DOUBLELINE YIELD OPPORTUNITI DLY
COM · Closed-End Fund · CUSIP 25862D105
53
institutional holders
-1 vs Q1 2023
11.2m
shares reported held*
$162.7mreported value*
2 new
18 added
20 reduced
4 sold out
net sold ≈ $8.2m (-567.5k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.53.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 55 |
| Q4 2022 | 58 |
| Q1 2023 | 54 |
| Q2 2023 | 53 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 28 | 27 |
| Q1 2023 | 29 | 27 |
| Q2 2023 | 20 | 24 |
Biggest buyers
| WELLS FARGO & COMPANY/MN | Added | +237.7k |
| Penserra Capital Management LLC | Added | +49.7k |
| Atria Wealth Solutions, Inc. | Added | +26.5k |
| OSAIC HOLDINGS, INC. | Added | +23.6k |
| GUGGENHEIM CAPITAL LLC | New | +16.7k |
| HighTower Advisors, LLC | Added | +14.7k |
| STIFEL FINANCIAL CORP | Added | +14.5k |
| Consolidated Portfolio Review Corp | Added | +9.0k |
| WEDBUSH SECURITIES INC | Added | +7.3k |
| ROYAL BANK OF CANADA | Added | +6.8k |
Biggest sellers
| Allspring Global Investments Holdings, LLC | Reduced | -247.1k |
| CAPTRUST FINANCIAL ADVISORS | Reduced | -187.5k |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | Sold out | -138.6k |
| MORGAN STANLEY | Reduced | -65.3k |
| Atlas Wealth LLC | Reduced | -62.7k |
| UBS Group AG | Reduced | -61.4k |
| BANK OF AMERICA CORP /DE/ | Reduced | -40.1k |
| Pettinga Financial Advisors LLC | Reduced | -36.9k |
| LPL Financial LLC | Reduced | -29.6k |
| ROBINSON CAPITAL MANAGEMENT, LLC | Sold out | -24.9k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| MORGAN STANLEY 13G · institution new · filed 2025-11-07 | 5.0% |
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 2.7m $38.6m | Reduced -65.3k |
| UBS Group AG 0.01% of their portfolio | 1.7m $24.2m | Reduced -61.4k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 806.9k $11.7m | Added +237.7k |
| Penserra Capital Management LLC 0.23% of their portfolio | 796.6k $11.6m | Added +49.7k |
| Herr Investment Group LLC 3.03% of their portfolio | 692.5k $10.1m | Reduced -11.1k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 681.5k $9.9m | Added +6.8k |
| HighTower Advisors, LLC 0.01% of their portfolio | 427.2k $6.2m | Added +14.7k |
| IEQ CAPITAL, LLC 0.09% of their portfolio | 303.2k $4.4m | Unchanged |
| Pettinga Financial Advisors LLC 1.19% of their portfolio | 276.1k $4.0m | Reduced -36.9k |
| COHEN & STEERS, INC. 0.01% of their portfolio | 271.0k $3.9m | Unchanged |
| INDEPENDENT FINANCIAL GROUP, LLC 0.24% of their portfolio | 244.0k $3.5m | Reduced -2.3k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 236.9k $3.4m | Reduced -40.1k |
| CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio | 204.4k $3.0m | Reduced -187.5k |
| Allspring Global Investments Holdings, LLC 0.00% of their portfolio | 202.2k $2.9m | Reduced -247.1k |
| Penn Mutual Asset Management 2.62% of their portfolio | 199.8k $2.9m | Unchanged |
| Consolidated Portfolio Review Corp 0.58% of their portfolio | 168.6k $2.5m | Added +9.0k |
| Rockefeller Capital Management L.P. 0.01% of their portfolio | 158.5k $2.3m | First filing |
| Atlas Wealth LLC 0.39% of their portfolio | 147.4k $2.1m | Reduced -62.7k |
| SIT INVESTMENT ASSOCIATES INC 0.05% of their portfolio | 132.9k $1.9m | Reduced -18.5k |
| Invesco Ltd. 0.00% of their portfolio | 107.5k $1.6m | Reduced -17.8k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 102.4k $1.5m | Added +14.5k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 101.4k $1.5m | Added +527 |
| ARBOR CAPITAL MANAGEMENT INC /ADV 0.77% of their portfolio | 67.9k $988.5k | Reduced -5.5k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 56.3k $818.0k | Reduced -2.0k |
| WEDBUSH SECURITIES INC 0.04% of their portfolio | 50.6k $735.0k | Added +7.3k |
| EVOKE WEALTH, LLC 0.02% of their portfolio | 46.2k $671.3k | Reduced -16.6k |
| LPL Financial LLC 0.00% of their portfolio | 40.9k $594.3k | Reduced -29.6k |
| Atria Wealth Solutions, Inc. 0.01% of their portfolio | 40.8k $592.2k | Added +26.5k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 40.2k $583.5k | Added +23.6k |
| SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC 0.16% of their portfolio | 33.3k $483.8k | Added +722 |
| Moors & Cabot, Inc. 0.03% of their portfolio | 33.2k $482.4k | Reduced -2.2k |
| Summit X, LLC 0.10% of their portfolio | 27.9k $405.7k | Reduced -909 |
| OPPENHEIMER & CO INC 0.01% of their portfolio | 25.2k $366.2k | Reduced -150 |
| JOURNEY STRATEGIC WEALTH LLC 0.02% of their portfolio | 23.1k $335.8k | Added +4.6k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 21.0k $305.4k | Reduced -543 |
| Allie Family Office LLC 0.21% of their portfolio | 20.0k $290.6k | Unchanged |
| OPTIMUM INVESTMENT ADVISORS 0.12% of their portfolio | 17.3k $250.7k | Added +6 |
| GUGGENHEIM CAPITAL LLC 0.00% of their portfolio | 16.7k $243.3k | New |
| Avidian Wealth Enterprises, LLC 0.01% of their portfolio | 14.0k $203.4k | Unchanged |
| Private Advisor Group, LLC 0.00% of their portfolio | 13.2k $192.0k | Added +217 |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 11.5k $167.0k | Reduced -10.9k |
| Activest Wealth Management 0.06% of their portfolio | 4.7k $90.0k | Added +155 |
| Highlander Capital Management, LLC 0.02% of their portfolio | 3.4k $49.0k | Added +2.4k |
| Lindbrook Capital, LLC 0.00% of their portfolio | 3.0k $43.6k | Unchanged |
| Financial Management Professionals, Inc. 0.00% of their portfolio | 1.2k $17.0k | Added +29 |
| Larson Financial Group LLC 0.00% of their portfolio | 839 $12.2k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 670 $9.7k | Unchanged |
| Moisand Fitzgerald Tamayo, LLC 0.00% of their portfolio | 500 $7.3k | Unchanged |
| Glass Jacobson Investment Advisors llc 0.00% of their portfolio | 455 $6.6k | First filing |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 450 $6.5k | Unchanged |
| Raleigh Capital Management Inc. 0.00% of their portfolio | 360 $5.2k | New |
| Parallel Advisors, LLC 0.00% of their portfolio | 23 $335 | Added +1 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |