Vault-13

DOUBLELINE INCOME SOLUTIONS DSL

COM · Closed-End Fund · CUSIP 258622109

173 institutional holders +0 vs Q1 2024
22,702,34722.7m shares reported held*
$283.8mreported value*
16 new 60 added 57 reduced 15 sold out net sold ≈ $75.6m (-6.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($169.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $12.50. Options: 4 managers hold calls ($218.1k notional), 4 hold puts ($377.6k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 175Q4 22: 175Q1 23: 169Q2 23: 166Q3 23: 171Q4 23: 177Q1 24: 173Q2 24: 173173Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022175
Q4 2022175
Q1 2023169
Q2 2023166
Q3 2023171
Q4 2023177
Q1 2024173
Q2 2024173

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 65 bought or addedQ4 22: 98 cut or sold outQ4 22Q1 23: 78 bought or addedQ1 23: 70 cut or sold outQ2 23: 69 bought or addedQ2 23: 69 cut or sold outQ2 23Q3 23: 67 bought or addedQ3 23: 70 cut or sold outQ4 23: 77 bought or addedQ4 23: 74 cut or sold outQ4 23Q1 24: 91 bought or addedQ1 24: 58 cut or sold outQ2 24: 76 bought or addedQ2 24: 72 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226598
Q1 20237870
Q2 20236969
Q3 20236770
Q4 20237774
Q1 20249158
Q2 20247672

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ3 23 calls: $239.7kQ3 23 puts: $244.4kQ3 23P/C 1.02Q4 23 calls: $271.5kQ4 23 puts: $235.6kQ4 23P/C 0.87Q1 24 calls: $68.3kQ1 24 puts: $314.7kQ1 24P/C 4.60Q2 24 calls: $218.1kQ2 24 puts: $377.6kQ2 24P/C 1.73
Numbers
QuarterCallsPutsP/C
Q3 2023$239.7k$244.4k1.02
Q4 2023$271.5k$235.6k0.87
Q1 2024$68.3k$314.7k4.60
Q2 2024$218.1k$377.6k1.73

Biggest buyers

Cambridge Investment Research Advisors, Inc. Added +221,407+221.4k
Activest Wealth Management Added +110,589+110.6k
AMERIPRISE FINANCIAL INC Added +76,098+76.1k
WELLS FARGO & COMPANY/MN Added +66,947+66.9k
Stratos Wealth Advisors, LLC New +48,609+48.6k
Walleye Capital LLC New +44,468+44.5k
Janney Montgomery Scott LLC Added +32,326+32.3k
WEDBUSH SECURITIES INC Added +27,104+27.1k
Invesco Ltd. Added +24,522+24.5k
Raymond James Financial Services Advisors, Inc. Added +22,759+22.8k

Biggest sellers

MORGAN STANLEY Reduced -5,583,268-5.6m
Herr Investment Group LLC Reduced -190,516-190.5k
EVOKE WEALTH, LLC Reduced -178,685-178.7k
UBS Group AG Reduced -155,637-155.6k
STIFEL FINANCIAL CORP Reduced -141,277-141.3k
PFG Investments, LLC Sold out -85,876-85.9k
M Holdings Securities, Inc. Sold out -69,111-69.1k
ROYAL BANK OF CANADA Reduced -64,555-64.6k
OSAIC HOLDINGS, INC. Reduced -54,811-54.8k
HARTLINE INVESTMENT CORP/ Sold out -47,259-47.3k

Biggest calls

SIMPLEX TRADING, LLC Added $128.0k10.3k shares
CITADEL ADVISORS LLC Added $88.9k7.1k shares
GROUP ONE TRADING LLC Unchanged $1.3k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $341.8k27.3k shares
SIMPLEX TRADING, LLC Reduced $27.0k2.2k shares
GROUP ONE TRADING LLC Added $8.8k700 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q3 22: 0 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 0 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23Q1 24: 1 buyingQ1 24: 0 sellingQ2 24: 0 buyingQ2 24: 0 sellingQ2 24
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q3 20220—0——
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20230—0——
Q4 20230—0——
Q1 20241$1.3k0——
Q2 20240—0——

None reported in Q2 2024.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 McGowan Group Asset Management, Inc. 6.62% of their portfolio DALLAS, TX 3,798,6843.8m $47.6m $47.6m 6.62% Added +18.4k +18,381
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,751,8272.8m $34.5m $34.5m 0.00% Reduced -5.6m -5,583,268
3 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,159,6821.2m $14.5m $14.5m 0.00% Reduced -155.6k -155,637
4 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,036,5741.0m $13.0m $13.0m 0.00% Added +66.9k +66,947
5 Penserra Capital Management LLC 0.13% of their portfolio ORINDA, CA 841,781841.8k $10.5m $10.5m 0.13% Added +18.7k +18,709
6 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 818,724818.7k $10.2m $10.2m 0.04% Added +221.4k +221,407
7 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 781,359781.4k $9.8m $9.8m 0.00% Added +24.5k +24,522
8 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 635,996636.0k $8.0m $8.0m 0.00% Added +76.1k +76,098
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 597,691597.7k $7.5m $7.5m 0.00% Reduced -64.6k -64,555
10 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 583,136583.1k $7.3m $7.3m 0.01% Reduced -141.3k -141,277
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 552,794552.8k $6.9m $6.9m 0.00% Added +598 +598
12 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 434,003434.0k $5.4m $5.4m 0.01% Reduced -21.1k -21,137
13 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 405,477405.5k $5.1m $5.1m 0.00% Reduced -39.5k -39,542
14 Intellectus Partners, LLC 1.29% of their portfolio SAN FRANCISCO, CA 376,204376.2k $4.7m $4.7m 1.29% Added +7.1k +7,109
15 Herr Investment Group LLC 1.37% of their portfolio AUSTIN, TX 370,799370.8k $4.6m $4.6m 1.37% Reduced -190.5k -190,516
16 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 348,993349.0k $4.4m $4.4m 0.01% Unchanged
17 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 337,419337.4k $4.2m $4.2m 0.01% Added +22.8k +22,759
18 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 279,437279.4k $3.5m $3.5m 0.01% Added +32.3k +32,326
19 GUGGENHEIM CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 269,882269.9k $3.4m $3.4m 0.02% Reduced -10.7k -10,667
20 INDEPENDENT FINANCIAL GROUP, LLC 0.13% of their portfolio SAN DIEGO, CA 261,610261.6k $3.3m $3.3m 0.13% Added +1.6k +1,631
21 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 228,626228.6k $2.9m $2.9m 0.03% Added +8.9k +8,896
22 EVERGREEN CAPITAL MANAGEMENT LLC 0.10% of their portfolio Bellevue, WA 226,423226.4k $2.8m $2.8m 0.10% Reduced -255 -255
23 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 183,195183.2k $2.3m $2.3m 0.01% Added +13.2k +13,186
24 Trinity Legacy Partners, LLC 0.62% of their portfolio HOUSTON, TX 175,430175.4k $2.2m $2.2m 0.62% Added +8.9k +8,868
25 Summit X, LLC 0.47% of their portfolio CHESTERFIELD, MO 166,693166.7k $2.1m $2.1m 0.47% Reduced -13.3k -13,329
26 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 165,004165.0k $2.1m $2.1m 0.00% Added +686 +686
27 Ascentis Independent Advisors 0.41% of their portfolio DALLAS, TX 158,762158.8k $2.0m $2.0m 0.41% First filing
28 Fort Sheridan Advisors LLC 0.30% of their portfolio HIGHLAND PARK, IL 148,463148.5k $1.9m $1.9m 0.30% Added +8.7k +8,739
29 Activest Wealth Management 0.55% of their portfolio AVENTURA, FL 133,641133.6k $1.7m $1.7m 0.55% Added +110.6k +110,589
30 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 119,565119.6k $1.5m $1.5m 0.00% Reduced -54.8k -54,811
31 Hennion & Walsh Asset Management, Inc. 0.08% of their portfolio Parsippany, NJ 117,655117.7k $1.5m $1.5m 0.08% Reduced -1.3k -1,300
32 Strategic Wealth Partners, Ltd. 0.15% of their portfolio INDEPENDENCE, OH 116,057116.1k $1.5m $1.5m 0.15% Unchanged
33 MATRIX PRIVATE CAPITAL GROUP LLC 0.86% of their portfolio NEW YORK, NY 108,944108.9k $1.4m $1.4m 0.86% Reduced -375 -375
34 Wealthcare Advisory Partners LLC 0.04% of their portfolio WEST CHESTER, PA 105,481105.5k $1.3m $1.3m 0.04% Added +3.1k +3,122
35 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 102,755102.8k $1.3m $1.3m 0.00% Reduced -30.4k -30,359
36 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 101,929101.9k $1.3m $1.3m 0.00% Reduced -7.6k -7,578
37 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 100,624100.6k $791.0k $791.0k 0.00% Reduced -4.9k -4,868
38 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 98,95099.0k $1.2m $1.2m 0.01% Added +85 +85
39 PARAGON CAPITAL MANAGEMENT INC 0.92% of their portfolio Provo, UT 96,14796.1k $1.2m $1.2m 0.92% Reduced -261 -261
40 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 95,33595.3k $1.2m $1.2m 0.00% Added +4.1k +4,085
41 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 92,58692.6k $1.2m $1.2m 0.02% Added +2.4k +2,376
42 Arcus Capital Partners, LLC 0.44% of their portfolio ATLANTA, GA 91,52391.5k $1.1m $1.1m 0.44% Reduced -3.8k -3,779
43 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 84,07684.1k $1.1m $1.1m 0.00% Unchanged
44 SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC 0.26% of their portfolio MINNEAPOLIS, MN 75,59075.6k $946.4k $946.4k 0.26% Added +14.8k +14,760
45 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 73,67573.7k $922.4k $922.4k 0.01% Reduced -5.3k -5,274
46 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 73,49473.5k $920.1k $920.1k 0.01% Reduced -870 -870
47 WEDBUSH SECURITIES INC 0.03% of their portfolio PASADENA, CA 71,73571.7k $898.0k $898.0k 0.03% Added +27.1k +27,104
48 Consolidated Portfolio Review Corp 0.21% of their portfolio WOODBURY, NY 70,42170.4k $881.7k $881.7k 0.21% Reduced -15.5k -15,455
49 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 67,48067.5k $844.9k $844.9k 0.00% Reduced -14.5k -14,489
50 FOSTER & MOTLEY INC 0.06% of their portfolio CINCINNATI, OH 67,08067.1k $840.0k $840.0k 0.06% Reduced -2.8k -2,771
51 Triumph Capital Management 0.32% of their portfolio DENVER, CO 65,96166.0k $825.8k $825.8k 0.32% Reduced -5.3k -5,295
52 HORIZON KINETICS ASSET MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 63,33663.3k $793.0k $793.0k 0.01% Reduced -887 -887
53 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 60,39760.4k $756.2k $756.2k 0.00% Reduced -10.8k -10,778
54 E&G Advisors, LLC 0.22% of their portfolio HOUSTON, TX 59,95060.0k $750.6k $750.6k 0.22% Reduced -400 -400
55 LANARK FINANCIAL, INC. 0.07% of their portfolio BIRMINGHAM, AL 59,77959.8k $748.0k $748.0k 0.07% Added +1.1k +1,050
56 Parallel Advisors, LLC 0.02% of their portfolio SAN FRANCISCO, CA 56,66056.7k $709.4k $709.4k 0.02% Added +11.7k +11,672
57 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 56,59956.6k $708.6k $708.6k 0.01% Reduced -1.4k -1,387
58 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 55,85855.9k $699.0k $699.0k 0.00% Reduced -1.3k -1,332
59 Sequent Planning LLC 0.23% of their portfolio OMAHA, NE 53,68053.7k $677.4k $677.4k 0.23% Added +4.5k +4,451
60 Apollon Wealth Management, LLC 0.02% of their portfolio MOUNT PLEASANT, SC 51,88751.9k $649.6k $649.6k 0.02% Added +1.4k +1,413
61 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 51,40051.4k $643.5k $643.5k 0.00% Unchanged
62 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 50,37850.4k $630.7k $630.7k 0.03% Added +7.5k +7,485
63 Stratos Wealth Advisors, LLC 0.03% of their portfolio BEACHWOOD, OH 48,60948.6k $608.6k $608.6k 0.03% New
64 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.10% of their portfolio CONCORD, MA 47,52147.5k $595.0k $595.0k 0.10% Added +262 +262
65 HOLLENCREST CAPITAL MANAGEMENT 0.03% of their portfolio NEWPORT BEACH, CA 47,42747.4k $593.8k $593.8k 0.03% Added +1.2k +1,200
66 EASTERLY INVESTMENT PARTNERS LLC 0.05% of their portfolio BEVERLY, MA 46,58746.6k $583.3k $583.3k 0.05% Unchanged
67 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 46,53946.5k $582.7k $582.7k 0.01% Added +19.9k +19,914
68 Sage Capital Advisors,llc 0.16% of their portfolio SIOUX FALLS, SD 45,42845.4k $568.8k $568.8k 0.16% Added +4.5k +4,548
69 United Advisor Group, LLC 0.17% of their portfolio CINCINNATI, OH 44,85844.9k $561.6k $561.6k 0.17% Added +5.4k +5,432
70 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 44,46844.5k $556.7k $556.7k 0.01% New
71 Ramiah Investment Group 0.54% of their portfolio BROOKFIELD, WI 43,86943.9k $549.2k $549.2k 0.54% Added +4.6k +4,561
72 PIN OAK INVESTMENT ADVISORS INC 0.51% of their portfolio HOUSTON, TX 42,56542.6k $533.0k $533.0k 0.51% Unchanged
73 WOODWARD DIVERSIFIED CAPITAL, LLC 0.30% of their portfolio BAKERSFIELD, CA 40,60040.6k $508.3k $508.3k 0.30% Unchanged
74 Mariner, LLC 0.00% of their portfolio Overland Park, KS 39,84939.8k $498.9k $498.9k 0.00% Added +5.8k +5,806
75 WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC 0.20% of their portfolio HIGHLAND PARK, IL 39,05439.1k $489.0k $489.0k 0.20% Added +13.6k +13,649
76 Arete Wealth Advisors, LLC 0.04% of their portfolio CHICAGO, IL 38,07938.1k $477.0k $477.0k 0.04% Reduced -861 -861
77 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 37,24237.2k $466.3k $466.3k 0.00% Added +282 +282
78 Peregrine Asset Advisers, Inc. 0.17% of their portfolio Portland, OR 35,44035.4k $443.7k $443.7k 0.17% Unchanged
79 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 34,74634.7k $435.0k $435.0k 0.01% Reduced -31.3k -31,344
80 Capstone Financial Advisors, Inc. 0.03% of their portfolio DOWNERS GROVE, IL 34,22434.2k $428.5k $428.5k 0.03% Unchanged
81 Shaker Financial Services, LLC 0.17% of their portfolio Arlington, VA 34,10734.1k $427.0k $427.0k 0.17% Added +707 +707
82 NWF Advisory Services Inc. 0.07% of their portfolio Los Angeles, CA 33,37633.4k $417.9k $417.9k 0.07% Reduced -316 -316
83 Sowell Financial Services LLC 0.02% of their portfolio NORTH LITTLE ROCK, AR 32,43532.4k $406.0k $406.0k 0.02% Added +332 +332
84 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 31,89131.9k $399.3k $399.3k 0.00% Reduced -341 -341
85 Granite Investment Partners, LLC 0.02% of their portfolio EL SEGUNDO, CA 30,31730.3k $379.6k $379.6k 0.02% Added +682 +682
86 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 30,05030.1k $376.2k $376.2k 0.02% Added +4.3k +4,254
87 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.21% of their portfolio WALTHAM, MA 29,25429.3k $366.3k $366.3k 0.21% Added +4.4k +4,362
88 COMERICA BANK 0.00% of their portfolio DALLAS, TX 27,75227.8k $347.5k $347.5k 0.00% Unchanged
89 Concorde Asset Management, LLC 0.21% of their portfolio ANN ARBOR, MI 26,95026.9k $337.4k $337.4k 0.21% Added +1.2k +1,200
90 AlTi Global, Inc. 0.01% of their portfolio NEW YORK, NY 25,98426.0k $325.3k $325.3k 0.01% Unchanged
91 WHITTIER TRUST CO 0.00% of their portfolio SOUTH PASADENA, CA 25,72425.7k $322.1k $322.1k 0.00% Reduced -3.8k -3,822
92 FIRST FOUNDATION ADVISORS 0.01% of their portfolio Irvine, CA 25,19125.2k $315.4k $315.4k 0.01% Unchanged
93 Laird Norton Wetherby Wealth Management, LLC 0.01% of their portfolio Seattle, WA 25,10825.1k $314.4k $314.4k 0.01% Added +5.1k +5,108
94 EVOKE WEALTH, LLC 0.43% of their portfolio Los Angeles, CA 23,50023.5k $294.2k $294.2k 0.43% Reduced -178.7k -178,685
95 GHE, LLC 0.11% of their portfolio MEMPHIS, TN 21,15021.1k $265.0k $265.0k 0.11% Reduced -4.0k -3,950
96 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 20,98721.0k $263.0k $263.0k 0.00% Reduced -7.8k -7,794
97 NewEdge Wealth, LLC 0.01% of their portfolio STAMFORD, CT 20,53720.5k $257.1k $257.1k 0.01% Reduced -2.6k -2,631
98 Financial Advocates Investment Management 0.02% of their portfolio OLYMPIA, WA 20,37320.4k $255.1k $255.1k 0.02% Unchanged
99 Creekside Partners 0.14% of their portfolio PETALUMA, CA 20,30320.3k $254.2k $254.2k 0.14% First filing
100 Focus Financial Network, Inc. 0.01% of their portfolio MINNEAPOLIS, MN 20,19720.2k $250.8k $250.8k 0.01% Added +397 +397