DOUBLELINE YIELD OPPORTUNITI DLY
COM · Closed-End Fund · CUSIP 25862D105
58
institutional holders
+3 vs Q3 2022
11.9m
shares reported held*
$156.5mreported value*
13 new
15 added
15 reduced
12 sold out
net sold ≈ $8.5m (-649.6k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $13.12.
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 55 |
| Q4 2022 | 58 |
Biggest buyers
| IEQ CAPITAL, LLC | New | +325.6k |
| SIT INVESTMENT ASSOCIATES INC | Added | +97.0k |
| CAPTRUST FINANCIAL ADVISORS | Added | +72.1k |
| ARBOR CAPITAL MANAGEMENT INC /ADV | New | +71.7k |
| Penserra Capital Management LLC | Added | +61.7k |
| BANK OF AMERICA CORP /DE/ | Added | +47.2k |
| Weiss Asset Management LP | New | +38.7k |
| Elequin Capital, LP | New | +37.5k |
| LPL Financial LLC | Added | +33.6k |
| SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC | New | +27.7k |
Biggest sellers
| MORGAN STANLEY | Reduced | -574.5k |
| UBS Group AG | Reduced | -247.8k |
| ROYAL BANK OF CANADA | Reduced | -214.3k |
| GraniteShares Advisors LLC | Sold out | -155.7k |
| RAYMOND JAMES & ASSOCIATES | Reduced | -112.5k |
| Pettinga Financial Advisors LLC | Reduced | -79.0k |
| TIEDEMANN ADVISORS, LLC | Sold out | -43.3k |
| Shaker Financial Services, LLC | Sold out | -37.9k |
| Family Manage LLC | Reduced | -33.7k |
| Matisse Capital | Sold out | -32.0k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| MORGAN STANLEY 13G · institution new · filed 2025-11-07 | 5.0% |
Insider purchases and sales in Q4 2022
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q4 2022.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.00% of their portfolio | 2.9m $38.3m | Reduced -574.5k |
| UBS Group AG 0.01% of their portfolio | 1.8m $23.5m | Reduced -247.8k |
| Penserra Capital Management LLC 0.20% of their portfolio | 686.9k $9.0m | Added +61.7k |
| Herr Investment Group LLC 1.61% of their portfolio | 646.3k $8.5m | First filing |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 615.2k $8.1m | Reduced -214.3k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 514.0k $6.7m | Reduced -3.1k |
| Allspring Global Investments Holdings, LLC 0.01% of their portfolio | 449.2k $5.9m | Unchanged |
| COHEN & STEERS, INC. 0.01% of their portfolio | 415.8k $5.5m | Unchanged |
| Pettinga Financial Advisors LLC 1.52% of their portfolio | 354.5k $4.7m | Reduced -79.0k |
| IEQ CAPITAL, LLC 0.12% of their portfolio | 325.6k $4.3m | New |
| SIT INVESTMENT ASSOCIATES INC 0.12% of their portfolio | 324.3k $4.3m | Added +97.0k |
| HighTower Advisors, LLC 0.01% of their portfolio | 303.0k $4.0m | Added +12.7k |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 0.29% of their portfolio | 275.1k $3.6m | Added +24.9k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 264.6k $3.5m | Added +47.2k |
| INDEPENDENT FINANCIAL GROUP, LLC 0.28% of their portfolio | 252.1k $3.3m | Added +7.8k |
| Penn Mutual Asset Management 2.93% of their portfolio | 199.8k $2.6m | Unchanged |
| CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio | 197.0k $2.6m | Added +72.1k |
| Atlas Wealth LLC 0.70% of their portfolio | 196.6k $2.6m | First filing |
| Invesco Ltd. 0.00% of their portfolio | 143.9k $1.9m | Reduced -5.2k |
| Family Manage LLC 0.28% of their portfolio | 87.5k $1.1m | Reduced -33.7k |
| Relative Value Partners Group, LLC 0.08% of their portfolio | 86.2k $1.1m | Reduced -11.1k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 79.3k $1.0m | Reduced -28.8k |
| Logan Stone Capital, LLC 0.36% of their portfolio | 73.2k $960.9k | Added +5.2k |
| ARBOR CAPITAL MANAGEMENT INC /ADV 0.85% of their portfolio | 71.7k $954.8k | New |
| LPL Financial LLC 0.00% of their portfolio | 70.5k $925.1k | Added +33.6k |
| EVOKE WEALTH, LLC 0.03% of their portfolio | 64.8k $849.8k | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 58.0k $760.0k | Added +9.1k |
| Weiss Asset Management LP 0.02% of their portfolio | 38.7k $507.2k | New |
| Elequin Capital, LP 0.14% of their portfolio | 37.5k $492.6k | New |
| Pathway Financial Advisers, LLC 0.20% of their portfolio | 37.2k $487.9k | First filing |
| ROBINSON CAPITAL MANAGEMENT, LLC 0.25% of their portfolio | 36.2k $485.4k | Unchanged |
| Moors & Cabot, Inc. 0.03% of their portfolio | 32.6k $427.7k | Added +19.9k |
| WEDBUSH SECURITIES INC 0.02% of their portfolio | 29.6k $388.0k | Reduced -3.3k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.05% of their portfolio | 27.9k $365.8k | Added +13.4k |
| SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC 0.14% of their portfolio | 27.7k $363.8k | New |
| Allie Family Office LLC 0.22% of their portfolio | 20.0k $262.4k | Unchanged |
| OPPENHEIMER & CO INC 0.01% of their portfolio | 19.9k $260.4k | New |
| Ellsworth Advisors, LLC 0.10% of their portfolio | 19.2k $278.7k | New |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 17.5k $230.0k | Reduced -4.5k |
| JOURNEY STRATEGIC WEALTH LLC 0.03% of their portfolio | 17.2k $225.7k | New |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 16.3k $213.8k | New |
| Atria Wealth Solutions, Inc. 0.00% of their portfolio | 15.2k $199.1k | Added +161 |
| Ground Swell Capital, LLC 0.87% of their portfolio | 15.0k $196.6k | New |
| OPTIMUM INVESTMENT ADVISORS 0.10% of their portfolio | 13.7k $180.3k | Reduced -2.0k |
| Private Advisor Group, LLC 0.00% of their portfolio | 12.5k $164.0k | New |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 10.7k $140.3k | Reduced -112.5k |
| Activest Wealth Management 0.02% of their portfolio | 4.5k $58.8k | Added +116 |
| U.S. Capital Wealth Advisors, LLC 0.00% of their portfolio | 3.8k $50.4k | Reduced -12.3k |
| Financial Management Professionals, Inc. 0.00% of their portfolio | 1.1k $14.0k | Added +27 |
| Larson Financial Group LLC 0.00% of their portfolio | 839 $11.0k | Unchanged |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 670 $8.8k | Reduced -691 |
| Moisand Fitzgerald Tamayo, LLC 0.00% of their portfolio | 500 $6.6k | Unchanged |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 450 $5.9k | Unchanged |
| Belpointe Asset Management LLC 0.00% of their portfolio | 368 $4.8k | New |
| Advisory Services Network, LLC 0.00% of their portfolio | 341 $4.5k | New |
| MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio | 300 $3.9k | Unchanged |
| Parallel Advisors, LLC 0.00% of their portfolio | 21 $288 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |