Vault-13

DULUTH HLDGS INC DLTH

COM CL B · Common Stock · CUSIP 26443V101

95 institutional holders +3 vs Q4 2022
8,699,3878.7m shares reported held*
$55.5mreported value*
16 new 32 added 23 reduced 13 sold out net sold ≈ $4.1m (-644.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $6.38. Options: 4 managers hold calls ($27.2k notional), 4 hold puts ($88.0k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 91Q4 22: 92Q1 23: 9595Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202291
Q4 202292
Q1 202395

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 39 bought or addedQ4 22: 50 cut or sold outQ4 22Q1 23: 48 bought or addedQ1 23: 36 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223950
Q1 20234836

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ3 22 calls: $194.0kQ3 22 puts: $771.0kQ3 22P/C 3.97Q4 22 calls: $54.3kQ4 22 puts: $87.7kQ4 22P/C 1.62Q1 23 calls: $27.2kQ1 23 puts: $88.0kQ1 23P/C 3.24
Numbers
QuarterCallsPutsP/C
Q3 2022$194.0k$771.0k3.97
Q4 2022$54.3k$87.7k1.62
Q1 2023$27.2k$88.0k3.24

Biggest buyers

Tieton Capital Management, LLC Added +139,760+139.8k
BlackRock Inc. Added +130,867+130.9k
CITADEL ADVISORS LLC Added +116,737+116.7k
BRIDGEWAY CAPITAL MANAGEMENT, LLC Added +99,170+99.2k
VANGUARD GROUP INC Added +91,683+91.7k
Dynamic Technology Lab Private Ltd New +37,812+37.8k
DIMENSIONAL FUND ADVISORS LP Added +35,128+35.1k
ACADIAN ASSET MANAGEMENT LLC Added +33,850+33.9k
GOLDMAN SACHS GROUP INC Added +32,824+32.8k
JANE STREET GROUP, LLC New +31,189+31.2k

Biggest sellers

Polar Asset Management Partners Inc. Sold out -755,092-755.1k
Thrivent Financial for Lutherans Sold out -656,958-657.0k
AMERIPRISE FINANCIAL INC Sold out -97,190-97.2k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -60,930-60.9k
GSA CAPITAL PARTNERS LLP Sold out -39,075-39.1k
PRUDENTIAL FINANCIAL INC Reduced -31,100-31.1k
STRS OHIO Sold out -23,400-23.4k
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM Sold out -15,371-15.4k
O'SHAUGHNESSY ASSET MANAGEMENT, LLC Sold out -13,473-13.5k
MILLENNIUM MANAGEMENT LLC Reduced -13,066-13.1k

Biggest calls

CITADEL ADVISORS LLC Reduced $23.6k3.7k shares
GROUP ONE TRADING LLC New $2.6k400 shares
SIMPLEX TRADING, LLC Reduced $1.0k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $75.3k11.8k shares
CITADEL ADVISORS LLC Reduced $12.1k1.9k shares
GROUP ONE TRADING LLC Reduced $638100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
SCHLECHT STEPHEN L. 13G · exempt (held before listing) -1.6 pts · filed 2026-02-13 28.5% -1.6 pts 10.5m≈ $47.0m 2026-02-13
PUGLIESE STEPHANIE L. 13D · may seek influence -0.5 pts · filed 2026-05-14
Stated purposeIn accordance with the terms of the Agreement, 387,097 shares of Common Stock vested on May 5, 2026. Ms. Pugliese elected to have the Issuer withhold 181,935 of such shares to satisfy tax withholding obligations. Full filing
6.8% -0.5 pts 2.3m≈ $10.1m 2026-05-14

Fell to 5% or below in the last year: ASKELADDEN CAPITAL MANAGEMENT LLC (4.9%, 2026-08-07)

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q2 21: 0 buyingQ2 21: 0 sellingQ3 21: 0 buyingQ3 21: 0 sellingQ3 21Q4 21: 0 buyingQ4 21: 0 sellingQ1 22: 0 buyingQ1 22: 0 sellingQ1 22Q2 22: 0 buyingQ2 22: 0 sellingQ3 22: 1 buyingQ3 22: 0 sellingQ3 22Q4 22: 0 buyingQ4 22: 0 sellingQ1 23: 0 buyingQ1 23: 0 sellingQ1 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q2 20210—0——
Q3 20210—0——
Q4 20210—0——
Q1 20220—0——
Q2 20220—0——
Q3 20221$49.9k0——
Q4 20220—0——
Q1 20230—0——

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 DISCIPLINED GROWTH INVESTORS INC /MN 0.17% of their portfolio MINNEAPOLIS, MN 1,019,4671.0m $6.5m $6.5m 0.17% Reduced -6.5k -6,469
2 Mill Road Capital Management LLC 3.18% of their portfolio Greenwich, CT 967,935967.9k $6.2m $6.2m 3.18% Added +8.2k +8,200
3 BlackRock Inc. 0.00% of their portfolio New York, NY 921,208921.2k $5.9m $5.9m 0.00% Added +130.9k +130,867
4 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 781,581781.6k $5.0m $5.0m 0.00% Added +91.7k +91,683
5 Madison Asset Management, LLC 0.07% of their portfolio MADISON, WI 762,777762.8k $4.9m $4.9m 0.07% Unchanged
6 Tieton Capital Management, LLC 2.91% of their portfolio YAKIMA, WA 640,335640.3k $4.1m $4.1m 2.91% Added +139.8k +139,760
7 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 342,883342.9k $2.2m $2.2m 0.00% Added +35.1k +35,128
8 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 269,313269.3k $1.7m $1.7m 0.00% Added +17.2k +17,226
9 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 220,813220.8k $1.4m $1.4m 0.00% Reduced -249 -249
10 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio BOSTON, MA 219,547219.5k $1.4m $1.4m 0.00% Reduced -1.9k -1,946
11 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 167,173167.2k $1.1m $1.1m 0.00% Added +116.7k +116,737
12 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 156,870156.9k $1.0m $1.0m 0.00% Added +3.9k +3,862
13 HUSSMAN STRATEGIC ADVISORS, INC. 0.16% of their portfolio ELLICOTT CITY, MD 156,000156.0k $995.3k $995.3k 0.16% Unchanged
14 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 127,408127.4k $812.9k $812.9k 0.00% Reduced -31.1k -31,100
15 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.02% of their portfolio HOUSTON, TX 124,170124.2k $792.2k $792.2k 0.02% Added +99.2k +99,170
16 North Star Investment Management Corp. 0.06% of their portfolio CHICAGO, IL 115,000115.0k $733.7k $733.7k 0.06% Unchanged
17 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 112,718112.7k $719.1k $719.1k 0.00% Added +23.1k +23,090
18 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 104,617104.6k $667.5k $667.5k 0.00% Reduced -3.6k -3,582
19 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 93,37693.4k $595.7k $595.7k 0.00% Reduced -60.9k -60,930
20 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 86,52986.5k $552.1k $552.1k 0.00% Added +15.0k +15,000
21 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 86,20086.2k $550.0k $550.0k 0.00% Added +19.9k +19,900
22 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 77,95078.0k $497.3k $497.3k 0.00% Reduced -5.1k -5,110
23 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 76,55076.5k $487.0k $487.0k 0.00% Added +33.9k +33,850
24 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 72,64572.6k $460.6k $460.6k 0.00% Added +220 +220
25 UBS Group AG 0.00% of their portfolio ZURICH, V8 71,72871.7k $457.6k $457.6k 0.00% Reduced -10.9k -10,941
26 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 62,45562.5k $398.5k $398.5k 0.00% Added +17.4k +17,449
27 THOMPSON INVESTMENT MANAGEMENT, INC. 0.07% of their portfolio MADISON, WI 61,62561.6k $393.2k $393.2k 0.07% Added +100 +100
28 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 48,95449.0k $312.3k $312.3k 0.00% Added +32.8k +32,824
29 IRONWOOD INVESTMENT MANAGEMENT LLC 0.17% of their portfolio BOSTON, MA 42,32042.3k $270.0k $270.0k 0.17% Added +2.3k +2,292
30 Dynamic Technology Lab Private Ltd 0.02% of their portfolio SINGAPORE, U0 37,81237.8k $241.0k $241.0k 0.02% New
31 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 31,18931.2k $199.0k $199.0k 0.00% New
32 Hennion & Walsh Asset Management, Inc. 0.01% of their portfolio Parsippany, NJ 31,13331.1k $199.0k $199.0k 0.01% Added +2.5k +2,477
33 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 29,76729.8k $190.0k $190.0k 0.00% Reduced -303 -303
34 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 29,51329.5k $188.3k $188.3k 0.00% Reduced -120 -120
35 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 28,99829.0k $185.0k $185.0k 0.00% Added +21 +21
36 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 28,29628.3k $181.0k $181.0k 0.00% New
37 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 25,36425.4k $161.8k $161.8k 0.00% Added +13.1k +13,091
38 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 24,04624.0k $153.4k $153.4k 0.00% Added +12.5k +12,506
39 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 23,87523.9k $152.3k $152.3k 0.00% New
40 Lokken Investment Group LLC 0.11% of their portfolio LEWES, DE 23,30423.3k $148.7k $148.7k 0.11% Added +10.0k +10,000
41 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 22,09022.1k $141.0k $141.0k 0.00% Added +5.2k +5,165
42 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 22,02422.0k $141.6k $141.6k 0.00% New
43 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 21,05021.1k $134.3k $134.3k 0.02% Reduced -1.2k -1,190
44 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 20,42720.4k $130.0k $130.0k 0.00% Reduced -1.2k -1,179
45 Corton Capital Inc. 0.09% of their portfolio Carrying Place, A6 20,29720.3k $129.5k $129.5k 0.09% New
46 Delphia (USA) Inc. 0.16% of their portfolio Toronto, A6 20,07620.1k $128.1k $128.1k 0.16% New
47 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 19,80819.8k $126.4k $126.4k 0.00% New
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 19,45919.5k $124.1k $124.1k 0.00% Added +2.2k +2,237
49 JACOBS LEVY EQUITY MANAGEMENT, INC 0.00% of their portfolio FLORHAM PARK, NJ 17,91317.9k $114.3k $114.3k 0.00% New
50 BRAVE ASSET MANAGEMENT INC 0.03% of their portfolio Summit, NJ 17,00017.0k $108.5k $108.5k 0.03% New
51 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 15,04715.0k $96.0k $96.0k 0.00% Unchanged
52 VALLEY FORGE INVESTMENT CONSULTANTS INC ADV 0.05% of their portfolio AUDUBON, PA 13,98314.0k $89.2k $89.2k 0.05% Unchanged
53 Connor, Clark & Lunn Investment Management Ltd. 0.00% of their portfolio VANCOUVER, A1 13,85613.9k $88.4k $88.4k 0.00% New
54 Engineers Gate Manager LP 0.00% of their portfolio NEW YORK, NY 13,11213.1k $83.7k $83.7k 0.00% New
55 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 11,63111.6k $74.0k $74.0k 0.00% Added +100 +100
56 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 10,80810.8k $69.0k $69.0k 0.00% Reduced -13.1k -13,066
57 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 10,60510.6k $67.0k $67.0k 0.00% Added +2.6k +2,638
58 Financial Advocates Investment Management 0.01% of their portfolio OLYMPIA, WA 10,57510.6k $67.5k $67.5k 0.01% Reduced -450 -450
59 Zebra Capital Management LLC 0.32% of their portfolio Stamford, CT 10,16110.2k $65.0k $65.0k 0.32% New
60 FMR LLC 0.00% of their portfolio BOSTON, MA 9,7389.7k $62.1k $62.1k 0.00% Added +7.5k +7,508
61 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 8,0628.1k $51.4k $51.4k 0.00% Added +3.0k +3,048
62 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 8,0178.0k $51.1k $51.1k 0.00% Unchanged
63 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 6,7656.8k $43.2k $43.2k 0.00% Reduced -1.4k -1,405
64 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 6,3666.4k $40.6k $40.6k 0.00% Added +127 +127
65 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 5,6755.7k $36.2k $36.2k 0.00% Added +1.6k +1,614
66 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 5,3325.3k $34.0k $34.0k 0.00% Reduced -10 -10
67 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 5,1745.2k $33.0k $33.0k 0.00% Reduced -7.2k -7,196
68 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 4,9044.9k $31.3k $31.3k 0.00% Reduced -362 -362
69 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 3,6003.6k $23.0k $23.0k 0.00% Reduced -591 -591
70 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 2,9973.0k $19.0k $19.0k 0.00% Added +2.4k +2,396
71 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 2,9002.9k $18.5k $18.5k 0.00% Reduced -432 -432
72 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 2,2002.2k $14.0k $14.0k 0.00% Unchanged
73 Princeton Global Asset Management LLC 0.00% of their portfolio PRINCETON, NJ 1,9001.9k $12.1k $12.1k 0.00% Unchanged
74 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,8841.9k $12.0k $12.0k 0.00% Reduced -803 -803
75 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 1,6941.7k $11.0k $11.0k 0.00% Reduced -136 -136
76 Legal & General Group Plc 0.00% of their portfolio London, X0 1,3591.4k $8.7k $8.7k 0.00% Unchanged
77 Aquatic Capital Management LLC 0.00% of their portfolio CHICAGO, IL 1,2001.2k $8.0k $8.0k 0.00% New
78 HM PAYSON & CO 0.00% of their portfolio PORTLAND, ME 1,1001.1k $7.0k $7.0k 0.00% Unchanged
79 Laurel Wealth Advisors LLC 0.00% of their portfolio CHARLOTTE, NC 948948 $6.0k $6.0k 0.00% Unchanged
80 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 634634 $4.0k $4.0k 0.00% Unchanged
81 West Branch Capital LLC 0.00% of their portfolio AMHERST, MA 591591 $3.8k $3.8k 0.00% Unchanged
82 TCI Wealth Advisors, Inc. 0.00% of their portfolio Tucson, AZ 553553 $3.5k $3.5k 0.00% Unchanged
83 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 500500 $3.0k $3.0k 0.00% Unchanged
84 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 400400 $2.6k $2.6k 0.00% Unchanged
85 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 400400 $2.6k $2.6k 0.00% New
86 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 379379 $2.4k $2.4k 0.00% Unchanged
87 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 300300 $1.9k $1.9k 0.00% Unchanged
88 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 111111 $0 $0 0.00% New
89 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 100100 $638 $638 0.00% Unchanged
90 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 9393 $593 $593 0.00% Unchanged
91 Johnson Financial Group, Inc. 0.00% of their portfolio RACINE, WI 7070 $447 $447 0.00% Unchanged
92 Versant Capital Management, Inc 0.00% of their portfolio PHOENIX, AZ 4242 $268 $268 0.00% Unchanged
93 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 3232 $204 $204 0.00% Unchanged
94 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 11 $6 $6 0.00% Reduced -92 -92
95 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged