Vault-13

DUKE ENERGY CORP NEW DUK 4.125 04.15.26

NOTE 4.125% 4/1 · US DOMESTIC · CUSIP 26441CBY0

95 institutional holders -3 vs Q1 2025
43,943,48343.9m shares reported held*
$1.7bnreported value*
8 new 32 added 25 reduced 12 sold out net bought ≈ $74.1m (-16.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $39.92.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

050100Q2 24: 82Q3 24: 86Q4 24: 95Q1 25: 98Q2 25: 9595Q2 24Q3 24Q4 24Q1 25Q2 25
Numbers
QuarterHolders
Q2 202482
Q3 202486
Q4 202495
Q1 202598
Q2 202595

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q3 24: 35 bought or addedQ3 24: 34 cut or sold outQ3 24Q4 24: 27 bought or addedQ4 24: 38 cut or sold outQ4 24Q1 25: 43 bought or addedQ1 25: 35 cut or sold outQ1 25Q2 25: 40 bought or addedQ2 25: 37 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 20243534
Q4 20242738
Q1 20254335
Q2 20254037

Biggest buyers

Point72 Asset Management, L.P. New +89,307,000+89.3m
D. E. Shaw & Co., Inc. Added +44,597,000+44.6m
Shaolin Capital Management LLC Added +31,600,000+31.6m
READYSTATE ASSET MANAGEMENT LP New +25,000,000+25.0m
TWO SIGMA INVESTMENTS, LP New +23,000,000+23.0m
DEUTSCHE BANK AG\ Added +22,230,000+22.2m
ADVENT CAPITAL MANAGEMENT /DE/ Added +11,955,000+12.0m
Calamos Advisors LLC Added +9,528,000+9.5m
BNP PARIBAS FINANCIAL MARKETS Added +9,451,000+9.5m
BARCLAYS PLC Added +8,679,000+8.7m

Biggest sellers

HIGHBRIDGE CAPITAL MANAGEMENT LLC Sold out -49,794,000-49.8m
CAMDEN ASSET MANAGEMENT L P /CA Reduced -34,871,000-34.9m
MILLENNIUM MANAGEMENT LLC Sold out -32,950,000-33.0m
LMR Partners LLP Sold out -31,250,000-31.2m
BNP PARIBAS ASSET MANAGEMENT Holding S.A. Sold out -20,000,000-20.0m
Magnetar Financial LLC Reduced -15,365,000-15.4m
CSS LLC/IL Sold out -14,292,000-14.3m
TORONTO DOMINION BANK Sold out -10,232,000-10.2m
AMERIPRISE FINANCIAL INC Reduced -10,009,000-10.0m
SUSQUEHANNA ADVISORS GROUP, INC. Sold out -10,000,000-10.0m

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Shaolin Capital Management LLC 9.98% of their portfolio Miami, FL 215,000,000215.0m $229.4m $229.4m 9.98% Added +31.6m +31,600,000
2 ADVENT CAPITAL MANAGEMENT /DE/ 2.14% of their portfolio NEW YORK, NY 91,793,00091.8m $97.2m $97.2m 2.14% Added +12.0m +11,955,000
3 Calamos Advisors LLC 0.41% of their portfolio NAPERVILLE, IL 90,639,00090.6m $96.0m $96.0m 0.41% Added +9.5m +9,528,000
4 Point72 Asset Management, L.P. 0.22% of their portfolio STAMFORD, CT 89,307,00089.3m $94.5m $94.5m 0.22% New
5 ARISTEIA CAPITAL, L.L.C. 2.51% of their portfolio GREENWICH, CT 83,740,00083.7m $88.7m $88.7m 2.51% Reduced -500.0k -500,000
6 VICTORY CAPITAL MANAGEMENT INC 0.05% of their portfolio San Antonio, TX 71,272,00071.3m $75.5m $75.5m 0.05% Reduced -1.4m -1,381,000
7 CAMDEN ASSET MANAGEMENT L P /CA 1.58% of their portfolio Los Angeles, CA 63,969,00064.0m $67.7m $67.7m 1.58% Reduced -34.9m -34,871,000
8 Universal- Beteiligungs- und Servicegesellschaft mbH 0.11% of their portfolio FRANKFURT AM MAIN, 2M 57,489,00057.5m $61.4m $61.4m 0.11% Added +6.1m +6,120,000
9 ZAZOVE ASSOCIATES LLC 4.72% of their portfolio INCLINE VILLAGE, NV 54,545,00054.5m $57.8m $57.8m 4.72% Added +7.0m +7,010,000
10 D. E. Shaw & Co., Inc. 0.05% of their portfolio New York, NY 49,597,00049.6m $52.5m $52.5m 0.05% Added +44.6m +44,597,000
11 Aequim Alternative Investments LP 1.66% of their portfolio MILL VALLEY, CA 48,000,00048.0m $50.8m $50.8m 1.66% Unchanged
12 LAZARD ASSET MANAGEMENT LLC 0.06% of their portfolio NEW YORK, NY 38,028,00038.0m $40.3m $40.3m 0.06% Added +6.5m +6,509,000
13 MARSHALL WACE, LLP 0.04% of their portfolio LONDON, X0 35,000,00035.0m $37.1m $37.1m 0.04% Reduced -7.3m -7,300,000
14 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 33,769,00033.8m $36.0m $36.0m 0.00% Reduced -600.0k -600,000
15 BANK OF MONTREAL /CAN/ 0.02% of their portfolio TORONTO, A6 32,000,00032.0m $33.9m $33.9m 0.02% Unchanged
16 Walleye Capital LLC 0.26% of their portfolio NEW YORK, NY 26,104,00026.1m $27.7m $27.7m 0.26% Unchanged
17 READYSTATE ASSET MANAGEMENT LP 1.10% of their portfolio CHICAGO, IL 25,000,00025.0m $26.5m $26.5m 1.10% New
18 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 24,498,00024.5m $25.9m $25.9m 0.01% Added +22.2m +22,230,000
19 SSI INVESTMENT MANAGEMENT LLC 1.72% of their portfolio Los Angeles, CA 23,105,00023.1m $24.4m $24.4m 1.72% Added +381.0k +381,000
20 TWO SIGMA INVESTMENTS, LP 0.04% of their portfolio NEW YORK, NY 23,000,00023.0m $24.3m $24.3m 0.04% New
21 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 22,456,00022.5m $23.8m $23.8m 0.01% Reduced -1.8m -1,813,000
22 PenderFund Capital Management Ltd. 5.56% of their portfolio VANCOUVER, A1 22,000,00022.0m $23.5m $23.5m 5.56% Unchanged
23 FMR LLC 0.00% of their portfolio BOSTON, MA 20,368,00020.4m $21.5m $21.5m 0.00% Added +8.5m +8,454,000
24 Sculptor Capital LP 0.34% of their portfolio New York, NY 20,000,00020.0m $21.2m $21.2m 0.34% Reduced -7.5m -7,500,000
25 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.02% of their portfolio FRANKFURT AM MAIN, 2M 18,600,00018.6m $19.7m $19.7m 0.02% Added +1.5m +1,500,000
26 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 17,767,00017.8m $18.8m $18.8m 0.00% Added +7.5m +7,521,000
27 Magnetar Financial LLC 0.09% of their portfolio EVANSTON, IL 16,895,00016.9m $17.9m $17.9m 0.09% Reduced -15.4m -15,365,000
28 BlackRock, Inc. 0.00% of their portfolio New York, NY 16,531,00016.5m $17.5m $17.5m 0.00% Reduced -7.8m -7,765,000
29 LORD, ABBETT & CO. LLC 0.05% of their portfolio JERSEY CITY, NJ 16,009,00016.0m $16.9m $16.9m 0.05% Reduced -254.0k -254,000
30 ANGELO GORDON & CO., L.P. 2.25% of their portfolio NEW YORK, NY 16,000,00016.0m $16.9m $16.9m 2.25% Added +3.0m +3,000,000
31 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 15,087,00015.1m $16.0m $16.0m 0.00% Reduced -1.5m -1,457,000
32 SHENKMAN CAPITAL MANAGEMENT INC 1.66% of their portfolio NEW YORK, NY 15,052,00015.1m $16.6m $16.6m 1.66% Added +7.6m +7,595,000
33 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.43% of their portfolio CHICAGO, IL 15,000,00015.0m $15.9m $15.9m 0.43% Not comparable
34 CAPSTONE INVESTMENT ADVISORS, LLC 0.14% of their portfolio NEW YORK, NY 15,000,00015.0m $15.9m $15.9m 0.14% Added +2.5m +2,500,000
35 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 14,185,00014.2m $15.1m $15.1m 0.03% Reduced -873.0k -873,000
36 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 12,341,00012.3m $13.1m $13.1m 0.01% Added +8.7m +8,679,000
37 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 11,980,00012.0m $12.7m $12.7m 0.01% Added +9.5m +9,451,000
38 JONES ROAD CAPITAL MANAGEMENT, L.P. 11.54% of their portfolio NEW YORK, NY 11,195,00011.2m $11.9m $11.9m 11.54% Reduced -3.8m -3,805,000
39 INCOME RESEARCH & MANAGEMENT 3.12% of their portfolio Boston, MA 11,023,00011.0m $11.7m $11.7m 3.12% Added +268.0k +268,000
40 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 10,545,00010.5m $11.2m $11.2m 0.00% Reduced -10.0m -10,009,000
41 Portman Square Capital LLP 1.11% of their portfolio London, X0 9,750,0009.8m $10.3m $10.3m 1.11% Reduced -5.2m -5,250,000
42 RWC Asset Management LLP 0.47% of their portfolio LONDON, X0 8,500,0008.5m $9.0m $9.0m 0.47% Unchanged
43 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 8,019,0008.0m $8.5m $8.5m 0.00% Added +3.0m +3,019,000
44 MIZUHO SECURITIES USA LLC 0.17% of their portfolio NEW YORK, NY 7,525,0007.5m $8.0m $8.0m 0.17% First filing
45 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 7,503,0007.5m $7.9m $7.9m 0.01% Added +5.5m +5,482,000
46 Man Group plc 0.02% of their portfolio LONDON, X0 7,490,0007.5m $7.9m $7.9m 0.02% Reduced -630.0k -630,000
47 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 7,474,0007.5m $7.9m $7.9m 0.00% Reduced -617.0k -617,000
48 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 6,514,0006.5m $6.9m $6.9m 0.00% Added +2.1m +2,055,000
49 CONNING INC. 0.21% of their portfolio HARTFORD, CT 5,715,0005.7m $6.0m $6.0m 0.21% Unchanged
50 Burkehill Global Management, LP 0.39% of their portfolio NEW YORK, NY 5,000,0005.0m $5.3m $5.3m 0.39% New
51 MACQUARIE GROUP LTD 0.01% of their portfolio Sydney, NSW 2000, C3 4,929,0004.9m $5.2m $5.2m 0.01% Added +290.0k +290,000
52 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 4,900,0004.9m $5.2m $5.2m 0.00% Added +1.0m +1,000,000
53 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 4,601,0004.6m $4.9m $4.9m 0.01% Unchanged
54 OAKTREE CAPITAL MANAGEMENT LP 0.08% of their portfolio LOS ANGELES, CA 3,750,0003.8m $4.0m $4.0m 0.08% Added +2.2m +2,250,000
55 Wellesley Asset Management 0.35% of their portfolio PORTSMOUTH, NH 3,500,0003.5m $3.7m $3.7m 0.35% Added +2.0m +2,000,000
56 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 3,223,0003.2m $3.4m $3.4m 0.00% Added +555.0k +555,000
57 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 3,000,0003.0m $3.2m $3.2m 0.00% Reduced -4.7m -4,650,000
58 Ameritas Investment Partners, Inc. 0.08% of their portfolio LINCOLN, NE 2,250,0002.2m $2.4m $2.4m 0.08% Unchanged
59 Cutler Capital Management, LLC 0.79% of their portfolio WORCESTER, MA 2,145,0002.1m $2.3m $2.3m 0.79% Unchanged
60 AGF MANAGEMENT LTD 0.01% of their portfolio TORONTO, A6 1,900,0001.9m $2.0m $2.0m 0.01% Unchanged
61 Union Bancaire Privee, UBP SA 0.02% of their portfolio GENEVA 1, V8 1,885,0001.9m $1.7m $1.7m 0.02% Unchanged
62 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 1,800,0001.8m $1.9m $1.9m 0.00% Added +400.0k +400,000
63 AEGON USA Investment Management, LLC 1.14% of their portfolio CEDAR RAPIDS, IA 1,434,0001.4m $1.5m $1.5m 1.14% Reduced -325.0k -325,000
64 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 1,150,0001.1m $1.2m $1.2m 0.00% Added +400.0k +400,000
65 Polar Capital Holdings Plc 0.01% of their portfolio London, X0 1,000,0001.0m $1.1m $1.1m 0.01% New
66 Erste Asset Management GmbH 0.01% of their portfolio VIENNA, C4 800,000800.0k $841.9k $841.9k 0.01% Added +800.0k +800,000
67 Calamos Wealth Management LLC 0.03% of their portfolio NAPERVILLE, IL 772,000772.0k $818.0k $818.0k 0.03% Added +77.0k +77,000
68 Jefferies Financial Group Inc. 0.01% of their portfolio NEW YORK, NY 599,000599.0k $635.3k $635.3k 0.01% Added +99.0k +99,000
69 MacKay Shields LLC 0.02% of their portfolio New York, NY 500,000500.0k $529.6k $529.6k 0.02% Unchanged
70 Police & Firemen's Retirement System of New Jersey 0.00% of their portfolio TRENTON, NJ 395,000395.0k $418.5k $418.5k 0.00% Unchanged
71 Central Pacific Bank - Trust Division 0.05% of their portfolio HONOLULU, HI 350,000350.0k $370.3k $370.3k 0.05% Unchanged
72 Capital World Investors 0.00% of their portfolio LOS ANGELES, CA 230,000230.0k $243.6k $243.6k 0.00% Unchanged
73 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 206,000206.0k $217.9k $217.9k 0.00% Added +39.0k +39,000
74 NOMURA HOLDINGS INC 0.17% of their portfolio TOKYO, M0 176,130176.1k $20.8m $20.8m 0.17% Reduced -60.1k -60,074
75 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 162,000162.0k $171.6k $171.6k 0.00% Reduced -47.0k -47,000
76 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 83,00083.0k $87.8k $87.8k 0.00% Unchanged
77 Stonegate Investment Group, LLC 0.00% of their portfolio BIRMINGHAM, AL 26,00026.0k $27.5k $27.5k 0.00% Unchanged
78 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 24,00024.0k $25.2k $25.2k 0.00% Unchanged
79 SG Americas Securities, LLC 0.01% of their portfolio NEW YORK, NY 23,60023.6k $2.5m $2.5m 0.01% Unchanged
80 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 19,00019.0k $20.1k $20.1k 0.00% Unchanged
81 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 16,00016.0k $16.9k $16.9k 0.00% Unchanged
82 Goldstein Advisors, LLC 0.00% of their portfolio Madison, WI 16,00016.0k $16.8k $16.8k 0.00% Unchanged
83 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 13,00013.0k $13.7k $13.7k 0.00% New
84 Roundview Capital LLC 0.00% of their portfolio PRINCETON, NJ 12,50012.5k $13.1k $13.1k 0.00% Unchanged
85 Squarepoint Ops LLC 0.02% of their portfolio NEW YORK, NY 10,00010.0k $10.6m $10.6m 0.02% Reduced -6.0k -6,000
86 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.00% of their portfolio CINCINNATI, OH 7,0007.0k $7.4k $7.4k 0.00% New
87 LOOMIS SAYLES & CO L P 0.00% of their portfolio BOSTON, MA 5,1005.1k $601.8k $601.8k 0.00% Reduced -35.4k -35,389
88 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 5,0005.0k $5.3k $5.3k 0.00% New
89 Alken Asset Management Ltd 6.06% of their portfolio LONDON, X0 3,3003.3k $3.5m $3.5m 6.06% Unchanged
90 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 3,2433.2k $382.7k $382.7k 0.00% Reduced -398 -398
91 ROTHSCHILD INVESTMENT LLC 0.00% of their portfolio CHICAGO, IL 3,0003.0k $3.2k $3.2k 0.00% Unchanged
92 LAFFER TENGLER INVESTMENTS, INC. 0.50% of their portfolio Scottsdale, AZ 2,6102.6k $2.8m $2.8m 0.50% Reduced -72 -72
93 Context Capital Management, LLC 0.07% of their portfolio LAJOLLA, CA 2,0002.0k $2.1m $2.1m 0.07% Unchanged
94 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged
95 NOMURA ASSET MANAGEMENT CO LTD 0.00% of their portfolio TOKYO, M0 00 $0 $0 0.00% Unchanged