capital Management LLC Added +562,212+562.2k
Point72 Asset Management, L.P. New +523,100+523.1k
Kynam Capital Management, LP New +500,000+500.0k
STATE STREET CORP Added +467,821+467.8k

Biggest sellers

PFM Health Sciences, LP Sold out -2,704,917-2.7m
Fisher Asset Management, LLC Reduced -2,238,927-2.2m
Bain Capital Life Sciences Investors, LLC Reduced -1,500,000-1.5m
BANK OF AMERICA CORP /DE/ Reduced -1,029,057-1.0m
GOLDMAN SACHS GROUP INC Reduced -639,556-639.6k
Woodline Partners LP Reduced -633,096-633.1k
EDMOND DE ROTHSCHILD HOLDING S.A. Reduced -615,000-615.0k
MILLENNIUM MANAGEMENT LLC Sold out -382,071-382.1k
TWO SIGMA INVESTMENTS, LP Reduced -365,272-365.3k
TWO SIGMA ADVISERS, LP Reduced -363,400-363.4k

Biggest calls

Balyasny Asset Management L.P. New $4.7m318.0k shares
GROUP ONE TRADING LLC Added $2.6m179.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $2.6m176.3k shares
SIMPLEX TRADING, LLC Added $1.6m106.7k shares
CITADEL ADVISORS LLC Reduced $1.1m75.5k shares
WOLVERINE TRADING, LLC New $338.2k22.9k shares
JANE STREET GROUP, LLC Reduced $211.2k14.3k shares
GTS SECURITIES LLC New $205.3k13.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $751.8k50.9k shares
SIMPLEX TRADING, LLC Added $547.0k37.1k shares
CITADEL ADVISORS LLC Added $441.6k29.9k shares
GROUP ONE TRADING LLC Added $261.4k17.7k shares
JANE STREET GROUP, LLC Reduced $174.3k11.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
BlackRock, Inc. 13G · institution filed 2025-07-17 14.2% 17.0m 2025-07-17

Fell to 5% or below in the last year: Deep Track Capital, LP (0.0%, 2026-02-11)

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.01% of their portfolio New York, NY 21,242,46921.2m $313.8m $313.8m 0.01% Added +2.1m +2,058,622
2 FEDERATED HERMES, INC. 0.50% of their portfolio PITTSBURGH, PA 12,628,72512.6m $186.5m $186.5m 0.50% Reduced -26.6k -26,638
3 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 9,146,8919.1m $135.1m $135.1m 0.00% Added +270.7k +270,730
4 STATE STREET CORP 0.01% of their portfolio BOSTON, MA 8,256,1888.3m $121.9m $121.9m 0.01% Added +467.8k +467,821
5 Deep Track Capital, LP 3.87% of their portfolio GREENWICH, CT 6,756,9566.8m $99.8m $99.8m 3.87% Added +199.1k +199,140
6 Chicago Capital, LLC 4.00% of their portfolio Chicago, IL 5,791,7355.8m $85.5m $85.5m 4.00% Reduced -18.7k -18,733
7 DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio AUSTIN, TX 3,738,8023.7m $55.2m $55.2m 0.02% Added +199.4k +199,417
8 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 2,952,7113.0m $43.6m $43.6m 0.01% Reduced -639.6k -639,556
9 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 2,700,8362.7m $39.9m $39.9m 0.00% Added +183.4k +183,436
10 CITADEL ADVISORS LLC 0.04% of their portfolio MIAMI, FL 2,604,4502.6m $38.5m $38.5m 0.04% Added +152.3k +152,306
11 BLAIR WILLIAM & CO/IL 0.14% of their portfolio CHICAGO, IL 2,470,1912.5m $36.5m $36.5m 0.14% Added +15.1k +15,059
12 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,042,2832.0m $30.2m $30.2m 0.00% Reduced -37.9k -37,910
13 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 1,973,8562.0m $29.2m $29.2m 0.01% Added +993.3k +993,283
14 Rock Springs Capital Management LP 0.72% of their portfolio Baltimore, MD 1,813,7581.8m $26.8m $26.8m 0.72% Unchanged
15 Fisher Asset Management, LLC 0.01% of their portfolio PLANO, TX 1,662,0221.7m $24.5m $24.5m 0.01% Reduced -2.2m -2,238,927
16 RENAISSANCE TECHNOLOGIES LLC 0.04% of their portfolio NEW YORK, NY 1,635,0291.6m $24.1m $24.1m 0.04% Reduced -341.7k -341,703
17 Driehaus Capital Management LLC 0.31% of their portfolio Chicago, IL 1,622,3101.6m $24.0m $24.0m 0.31% Added +562.2k +562,212
18 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 1,446,7281.4m $21.4m $21.4m 0.00% Added +23.6k +23,623
19 EVENTIDE ASSET MANAGEMENT, LLC 0.38% of their portfolio Boston, MA 1,425,0001.4m $21.0m $21.0m 0.38% Added +398.9k +398,914
20 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 1,370,4511.4m $19.0m $19.0m 0.01% Added +735.3k +735,318
21 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 1,359,7291.4m $20.1m $20.1m 0.00% Added +231.7k +231,731
22 Woodline Partners LP 0.20% of their portfolio San Francisco, CA 1,149,3021.1m $17.0m $17.0m 0.20% Reduced -633.1k -633,096
23 INTRINSIC EDGE CAPITAL MANAGEMENT LLC 2.07% of their portfolio CHICAGO, IL 1,133,0991.1m $16.7m $16.7m 2.07% Added +633.8k +633,826
24 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 1,081,7891.1m $16.0m $16.0m 0.00% Added +95.7k +95,690
25 EDMOND DE ROTHSCHILD HOLDING S.A. 0.31% of their portfolio CHAMBESY, V8 1,040,0001.0m $15.4m $15.4m 0.31% Reduced -615.0k -615,000
26 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,037,1671.0m $15.3m $15.3m 0.00% Reduced -191.6k -191,630
27 Bain Capital Life Sciences Investors, LLC 1.51% of their portfolio Boston, MA 915,000915.0k $13.5m $13.5m 1.51% Reduced -1.5m -1,500,000
28 MACQUARIE GROUP LTD 0.02% of their portfolio Sydney, NSW 2000, C3 907,704907.7k $13.4m $13.4m 0.02% Added +24.1k +24,058
29 Balyasny Asset Management L.P. 0.03% of their portfolio Chicago, IL 827,502827.5k $12.2m $12.2m 0.03% Reduced -254.2k -254,176
30 D. E. Shaw & Co., Inc. 0.02% of their portfolio New York, NY 819,610819.6k $12.1m $12.1m 0.02% Added +17.0k +16,991
31 GREAT LAKES ADVISORS, LLC 0.10% of their portfolio CHICAGO, IL 747,003747.0k $11.0m $11.0m 0.10% Added +734.6k +734,615
32 PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio DES MOINES, IA 737,456737.5k $10.9m $10.9m 0.01% Added +26.3k +26,331
33 MIZUHO MARKETS AMERICAS LLC 0.39% of their portfolio NEW YORK, NY 704,857704.9k $10.4m $10.4m 0.39% Added +22.1k +22,150
34 Rhenman & Partners Asset Management AB 1.11% of their portfolio Stockholm, V7 700,000700.0k $10.3m $10.3m 1.11% Unchanged
35 TWO SIGMA ADVISERS, LP 0.02% of their portfolio NEW YORK, NY 623,088623.1k $9.2m $9.2m 0.02% Reduced -363.4k -363,400
36 PEREGRINE CAPITAL MANAGEMENT LLC 0.27% of their portfolio MINNEAPOLIS, MN 618,250618.2k $9.1m $9.1m 0.27% Added +57.3k +57,342
37 AGF MANAGEMENT LTD 0.06% of their portfolio TORONTO, A6 600,000600.0k $8.9m $8.9m 0.06% New
38 NOMURA HOLDINGS INC 0.09% of their portfolio TOKYO, M0 583,693583.7k $8.6m $8.6m 0.09% Reduced -31.3k -31,347
39 Point72 Asset Management, L.P. 0.03% of their portfolio STAMFORD, CT 523,100523.1k $7.7m $7.7m 0.03% New
40 BURNEY CO/ 0.36% of their portfolio RESTON, VA 520,914520.9k $7.7m $7.7m 0.36% Added +13.9k +13,870
41 Kynam Capital Management, LP 1.23% of their portfolio PRINCETON, NJ 500,000500.0k $7.4m $7.4m 1.23% New
42 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 484,658484.7k $7.2m $7.2m 0.00% Reduced -1.0m -1,029,057
43 Rafferty Asset Management, LLC 0.04% of their portfolio New York, NY 476,634476.6k $7.0m $7.0m 0.04% Added +49.6k +49,558
44 ROYCE & ASSOCIATES LP 0.07% of their portfolio New York, NY 437,243437.2k $6.5m $6.5m 0.07% Reduced -5.0k -5,014
45 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 416,877416.9k $6.2m $6.2m 0.00% Reduced -9.5k -9,481
46 PANAGORA ASSET MANAGEMENT INC 0.04% of their portfolio BOSTON, MA 391,729391.7k $5.8m $5.8m 0.04% New
47 OBERWEIS ASSET MANAGEMENT INC/ 0.60% of their portfolio LISLE, IL 385,200385.2k $5.7m $5.7m 0.60% Added +139.8k +139,800
48 Legal & General Group Plc 0.00% of their portfolio London, X0 363,978364.0k $5.4m $5.4m 0.00% Added +19.2k +19,224
49 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 334,585334.6k $4.9m $4.9m 0.01% Reduced -176.3k -176,256
50 NORDEA INVESTMENT MANAGEMENT AB 0.01% of their portfolio STOCKHOLM, V7 327,355327.4k $4.8m $4.8m 0.01% Added +2.1k +2,083
51 LAZARD ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 308,793308.8k $4.6m $4.6m 0.01% Reduced -72.8k -72,825
52 RHUMBLINE ADVISERS 0.01% of their portfolio BOSTON, MA 306,851306.9k $4.5m $4.5m 0.01% Reduced -54.2k -54,241
53 Swedbank AB 0.01% of their portfolio STOCKHOLM, V7 301,400301.4k $4.5m $4.5m 0.01% Unchanged
54 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 301,101301.1k $4.4m $4.4m 0.01% Added +2.2k +2,238
55 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 300,902300.9k $4.4m $4.4m 0.01% Added +108.4k +108,397
56 VICTORY CAPITAL MANAGEMENT INC 0.01% of their portfolio San Antonio, TX 300,269300.3k $4.4m $4.4m 0.01% Reduced -32.2k -32,245
57 TANG CAPITAL MANAGEMENT LLC 0.63% of their portfolio SAN DIEGO, CA 300,000300.0k $4.4m $4.4m 0.63% Unchanged
58 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 298,784298.8k $4.4m $4.4m 0.01% Added +3.5k +3,511
59 GLOBEFLEX CAPITAL L P 0.50% of their portfolio SAN DIEGO, CA 291,351291.4k $4.3m $4.3m 0.50% Reduced -6.6k -6,614
60 Swiss National Bank 0.00% of their portfolio ZURICH, V8 282,378282.4k $4.2m $4.2m 0.00% Added +2.7k +2,700
61 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 278,166278.2k $4.1m $4.1m 0.00% Added +24.2k +24,156
62 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 260,614260.6k $3.8m $3.8m 0.00% Added +1.7k +1,749
63 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 254,939254.9k $3.8m $3.8m 0.01% Added +47.8k +47,771
64 CONGRESS ASSET MANAGEMENT CO 0.03% of their portfolio BOSTON, MA 226,336226.3k $3.3m $3.3m 0.03% Added +310 +310
65 Affinity Asset Advisors, LLC 0.97% of their portfolio NEW YORK, NY 200,000200.0k $3.0m $3.0m 0.97% New
66 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 199,453199.5k $2.9m $2.9m 0.00% Reduced -15.7k -15,673
67 Jefferies Financial Group Inc. 0.07% of their portfolio NEW YORK, NY 195,700195.7k $2.9m $2.9m 0.07% Added +150.0k +150,000
68 Empowered Funds, LLC 0.08% of their portfolio NEWTOWN SQUARE, PA 187,047187.0k $2.8m $2.8m 0.08% Added +3.1k +3,070
69 AXA S.A. 0.01% of their portfolio PARIS, I0 181,800181.8k $2.7m $2.7m 0.01% Unchanged
70 Trexquant Investment LP 0.06% of their portfolio STAMFORD, CT 174,391174.4k $2.6m $2.6m 0.06% Added +94.2k +94,205
71 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 171,926171.9k $2.5m $2.5m 0.01% Reduced -365.3k -365,272
72 Zurcher Kantonalbank (Zurich Cantonalbank) 0.01% of their portfolio ZURICH, V8 171,532171.5k $2.5m $2.5m 0.01% Reduced -212.0k -211,962
73 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 161,282161.3k $2.4m $2.4m 0.00% Added +29.7k +29,714
74 Public Sector Pension Investment Board 0.02% of their portfolio MONTREAL, A8 159,191159.2k $2.4m $2.4m 0.02% Reduced -52.9k -52,914
75 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 150,678150.7k $2.2m $2.2m 0.00% Reduced -13.5k -13,534
76 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 150,292150.3k $2.2m $2.2m 0.00% Added +33.6k +33,633
77 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 0.01% of their portfolio ALBANY, NY 142,995143.0k $2.1m $2.1m 0.01% Added +693 +693
78 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 142,216142.2k $2.1m $2.1m 0.00% Reduced -13.9k -13,947
79 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 140,813140.8k $2.1m $2.1m 0.00% Unchanged
80 Man Group plc 0.01% of their portfolio LONDON, X0 137,000137.0k $2.0m $2.0m 0.01% New
81 HighVista Strategies LLC 0.91% of their portfolio BOSTON, MA 133,000133.0k $2.0m $2.0m 0.91% New
82 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 125,532125.5k $1.9m $1.9m 0.00% Added +78.3k +78,313
83 HUSSMAN STRATEGIC ADVISORS, INC. 0.35% of their portfolio ELLICOTT CITY, MD 124,000124.0k $1.8m $1.8m 0.35% Unchanged
84 UBS Group AG 0.00% of their portfolio ZURICH, V8 122,899122.9k $1.8m $1.8m 0.00% Reduced -181.9k -181,862
85 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.00% of their portfolio TALLAHASSEE, FL 122,875122.9k $1.8m $1.8m 0.00% Added +86.1k +86,068
86 VIRGINIA RETIREMENT SYSTEMS ET Al 0.02% of their portfolio RICHMOND, VA 120,000120.0k $1.8m $1.8m 0.02% Reduced -51.3k -51,300
87 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 118,288118.3k $1.7m $1.7m 0.00% Reduced -19.9k -19,944
88 KENNEDY CAPITAL MANAGEMENT LLC 0.04% of their portfolio ST LOUIS, MO 114,043114.0k $1.7m $1.7m 0.04% Unchanged
89 AlphaCentric Advisors LLC 0.92% of their portfolio SAN JUAN, PR 110,000110.0k $1.6m $1.6m 0.92% Unchanged
90 TEXAS PERMANENT SCHOOL FUND CORP 0.02% of their portfolio AUSTIN, TX 109,384109.4k $1.6m $1.6m 0.02% Added +4.2k +4,171
91 CANADA LIFE ASSURANCE Co 0.00% of their portfolio WINNIPEG, A2 108,442108.4k $1.6m $1.6m 0.00% Added +1.7k +1,730
92 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 105,868105.9k $1.6m $1.6m 0.01% Added +9.3k +9,304
93 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 0.00% of their portfolio Boston, MA 104,766104.8k $1.5m $1.5m 0.00% Reduced -4.0k -4,016
94 ClariVest Asset Management LLC 0.08% of their portfolio SAN DIEGO, CA 103,870103.9k $1.5m $1.5m 0.08% Added +94 +94
95 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 103,261103.3k $1.5m $1.5m 0.00% Reduced -3.5k -3,475
96 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 87,83887.8k $1.3m $1.3m 0.00% Reduced -8.3k -8,284
97 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 87,52387.5k $1.3m $1.3m 0.00% New
98 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.01% of their portfolio HARRISBURG, PA 86,10786.1k $1.3m $1.3m 0.01% Reduced -49.0k -48,966
99 PROFUND ADVISORS LLC 0.07% of their portfolio BETHESDA, MD 85,53185.5k $1.3m $1.3m 0.07% Added +2.5k +2,453
100 Bellevue Group AG 0.02% of their portfolio ZURICH, V8 83,20083.2k $1.2m $1.2m 0.02% New