Vault-13

DOUBLELINE OPPORTUNISTIC CR DBL

COM · Closed-End Fund · CUSIP 258623107

62 institutional holders +0 vs Q1 2024
8,075,7198.1m shares reported held*
$124.1mreported value*
5 new 25 added 19 reduced 5 sold out net sold ≈ $23.2m (-1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $15.36.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 59Q4 22: 61Q1 23: 65Q2 23: 63Q3 23: 61Q4 23: 62Q1 24: 62Q2 24: 6262Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202259
Q4 202261
Q1 202365
Q2 202363
Q3 202361
Q4 202362
Q1 202462
Q2 202462

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 30 bought or addedQ4 22: 27 cut or sold outQ4 22Q1 23: 32 bought or addedQ1 23: 22 cut or sold outQ2 23: 32 bought or addedQ2 23: 26 cut or sold outQ2 23Q3 23: 33 bought or addedQ3 23: 24 cut or sold outQ4 23: 30 bought or addedQ4 23: 28 cut or sold outQ4 23Q1 24: 40 bought or addedQ1 24: 17 cut or sold outQ2 24: 30 bought or addedQ2 24: 24 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223027
Q1 20233222
Q2 20233226
Q3 20233324
Q4 20233028
Q1 20244017
Q2 20243024

Biggest buyers

Shaker Financial Services, LLC New +144,101+144.1k
EVERGREEN CAPITAL MANAGEMENT LLC Added +89,314+89.3k
Consolidated Portfolio Review Corp New +56,113+56.1k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +39,433+39.4k
Twelve Points Wealth Management LLC Added +35,748+35.7k
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. Added +27,641+27.6k
Invesco Ltd. Added +26,817+26.8k
INDEPENDENT FINANCIAL GROUP, LLC Added +25,200+25.2k
Janney Montgomery Scott LLC Added +23,586+23.6k
AMERIPRISE FINANCIAL INC Added +23,352+23.4k

Biggest sellers

MORGAN STANLEY Reduced -1,707,092-1.7m
SIT INVESTMENT ASSOCIATES INC Reduced -166,443-166.4k
Herr Investment Group LLC Reduced -121,218-121.2k
Circle Wealth Management, LLC Sold out -23,298-23.3k
GUGGENHEIM CAPITAL LLC Reduced -13,325-13.3k
B. Riley Wealth Advisors, Inc. Sold out -12,823-12.8k
Williams Jones Wealth Management, LLC. Sold out -12,516-12.5k
Addison Capital Co Sold out -11,900-11.9k
WELLS FARGO & COMPANY/MN Reduced -9,010-9.0k
OSAIC HOLDINGS, INC. Reduced -6,561-6.6k

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SIT INVESTMENT ASSOCIATES INC 0.92% of their portfolio Minneapolis, MN 2,599,1572.6m $39.9m $39.9m 0.92% Reduced -166.4k -166,443
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 849,067849.1k $13.0m $13.0m 0.00% Reduced -1.7m -1,707,092
3 UBS Group AG 0.00% of their portfolio ZURICH, V8 537,536537.5k $8.3m $8.3m 0.00% Reduced -4.7k -4,690
4 EVERGREEN CAPITAL MANAGEMENT LLC 0.24% of their portfolio Bellevue, WA 427,304427.3k $6.6m $6.6m 0.24% Added +89.3k +89,314
5 Herr Investment Group LLC 1.29% of their portfolio AUSTIN, TX 283,066283.1k $4.3m $4.3m 1.29% Reduced -121.2k -121,218
6 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 262,234262.2k $4.0m $4.0m 0.00% Added +23.4k +23,352
7 Twelve Points Wealth Management LLC 1.38% of their portfolio CONCORD, MA 254,715254.7k $3.9m $3.9m 1.38% Added +35.7k +35,748
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 238,796238.8k $3.7m $3.7m 0.00% Reduced -9.0k -9,010
9 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 187,404187.4k $2.9m $2.9m 0.01% Added +23.6k +23,586
10 Intellectus Partners, LLC 0.76% of their portfolio SAN FRANCISCO, CA 182,012182.0k $2.8m $2.8m 0.76% Reduced -137 -137
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 156,903156.9k $2.4m $2.4m 0.00% Added +11.8k +11,770
12 Shaker Financial Services, LLC 0.90% of their portfolio Arlington, VA 144,101144.1k $2.2m $2.2m 0.90% New
13 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.21% of their portfolio ORLANDO, FL 142,064142.1k $2.2m $2.2m 0.21% Added +39.4k +39,433
14 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 135,107135.1k $2.1m $2.1m 0.00% Added +26.8k +26,817
15 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 129,100129.1k $2.0m $2.0m 0.00% Added +9.6k +9,612
16 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 111,406111.4k $1.7m $1.7m 0.00% Added +15.1k +15,078
17 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 109,755109.8k $1.7m $1.7m 0.00% Added +11.4k +11,402
18 ArchPoint Investors 0.59% of their portfolio CORAL GABLES, FL 102,219102.2k $1.6m $1.6m 0.59% Reduced -1.3k -1,255
19 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 101,713101.7k $1.6m $1.6m 0.00% Added +17 +17
20 INDEPENDENT FINANCIAL GROUP, LLC 0.06% of their portfolio SAN DIEGO, CA 94,42594.4k $1.5m $1.5m 0.06% Added +25.2k +25,200
21 Strategic Wealth Partners, Ltd. 0.14% of their portfolio INDEPENDENCE, OH 86,63686.6k $1.3m $1.3m 0.14% Unchanged
22 Ignite Planners, LLC 0.31% of their portfolio SAN CLEMENTE, CA 80,75380.8k $1.3m $1.3m 0.31% Reduced -902 -902
23 Aviance Capital Partners, LLC 0.17% of their portfolio NAPLES, FL 77,40177.4k $1.2m $1.2m 0.17% Added +1.9k +1,875
24 HORIZON KINETICS ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 69,88269.9k $1.1m $1.1m 0.02% Reduced -927 -927
25 Consolidated Portfolio Review Corp 0.20% of their portfolio WOODBURY, NY 56,11356.1k $861.9k $861.9k 0.20% New
26 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 54,93054.9k $843.7k $843.7k 0.01% Reduced -13.3k -13,325
27 TD Waterhouse Canada Inc. 0.01% of their portfolio TORONTO, A6 48,13348.1k $737.6k $737.6k 0.01% Added +3.3k +3,342
28 U.S. Capital Wealth Advisors, LLC 0.02% of their portfolio AUSTIN, TX 42,29442.3k $649.6k $649.6k 0.02% Added +700 +700
29 Gridiron Partners, LLC 0.39% of their portfolio Wexford, PA 40,01740.0k $614.7k $614.7k 0.39% Reduced -1.8k -1,770
30 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.05% of their portfolio Englewood, NJ 38,42738.4k $590.2k $590.2k 0.05% Added +27.6k +27,641
31 VERUS CAPITAL PARTNERS, LLC 0.05% of their portfolio SCOTTSDALE, AZ 30,43230.4k $467.4k $467.4k 0.05% Reduced -3.6k -3,622
32 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 29,98530.0k $460.6k $460.6k 0.00% Added +1.2k +1,200
33 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 29,02429.0k $446.0k $446.0k 0.02% Added +1.6k +1,561
34 COMERICA BANK 0.00% of their portfolio DALLAS, TX 28,46328.5k $437.2k $437.2k 0.00% Unchanged
35 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 28,34028.3k $435.0k $435.0k 0.00% Reduced -1.8k -1,757
36 Apriem Advisors 0.05% of their portfolio IRVINE, CA 28,11028.1k $431.8k $431.8k 0.05% Unchanged
37 United Advisor Group, LLC 0.13% of their portfolio CINCINNATI, OH 26,35926.4k $404.9k $404.9k 0.13% Reduced -604 -604
38 Fort Sheridan Advisors LLC 0.06% of their portfolio HIGHLAND PARK, IL 24,64724.6k $378.6k $378.6k 0.06% Added +3.7k +3,724
39 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 22,88222.9k $351.5k $351.5k 0.00% Reduced -6.6k -6,561
40 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 20,75020.8k $318.7k $318.7k 0.00% Unchanged
41 ARS Wealth Advisors Group, LLC 0.04% of their portfolio St. Petersburg, FL 19,30019.3k $296.4k $296.4k 0.04% Unchanged
42 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 16,22716.2k $249.2k $249.2k 0.00% New
43 MELFA WEALTH MANAGEMENT, INC. 0.17% of their portfolio WESTBOROUGH, MA 15,60915.6k $239.8k $239.8k 0.17% Unchanged
44 JOURNEY STRATEGIC WEALTH LLC 0.01% of their portfolio SUMMIT, NJ 15,16515.2k $232.9k $232.9k 0.01% New
45 Kercheville Advisors, LLC 0.09% of their portfolio San Antonio, TX 14,01114.0k $215.2k $215.2k 0.09% Reduced -984 -984
46 Ashton Thomas Private Wealth, LLC 0.01% of their portfolio SCOTTSDALE, AZ 13,10713.1k $201.3k $201.3k 0.01% Reduced -1.8k -1,763
47 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 11,62611.6k $178.6k $178.6k 0.00% Added +650 +650
48 Joel Isaacson & Co., LLC 0.01% of their portfolio NEW YORK, NY 11,47411.5k $176.2k $176.2k 0.01% Unchanged
49 Ascentis Independent Advisors 0.04% of their portfolio DALLAS, TX 11,42111.4k $175.4k $175.4k 0.04% First filing
50 SkyOak Wealth, LLC 0.04% of their portfolio SOUTHFIELD, MI 10,24710.2k $157.4k $157.4k 0.04% Added +159 +159
51 EverSource Wealth Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 9,3279.3k $145.5k $145.5k 0.01% New
52 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 4,0734.1k $62.6k $62.6k 0.00% Added +88 +88
53 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 3,5853.6k $55.1k $55.1k 0.00% Added +78 +78
54 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,2712.3k $34.9k $34.9k 0.00% Reduced -68 -68
55 FIFTH THIRD BANCORP 0.00% of their portfolio CINCINNATI, OH 1,8001.8k $27.6k $27.6k 0.00% Unchanged
56 Gilliland Jeter Wealth Management LLC 0.01% of their portfolio LITTLE ROCK, AR 1,0751.1k $16.5k $16.5k 0.01% Reduced -1.4k -1,360
57 JNBA Financial Advisors 0.00% of their portfolio BLOOMINGTON, MN 1,0591.1k $16.3k $16.3k 0.00% Unchanged
58 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,0001.0k $15.4k $15.4k 0.00% Unchanged
59 Cape Investment Advisory, Inc. 0.01% of their portfolio MCDONOUGH, GA 872872 $13.4k $13.4k 0.01% Added +8 +8
60 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 426426 $6.0k $6.0k 0.00% Unchanged
61 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 226226 $3.5k $3.5k 0.00% Added +5 +5
62 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 156156 $2.4k $2.4k 0.00% Unchanged