DOUBLELINE OPPORTUNISTIC CR DBL
COM · Closed-End Fund · CUSIP 258623107
63
institutional holders
-2 vs Q1 2023
6.8m
shares reported held*
$98.7mreported value*
5 new
27 added
19 reduced
7 sold out
net bought ≈ $915.5k (-7.6k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.51.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 59 |
| Q4 2022 | 61 |
| Q1 2023 | 65 |
| Q2 2023 | 63 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 30 | 27 |
| Q1 2023 | 32 | 22 |
| Q2 2023 | 32 | 26 |
Biggest buyers
| SIT INVESTMENT ASSOCIATES INC | Added | +82.5k |
| STIFEL FINANCIAL CORP | Added | +61.5k |
| Strategic Wealth Partners, Ltd. | New | +52.1k |
| Twelve Points Wealth Management LLC | Added | +19.3k |
| MORGAN STANLEY | Added | +15.5k |
| BANK OF AMERICA CORP /DE/ | Added | +14.9k |
| Ascentis Independent Advisors | New | +12.8k |
| WELLS FARGO & COMPANY/MN | Added | +12.1k |
| Aviance Capital Partners, LLC | Added | +9.6k |
| U.S. Capital Wealth Advisors, LLC | Added | +5.2k |
Biggest sellers
| INTEGRATED CAPITAL MANAGEMENT, INC. | Reduced | -71.0k |
| Shaker Financial Services, LLC | Sold out | -69.5k |
| Catawba River Capital | Reduced | -57.0k |
| HORIZON KINETICS ASSET MANAGEMENT LLC | Reduced | -52.0k |
| HighTower Advisors, LLC | Sold out | -12.8k |
| TRUIST FINANCIAL CORP | Sold out | -11.4k |
| Intellectus Partners, LLC | Reduced | -6.0k |
| RAYMOND JAMES & ASSOCIATES | Reduced | -5.3k |
| GUGGENHEIM CAPITAL LLC | Reduced | -5.2k |
| Focused Wealth Management, Inc | Reduced | -4.8k |
Insider purchases and sales in Q2 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q2 2023.
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| SIT INVESTMENT ASSOCIATES INC 1.03% of their portfolio | 2.7m $39.3m | Added +82.5k |
| MORGAN STANLEY 0.00% of their portfolio | 946.0k $13.7m | Added +15.5k |
| Herr Investment Group LLC 1.80% of their portfolio | 411.6k $6.0m | Added +3.2k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 243.7k $3.5m | Reduced -1.4k |
| Aviance Capital Partners, LLC 0.75% of their portfolio | 243.4k $3.5m | Added +9.6k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 198.8k $2.9m | Added +12.1k |
| Twelve Points Wealth Management LLC 1.41% of their portfolio | 183.2k $2.7m | Added +19.3k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 133.7k $1.9m | Reduced -5.3k |
| UBS Group AG 0.00% of their portfolio | 125.7k $1.8m | Added +3.4k |
| ArchPoint Investors 0.65% of their portfolio | 116.0k $1.7m | Reduced -1.0k |
| Intellectus Partners, LLC 0.48% of their portfolio | 109.6k $1.6m | Reduced -6.0k |
| Invesco Ltd. 0.00% of their portfolio | 106.0k $1.5m | Reduced -256 |
| Catawba River Capital 1.04% of their portfolio | 90.2k $1.3m | Reduced -57.0k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 73.8k $1.1m | Added +61.5k |
| HORIZON KINETICS ASSET MANAGEMENT LLC 0.02% of their portfolio | 71.2k $1.0m | Reduced -52.0k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 70.8k $1.0m | Added +14.9k |
| GUGGENHEIM CAPITAL LLC 0.01% of their portfolio | 68.9k $999.7k | Reduced -5.2k |
| LPL Financial LLC 0.00% of their portfolio | 66.4k $963.9k | Added +4.4k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 65.9k $956.7k | Added +395 |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 64.8k $939.8k | Reduced -26 |
| PARK AVENUE SECURITIES LLC 0.01% of their portfolio | 59.7k $867.0k | Reduced -1.2k |
| Strategic Wealth Partners, Ltd. 0.10% of their portfolio | 52.1k $755.4k | New |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 41.0k $594.0k | Reduced -4.4k |
| NewEdge Advisors, LLC 0.01% of their portfolio | 39.7k $575.8k | Added +1.0k |
| TD Waterhouse Canada Inc. 0.01% of their portfolio | 37.7k $527.5k | Added +1.8k |
| Ignite Planners, LLC 0.20% of their portfolio | 35.7k $525.9k | Added +594 |
| U.S. Capital Wealth Advisors, LLC 0.02% of their portfolio | 33.7k $489.1k | Added +5.2k |
| CI INVESTMENTS INC. 0.00% of their portfolio | 32.6k $473.0k | Unchanged |
| VERUS CAPITAL PARTNERS, LLC 0.06% of their portfolio | 31.1k $451.8k | Added +4.0k |
| Apriem Advisors 0.06% of their portfolio | 28.2k $408.6k | Unchanged |
| Family Manage LLC 0.08% of their portfolio | 25.8k $374.0k | Reduced -2.0k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 25.6k $371.8k | Added +1.5k |
| Circle Wealth Management, LLC 0.04% of their portfolio | 23.3k $338.1k | Unchanged |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio | 18.5k $267.9k | Added +2.5k |
| Fort Sheridan Advisors LLC 0.05% of their portfolio | 16.1k $233.1k | Reduced -3.2k |
| Sigma Planning Corp 0.01% of their portfolio | 15.6k $227.0k | Added +37 |
| Kercheville Advisors, LLC 0.14% of their portfolio | 15.4k $224.2k | Added +14 |
| MELFA WEALTH MANAGEMENT, INC. 0.22% of their portfolio | 15.1k $219.7k | Added +163 |
| Ascentis Independent Advisors 0.05% of their portfolio | 12.8k $185.1k | New |
| Addison Capital Co 0.13% of their portfolio | 12.7k $183.0k | Unchanged |
| B. Riley Wealth Advisors, Inc. 0.00% of their portfolio | 12.5k $181.9k | Reduced -1.3k |
| Beacon Harbor Wealth Advisors, Inc. 0.06% of their portfolio | 12.3k $178.0k | Unchanged |
| KAVAR CAPITAL PARTNERS GROUP, LLC 0.04% of their portfolio | 12.2k $177.4k | Added +39 |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 12.2k $177.0k | Added +145 |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 11.3k $164.0k | Unchanged |
| INTEGRATED CAPITAL MANAGEMENT, INC. 0.14% of their portfolio | 10.7k $155.7k | Reduced -71.0k |
| Joel Isaacson & Co., LLC 0.01% of their portfolio | 10.5k $151.7k | Added +10 |
| SkyOak Wealth, LLC 0.04% of their portfolio | 10.3k $150.1k | Reduced -3.7k |
| Carmel Capital Partners, LLC 0.05% of their portfolio | 7.0k $101.1k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 6.1k $124.4k | Added +3.0k |
| Focused Wealth Management, Inc 0.02% of their portfolio | 5.9k $85.7k | Reduced -4.8k |
| SIGNATUREFD, LLC 0.00% of their portfolio | 3.7k $54.0k | Added +83 |
| Highlander Capital Management, LLC 0.02% of their portfolio | 3.4k $49.0k | New |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 3.3k $47.6k | Added +73 |
| Cape Investment Advisory, Inc. 0.02% of their portfolio | 2.4k $34.3k | Reduced -4.2k |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 2.3k $33.9k | Unchanged |
| JNBA Financial Advisors 0.00% of their portfolio | 2.3k $32.9k | Unchanged |
| HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio | 1.7k $25.0k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 1.0k $14.5k | Unchanged |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 625 $9.1k | Unchanged |
| Buck Wealth Strategies, LLC 0.00% of their portfolio | 76 $1.1k | New |
| FMR LLC 0.00% of their portfolio | 1 $15 | Reduced -9 |
| LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio | 1 $0 | New |