DOUBLELINE YIELD OPPORTUNITI DLY
COM · Closed-End Fund · CUSIP 25862D105
76
institutional holders
-3 vs Q1 2024
9.6m
shares reported held*
$151.3mreported value*
5 new
21 added
29 reduced
7 sold out
net sold ≈ $71.1m (-4.5m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $15.78.
Trends to Q2 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 55 |
| Q4 2022 | 58 |
| Q1 2023 | 54 |
| Q2 2023 | 53 |
| Q3 2023 | 64 |
| Q4 2023 | 74 |
| Q1 2024 | 79 |
| Q2 2024 | 76 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 28 | 27 |
| Q1 2023 | 29 | 27 |
| Q2 2023 | 20 | 24 |
| Q3 2023 | 35 | 14 |
| Q4 2023 | 42 | 23 |
| Q1 2024 | 47 | 32 |
| Q2 2024 | 26 | 36 |
Biggest buyers
| WELLS FARGO & COMPANY/MN | Added | +183.6k |
| CAPTRUST FINANCIAL ADVISORS | Added | +48.0k |
| WEDBUSH SECURITIES INC | Added | +24.1k |
| Walleye Capital LLC | New | +17.8k |
| Advisory Services Network, LLC | New | +14.8k |
| Hennion & Walsh Asset Management, Inc. | Added | +6.3k |
| BANK OF AMERICA CORP /DE/ | Added | +5.9k |
| SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC | Added | +3.8k |
| Cetera Investment Advisers | Added | +2.9k |
| Activest Wealth Management | Added | +2.6k |
Biggest sellers
| MORGAN STANLEY | Reduced | -4.0m |
| Herr Investment Group LLC | Reduced | -223.3k |
| PFG Investments, LLC | Sold out | -190.0k |
| EVOKE WEALTH, LLC | Reduced | -76.7k |
| Rockefeller Capital Management L.P. | Reduced | -48.1k |
| Pettinga Financial Advisors LLC | Reduced | -26.9k |
| Raymond James Financial Services Advisors, Inc. | Reduced | -24.0k |
| ROYAL BANK OF CANADA | Reduced | -23.7k |
| MILLENNIUM MANAGEMENT LLC | Sold out | -22.8k |
| STIFEL FINANCIAL CORP | Reduced | -20.7k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| MORGAN STANLEY 13G · institution new · filed 2025-11-07 | 5.0% |
Insider purchases and sales in Q2 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
BuyingSelling
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2022 | 0 | — | 0 | — | — |
| Q4 2022 | 0 | — | 0 | — | — |
| Q1 2023 | 0 | — | 0 | — | — |
| Q2 2023 | 0 | — | 0 | — | — |
| Q3 2023 | 0 | — | 0 | — | — |
| Q4 2023 | 0 | — | 0 | — | — |
| Q1 2024 | 1 | $1.1k | 0 | — | — |
| Q2 2024 | 0 | — | 0 | — | — |
None reported in Q2 2024.
Holders, Q2 2024
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 2.2m $34.0m | Reduced -4.0m |
| WELLS FARGO & COMPANY/MN 0.01% of their portfolio | 1.5m $24.2m | Added +183.6k |
| UBS Group AG 0.01% of their portfolio | 1.2m $19.0m | Reduced -2.0k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 858.4k $13.5m | Reduced -23.7k |
| HighTower Advisors, LLC 0.01% of their portfolio | 435.1k $6.9m | Reduced -17.7k |
| Herr Investment Group LLC 1.79% of their portfolio | 382.8k $6.0m | Reduced -223.3k |
| IEQ CAPITAL, LLC 0.06% of their portfolio | 303.2k $4.8m | Unchanged |
| COHEN & STEERS, INC. 0.01% of their portfolio | 271.0k $4.3m | Unchanged |
| INDEPENDENT FINANCIAL GROUP, LLC 0.17% of their portfolio | 266.8k $4.2m | Reduced -4.4k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 223.2k $3.5m | Added +5.9k |
| CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio | 192.7k $3.0m | Added +48.0k |
| Consolidated Portfolio Review Corp 0.64% of their portfolio | 172.9k $2.7m | Reduced -17.7k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 138.9k $2.2m | Reduced -24.0k |
| Creekside Partners 0.98% of their portfolio | 112.6k $1.8m | First filing |
| Rockefeller Capital Management L.P. 0.00% of their portfolio | 108.5k $1.7m | Reduced -48.1k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 102.0k $1.6m | Reduced -20.7k |
| WEDBUSH SECURITIES INC 0.05% of their portfolio | 95.9k $1.5m | Added +24.1k |
| Hennion & Walsh Asset Management, Inc. 0.06% of their portfolio | 74.6k $1.2m | Added +6.3k |
| DEBUSSY CAPITAL MANAGEMENT LP 0.30% of their portfolio | 67.3k $1.1m | Reduced -10.1k |
| LPL Financial LLC 0.00% of their portfolio | 61.5k $969.7k | Added +2.2k |
| SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC 0.22% of their portfolio | 49.5k $781.6k | Added +3.8k |
| Pettinga Financial Advisors LLC 0.18% of their portfolio | 45.1k $711.7k | Reduced -26.9k |
| Atria Wealth Solutions, Inc. 0.01% of their portfolio | 45.0k $710.4k | Added +866 |
| Allie Family Office LLC 0.19% of their portfolio | 40.0k $631.2k | Unchanged |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 37.8k $597.0k | Reduced -51 |
| Pathway Financial Advisers, LLC 0.20% of their portfolio | 36.2k $571.7k | Added +275 |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC 0.22% of their portfolio | 33.9k $535.6k | Unchanged |
| JOURNEY STRATEGIC WEALTH LLC 0.02% of their portfolio | 29.1k $459.4k | Reduced -2.5k |
| Invesco Ltd. 0.00% of their portfolio | 28.4k $447.8k | Reduced -16.9k |
| Summit X, LLC 0.10% of their portfolio | 27.5k $434.3k | Added +9 |
| Gridiron Partners, LLC 0.27% of their portfolio | 27.1k $427.1k | Reduced -2.8k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 26.3k $414.5k | Reduced -1.8k |
| Capstone Financial Advisors, Inc. 0.03% of their portfolio | 24.1k $381.0k | Unchanged |
| Aviance Capital Partners, LLC 0.05% of their portfolio | 23.3k $368.4k | Reduced -351 |
| Moors & Cabot, Inc. 0.02% of their portfolio | 21.8k $344.0k | Unchanged |
| Cetera Investment Advisers 0.00% of their portfolio | 21.4k $337.7k | Added +2.9k |
| GUGGENHEIM CAPITAL LLC 0.00% of their portfolio | 19.7k $310.7k | Reduced -1.2k |
| Walleye Capital LLC 0.00% of their portfolio | 17.8k $280.7k | New |
| FIRST TRUST ADVISORS LP 0.00% of their portfolio | 17.6k $278.1k | Reduced -81 |
| Realta Investment Advisors 0.05% of their portfolio | 16.2k $255.6k | Reduced -1.0k |
| EVOKE WEALTH, LLC 0.37% of their portfolio | 16.0k $252.5k | Reduced -76.7k |
| OPTIMUM INVESTMENT ADVISORS 0.11% of their portfolio | 15.7k $247.4k | Reduced -794 |
| COMERICA BANK 0.00% of their portfolio | 15.6k $246.4k | Reduced -5.1k |
| Advisory Services Network, LLC 0.00% of their portfolio | 14.8k $233.8k | New |
| Private Advisor Group, LLC 0.00% of their portfolio | 14.7k $231.2k | Added +320 |
| Avidian Wealth Enterprises, LLC 0.01% of their portfolio | 14.0k $220.9k | Unchanged |
| Belpointe Asset Management LLC 0.02% of their portfolio | 13.8k $217.4k | Added +100 |
| Catalina Capital Group, LLC 0.08% of their portfolio | 13.6k $214.0k | Unchanged |
| Shaker Financial Services, LLC 0.09% of their portfolio | 13.4k $211.9k | Added +1.8k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 13.3k $210.2k | Reduced -1.5k |
| Integrated Wealth Concepts LLC 0.00% of their portfolio | 13.0k $205.5k | Reduced -12.0k |
| Wealthcare Advisory Partners LLC 0.01% of their portfolio | 12.1k $191.1k | Added +1.8k |
| Total Clarity Wealth Management, Inc. 0.07% of their portfolio | 12.1k $190.4k | Added +218 |
| OPPENHEIMER & CO INC 0.00% of their portfolio | 11.6k $183.0k | Reduced -2.6k |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.03% of their portfolio | 10.7k $168.2k | Added +219 |
| Activest Wealth Management 0.04% of their portfolio | 7.7k $120.7k | Added +2.6k |
| CIBC Private Wealth Group LLC 0.00% of their portfolio | 7.3k $118.4k | Unchanged |
| Tidemark, LLC 0.03% of their portfolio | 3.9k $62.1k | Reduced -211 |
| Lindbrook Capital, LLC 0.00% of their portfolio | 2.6k $41.0k | Unchanged |
| Larson Financial Group LLC 0.00% of their portfolio | 2.4k $37.3k | Added +1 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 2.2k $34.7k | New |
| Asset Dedication, LLC 0.00% of their portfolio | 1.9k $30.7k | New |
| LAFFER TENGLER INVESTMENTS, INC. 0.00% of their portfolio | 1.3k $20.5k | Unchanged |
| Financial Management Professionals, Inc. 0.00% of their portfolio | 1.3k $20.0k | Added +28 |
| Camelot Portfolios, LLC 0.01% of their portfolio | 1.0k $15.8k | New |
| Sunbelt Securities, Inc. 0.00% of their portfolio | 1.0k $15.8k | Unchanged |
| JAMISON PRIVATE WEALTH MANAGEMENT, INC. 0.00% of their portfolio | 1.0k $15.8k | Unchanged |
| Raleigh Capital Management Inc. 0.01% of their portfolio | 875 $13.8k | Unchanged |
| Moisand Fitzgerald Tamayo, LLC 0.00% of their portfolio | 500 $7.9k | Unchanged |
| Glass Jacobson Investment Advisors llc 0.00% of their portfolio | 455 $7.2k | Unchanged |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 450 $7.1k | Unchanged |
| Allworth Financial LP 0.00% of their portfolio | 385 $6.1k | Unchanged |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 378 $6.0k | Added +9 |
| Parallel Advisors, LLC 0.00% of their portfolio | 25 $402 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |
| HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio | 0 $0 | Reduced -1.7k |