DUFF & PHELPS UTLITY AND INF DPG
COM · Closed-End Fund · CUSIP 26433C105
60
institutional holders
+8 vs Q3 2022
4.3m
shares reported held*
$58.1mreported value*
17 new
13 added
14 reduced
7 sold out
net bought ≈ $858.2k (+64.3k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $13.51.
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 52 |
| Q4 2022 | 60 |
Biggest buyers
| HANCOCK WHITNEY CORP | New | +44.9k |
| MORGAN STANLEY | Added | +42.8k |
| WELLS FARGO & COMPANY/MN | Added | +28.3k |
| Apollon Wealth Management, LLC | New | +25.6k |
| TRUIST FINANCIAL CORP | Added | +17.7k |
| Mariner, LLC | New | +15.2k |
| Raymond James Financial Services Advisors, Inc. | Added | +14.0k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | +12.2k |
| Atria Wealth Solutions, Inc. | New | +10.2k |
| COMMONWEALTH EQUITY SERVICES, LLC | Added | +6.5k |
Biggest sellers
| Avalon Investment & Advisory | Sold out | -44.9k |
| Cetera Advisors LLC | Sold out | -28.0k |
| BBR PARTNERS, LLC | Sold out | -26.5k |
| Coastal Bridge Advisors, LLC | Sold out | -23.0k |
| HighTower Advisors, LLC | Sold out | -12.4k |
| GUGGENHEIM CAPITAL LLC | Reduced | -11.4k |
| OSAIC HOLDINGS, INC. | Reduced | -10.3k |
| BANK OF AMERICA CORP /DE/ | Reduced | -9.2k |
| Koshinski Asset Management, Inc. | Reduced | -8.0k |
| UBS Group AG | Reduced | -5.1k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| MetLife Investment Management, LLC 13G · institution new · filed 2025-06-06 | 100.0% |
Insider purchases and sales in Q4 2022
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q4 2022.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 1.7m $22.8m | Added +42.8k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 504.8k $6.8m | Added +28.3k |
| LPL Financial LLC 0.00% of their portfolio | 276.8k $3.7m | Added +4.4k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 274.1k $3.7m | Reduced -118 |
| TRUIST FINANCIAL CORP 0.01% of their portfolio | 245.4k $3.3m | Added +17.7k |
| Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio | 194.9k $2.6m | Added +14.0k |
| GUGGENHEIM CAPITAL LLC 0.01% of their portfolio | 124.3k $1.7m | Reduced -11.4k |
| UBS Group AG 0.00% of their portfolio | 104.0k $1.4m | Reduced -5.1k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 101.7k $1.4m | Added +2.8k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 88.0k $1.2m | Reduced -10.3k |
| J.W. COLE ADVISORS, INC. 0.08% of their portfolio | 79.1k $1.1m | Reduced -3.7k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 66.0k $891.1k | Reduced -9.2k |
| HANCOCK WHITNEY CORP 0.02% of their portfolio | 44.9k $607.0k | New |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 40.8k $550.0k | Added +6.5k |
| Koshinski Asset Management, Inc. 0.04% of their portfolio | 29.8k $403.3k | Reduced -8.0k |
| WEDBUSH SECURITIES INC 0.02% of their portfolio | 25.9k $350.0k | Added +855 |
| Apollon Wealth Management, LLC 0.02% of their portfolio | 25.6k $346.2k | New |
| Kestra Advisory Services, LLC 0.00% of their portfolio | 24.1k $326.0k | Reduced -1.2k |
| B. Riley Wealth Advisors, Inc. 0.01% of their portfolio | 24.0k $324.6k | Unchanged |
| RAYMOND JAMES TRUST N.A. 0.01% of their portfolio | 23.8k $322.0k | Unchanged |
| Almanack Investment Partners, LLC. 0.07% of their portfolio | 23.0k $311.0k | Unchanged |
| CORRADO ADVISORS, LLC 0.19% of their portfolio | 19.6k $265.4k | Unchanged |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 19.2k $260.0k | Reduced -2.9k |
| Focus Financial Network, Inc. 0.02% of their portfolio | 19.1k $258.4k | Added +470 |
| SeaCrest Wealth Management, LLC 0.04% of their portfolio | 19.0k $256.1k | Added +1.1k |
| StrategIQ Financial Group, LLC 0.03% of their portfolio | 17.8k $240.5k | Reduced -1.9k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 17.0k $230.0k | Added +735 |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 15.5k $209.4k | Reduced -3.0k |
| Mariner, LLC 0.00% of their portfolio | 15.2k $205.0k | New |
| Wealthcare Advisory Partners LLC 0.01% of their portfolio | 14.7k $198.3k | Added +500 |
| Capstone Financial Advisors, Inc. 0.02% of their portfolio | 13.6k $184.4k | Unchanged |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 12.2k $164.5k | New |
| JEPPSON WEALTH MANAGEMENT, LLC 0.07% of their portfolio | 11.6k $157.0k | Reduced -3.0k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 11.1k $149.6k | Reduced -627 |
| Invesco Ltd. 0.00% of their portfolio | 11.0k $149.0k | Added +7 |
| Moors & Cabot, Inc. 0.01% of their portfolio | 10.7k $144.6k | Reduced -100 |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 10.2k $137.2k | New |
| FREEDOM WEALTH ALLIANCE, LLC 0.13% of their portfolio | 7.0k $95.0k | First filing |
| JTC Employer Solutions Trustee Ltd 0.01% of their portfolio | 6.5k $88.0k | New |
| CoreCap Advisors, LLC 0.01% of their portfolio | 6.4k $86.3k | New |
| Advisory Services Network, LLC 0.00% of their portfolio | 5.2k $70.6k | New |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 3.5k $46.9k | Unchanged |
| Investors Research Corp 0.01% of their portfolio | 3.2k $43.2k | Unchanged |
| M&R CAPITAL MANAGEMENT INC 0.01% of their portfolio | 3.1k $42.1k | New |
| HOLLENCREST CAPITAL MANAGEMENT 0.01% of their portfolio | 3.1k $41.3k | New |
| NewEdge Advisors, LLC 0.00% of their portfolio | 2.8k $27.0k | New |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 2.6k $35.0k | Unchanged |
| OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.02% of their portfolio | 2.0k $27.0k | New |
| Annapolis Financial Services, LLC 0.01% of their portfolio | 1.5k $20.3k | Unchanged |
| Column Capital Advisors, LLC 0.00% of their portfolio | 1.2k $16.7k | New |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 1.2k $16.2k | Unchanged |
| American State Bank (Iowa) 0.01% of their portfolio | 1.0k $13.5k | New |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio | 800 $10.8k | New |
| Accurate Wealth Management, LLC 0.00% of their portfolio | 500 $7.0k | New |
| MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio | 275 $3.7k | New |
| Spire Wealth Management 0.00% of their portfolio | 100 $1.0k | Unchanged |
| Key Financial Inc 0.00% of their portfolio | 53 $678 | Unchanged |
| CWM, LLC 0.00% of their portfolio | 3 $0 | Unchanged |
| CITIGROUP INC 0.00% of their portfolio | 1 $14 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |