Vault-13

DUKE ENERGY CORP NEW DUK 4.125 04.15.26

NOTE 4.125% 4/1 · US DOMESTIC · CUSIP 26441CBY0

56 institutional holders -29 vs Q4 2025
4,047,6574.0m shares reported held*
$1.7bnreported value*
13 new 12 added 18 reduced 42 sold out net sold ≈ $146.4m (-15.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $421.78.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

050100Q2 24: 82Q3 24: 86Q4 24: 95Q1 25: 98Q2 25: 95Q3 25: 88Q4 25: 85Q1 26: 5656Q2 24Q4 24Q2 25Q4 25Q1 26
Numbers
QuarterHolders
Q2 202482
Q3 202486
Q4 202495
Q1 202598
Q2 202595
Q3 202588
Q4 202585
Q1 202656

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 35 bought or addedQ3 24: 34 cut or sold outQ3 24Q4 24: 27 bought or addedQ4 24: 38 cut or sold outQ1 25: 43 bought or addedQ1 25: 35 cut or sold outQ1 25Q2 25: 40 bought or addedQ2 25: 37 cut or sold outQ3 25: 29 bought or addedQ3 25: 46 cut or sold outQ3 25Q4 25: 29 bought or addedQ4 25: 36 cut or sold outQ1 26: 25 bought or addedQ1 26: 60 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q3 20243534
Q4 20242738
Q1 20254335
Q2 20254037
Q3 20252946
Q4 20252936
Q1 20262560

Biggest buyers

Elequin Capital, LP New +463,249,000+463.2m
D. E. Shaw & Co., Inc. Added +107,873,000+107.9m
Jain Global LLC New +50,000,000+50.0m
Walleye Capital LLC Added +48,158,000+48.2m
HBK INVESTMENTS L P Added +26,000,000+26.0m
Lombard Odier Asset Management (Europe) Ltd Added +18,971,000+19.0m
WELLS FARGO & COMPANY/MN Added +9,436,000+9.4m
ZAZOVE ASSOCIATES LLC Added +8,290,000+8.3m
JPMORGAN CHASE & CO Added +4,643,000+4.6m
Skaana Management L.P. New +4,326,000+4.3m

Biggest sellers

Shaolin Capital Management LLC Reduced -168,250,001-168.3m
CAMDEN ASSET MANAGEMENT L P /CA Sold out -154,379,000-154.4m
ARISTEIA CAPITAL, L.L.C. Sold out -77,740,000-77.7m
Universal- Beteiligungs- und Servicegesellschaft mbH Reduced -65,067,000-65.1m
VICTORY CAPITAL MANAGEMENT INC Reduced -58,078,000-58.1m
Calamos Advisors LLC Reduced -58,066,000-58.1m
ADVENT CAPITAL MANAGEMENT /DE/ Reduced -42,934,000-42.9m
STATE STREET CORP Sold out -36,678,000-36.7m
MARSHALL WACE, LLP Sold out -35,000,000-35.0m
LAZARD ASSET MANAGEMENT LLC Sold out -32,407,000-32.4m

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Elequin Capital, LP 46.77% of their portfolio NEW YORK, NY 463,249,000463.2m $510.9m $510.9m 46.77% New
2 D. E. Shaw & Co., Inc. 0.10% of their portfolio New York, NY 112,873,000112.9m $124.6m $124.6m 0.10% Added +107.9m +107,873,000
3 Aequim Alternative Investments LP 2.14% of their portfolio MILL VALLEY, CA 100,000,000100.0m $110.3m $110.3m 2.14% Unchanged
4 Calamos Advisors LLC 0.33% of their portfolio NAPERVILLE, IL 78,473,00078.5m $86.5m $86.5m 0.33% Reduced -58.1m -58,066,000
5 Walleye Capital LLC 0.50% of their portfolio NEW YORK, NY 74,262,00074.3m $81.9m $81.9m 0.50% Added +48.2m +48,158,000
6 ZAZOVE ASSOCIATES LLC 3.42% of their portfolio INCLINE VILLAGE, NV 69,400,00069.4m $72.2m $72.2m 3.42% Added +8.3m +8,290,000
7 Lombard Odier Asset Management (Europe) Ltd 3.23% of their portfolio LONDON, X0 52,368,00052.4m $58.8m $58.8m 3.23% Added +19.0m +18,971,000
8 Jain Global LLC 0.70% of their portfolio NEW YORK, NY 50,000,00050.0m $55.1m $55.1m 0.70% New
9 HBK INVESTMENTS L P 0.64% of their portfolio DALLAS, TX 46,000,00046.0m $50.7m $50.7m 0.64% Added +26.0m +26,000,000
10 ADVENT CAPITAL MANAGEMENT /DE/ 0.95% of their portfolio NEW YORK, NY 28,645,00028.6m $32.2m $32.2m 0.95% Reduced -42.9m -42,934,000
11 PenderFund Capital Management Ltd. 4.39% of their portfolio VANCOUVER, A1 25,000,00025.0m $28.1m $28.1m 4.39% Reduced -7.0m -7,000,000
12 O'Connor Alternative Investments LLC 1.45% of their portfolio NEW YORK, NY 25,000,00025.0m $27.7m $27.7m 1.45% First filing
13 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 23,412,00023.4m $25.8m $25.8m 0.01% Added +1.6m +1,620,000
14 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 17,882,00017.9m $19.8m $19.8m 0.00% Added +4.6m +4,643,000
15 LORD, ABBETT & CO. LLC 0.06% of their portfolio JERSEY CITY, NJ 15,785,00015.8m $17.4m $17.4m 0.06% Added +291.0k +291,000
16 Universal- Beteiligungs- und Servicegesellschaft mbH 0.02% of their portfolio FRANKFURT AM MAIN, 2M 12,800,00012.8m $14.4m $14.4m 0.02% Reduced -65.1m -65,067,000
17 VICTORY CAPITAL MANAGEMENT INC 0.01% of their portfolio San Antonio, TX 10,869,00010.9m $12.0m $12.0m 0.01% Reduced -58.1m -58,078,000
18 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 10,611,00010.6m $11.7m $11.7m 0.00% Added +9.4m +9,436,000
19 Brevan Howard Capital Management LP 0.11% of their portfolio ST. HELIER, Y9 10,000,00010.0m $11.0m $11.0m 0.11% Reduced -13.0m -13,000,000
20 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 6,128,0006.1m $6.8m $6.8m 0.00% Reduced -6.9m -6,900,000
21 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 5,000,0005.0m $5.5m $5.5m 0.00% Reduced -2.6m -2,576,000
22 Skaana Management L.P. 1.91% of their portfolio BROOKLYN, NY 4,326,0004.3m $4.8m $4.8m 1.91% New
23 SSI INVESTMENT MANAGEMENT LLC 0.28% of their portfolio Los Angeles, CA 3,668,0003.7m $4.0m $4.0m 0.28% New
24 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 2,475,0002.5m $2.7m $2.7m 0.00% Reduced -10.4m -10,362,000
25 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 1,710,0001.7m $1.9m $1.9m 0.00% Reduced -5.8m -5,783,000
26 PIPER SANDLER & CO. 1.87% of their portfolio MINNEAPOLIS, MN 1,706,0001.7m $1.9m $1.9m 1.87% New
27 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 1,598,0001.6m $1.8m $1.8m 0.00% Reduced -2.9m -2,919,000
28 NOMURA ASSET MANAGEMENT INTERNATIONAL INC. 0.00% of their portfolio PHILADELPHIA, PA 1,524,0001.5m $1.7m $1.7m 0.00% Reduced -805.0k -805,000
29 AEGON USA Investment Management, LLC 1.24% of their portfolio CEDAR RAPIDS, IA 1,434,0001.4m $1.6m $1.6m 1.24% Unchanged
30 MacKay Shields LLC 0.02% of their portfolio New York, NY 500,000500.0k $551.8k $551.8k 0.02% Unchanged
31 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 300,000300.0k $329.0k $329.0k 0.00% New
32 Calamos Wealth Management LLC 0.01% of their portfolio NAPERVILLE, IL 282,000282.0k $311.0k $311.0k 0.01% Reduced -440.0k -440,000
33 Shaolin Capital Management LLC 11.74% of their portfolio Miami, FL 249,999250.0k $280.7m $280.7m 11.74% Reduced -168.3m -168,250,001
34 Capital World Investors 0.00% of their portfolio LOS ANGELES, CA 230,000230.0k $253.8k $253.8k 0.00% Unchanged
35 NOMURA HOLDINGS INC 0.13% of their portfolio TOKYO, M0 122,927122.9k $16.1m $16.1m 0.13% Reduced -60.0k -60,033
36 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 107,000107.0k $118.1k $118.1k 0.00% Reduced -55.0k -55,000
37 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 83,00083.0k $91.5k $91.5k 0.00% Added +18.0k +18,000
38 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 76,00076.0k $83.6k $83.6k 0.00% Unchanged
39 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 71,00071.0k $78.2k $78.2k 0.00% Added +21.0k +21,000
40 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 53,00053.0k $58.4k $58.4k 0.00% Unchanged
41 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 23,00023.0k $25.3k $25.3k 0.00% Added +5.0k +5,000
42 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 21,00021.0k $23.1k $23.1k 0.00% Reduced -167.0k -167,000
43 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 19,00019.0k $20.9k $20.9k 0.00% Unchanged
44 Squarepoint Ops LLC 0.04% of their portfolio NEW YORK, NY 16,00016.0k $17.6m $17.6m 0.04% Unchanged
45 Ethic Inc. 0.03% of their portfolio NEW YORK, NY 15,54515.5k $2.0m $2.0m 0.03% New
46 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 13,00013.0k $14.3k $14.3k 0.00% New
47 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 13,00013.0k $14.4k $14.4k 0.00% Unchanged
48 Roundview Capital LLC 0.00% of their portfolio PRINCETON, NJ 12,50012.5k $13.8k $13.8k 0.00% Unchanged
49 Suncoast Equity Management 0.00% of their portfolio TAMPA, FL 12,00012.0k $13.2k $13.2k 0.00% New
50 Inspire Advisors, LLC 0.00% of their portfolio Meridian, ID 11,00011.0k $12.1k $12.1k 0.00% New
51 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 4,0004.0k $4.0k $4.0k 0.00% New
52 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 3,0003.0k $3.3k $3.3k 0.00% Unchanged
53 Boussard & Gavaudan Investment Management LLP 0.28% of their portfolio London, X0 2,6002.6k $2.9m $2.9m 0.28% New
54 Alken Asset Management Ltd 3.54% of their portfolio LONDON, X0 1,8001.8k $2.0m $2.0m 3.54% Reduced -1.5k -1,500
55 Elequin Capital, LP 0.00% of their portfolio NEW YORK, NY 8585 $11.1k $11.1k 0.00% New
56 NOMURA ASSET MANAGEMENT CO LTD 0.00% of their portfolio TOKYO, M0 00 $0 $0 0.00% Unchanged