Vault-13

DOUBLELINE INCOME SOLUTIONS DSL

COM · Closed-End Fund · CUSIP 258622109

169 institutional holders -6 vs Q4 2022
21,857,39821.9m shares reported held*
$248.6mreported value*
12 new 66 added 51 reduced 19 sold out net sold ≈ $5.0m (-444.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($16.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $11.37. Options: 4 managers hold calls ($106.2k notional), 4 hold puts ($135.5k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 175Q4 22: 175Q1 23: 169169Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022175
Q4 2022175
Q1 2023169

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 65 bought or addedQ4 22: 98 cut or sold outQ4 22Q1 23: 78 bought or addedQ1 23: 70 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226598
Q1 20237870

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150kQ3 22 calls: $16.0kQ3 22 puts: $136.0kQ3 22P/C 8.50Q4 22 calls: $5.0kQ4 22 puts: $15.0kQ4 22P/C 3.00Q1 23 calls: $106.2kQ1 23 puts: $135.5kQ1 23P/C 1.28
Numbers
QuarterCallsPutsP/C
Q3 2022$16.0k$136.0k8.50
Q4 2022$5.0k$15.0k3.00
Q1 2023$106.2k$135.5k1.28

Biggest buyers

Arcus Capital Partners, LLC New +319,550+319.6k
MORGAN STANLEY Added +274,474+274.5k
Raymond James Financial Services Advisors, Inc. Added +218,021+218.0k
WELLS FARGO & COMPANY/MN Added +179,737+179.7k
HighTower Advisors, LLC Added +123,517+123.5k
Penserra Capital Management LLC Added +110,291+110.3k
Shaker Financial Services, LLC Added +102,109+102.1k
JANE STREET GROUP, LLC Added +57,073+57.1k
PENSION & WEALTH MANAGEMENT ADVISORS, INC. Added +43,019+43.0k
Summit X, LLC Added +42,170+42.2k

Biggest sellers

Allspring Global Investments Holdings, LLC Sold out -615,122-615.1k
Invesco Ltd. Reduced -408,851-408.9k
SIT INVESTMENT ASSOCIATES INC Sold out -294,350-294.4k
Weiss Asset Management LP Sold out -242,987-243.0k
Parkside Investments, LLC Reduced -185,080-185.1k
NATIXIS Reduced -110,784-110.8k
UBS Group AG Reduced -69,569-69.6k
INDEPENDENT FINANCIAL GROUP, LLC Reduced -63,142-63.1k
D. E. Shaw & Co., Inc. Sold out -45,000-45.0k
BANK OF AMERICA CORP /DE/ Reduced -38,644-38.6k

Biggest calls

CITADEL ADVISORS LLC New $98.9k8.7k shares
SIMPLEX TRADING, LLC Unchanged $5.0k500 shares
GROUP ONE TRADING LLC New $2.3k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC New $127.3k11.2k shares
SIMPLEX TRADING, LLC Reduced $7.0k700 shares
GROUP ONE TRADING LLC New $1.1k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 McGowan Group Asset Management, Inc. 6.05% of their portfolio DALLAS, TX 3,355,4373.4m $38.2m $38.2m 6.05% Added +25.7k +25,690
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,168,4183.2m $36.0m $36.0m 0.00% Added +274.5k +274,474
3 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,045,0701.0m $11.9m $11.9m 0.01% Reduced -69.6k -69,569
4 Penserra Capital Management LLC 0.22% of their portfolio ORINDA, CA 949,856949.9k $10.8m $10.8m 0.22% Added +110.3k +110,291
5 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 942,290942.3k $10.7m $10.7m 0.00% Reduced -3.1k -3,058
6 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 939,871939.9k $10.7m $10.7m 0.00% Reduced -408.9k -408,851
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 617,239617.2k $7.0m $7.0m 0.00% Added +179.7k +179,737
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 577,625577.6k $6.6m $6.6m 0.00% Reduced -38.6k -38,644
9 Herr Investment Group LLC 1.61% of their portfolio AUSTIN, TX 572,290572.3k $6.5m $6.5m 1.61% Added +35.6k +35,625
10 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 531,897531.9k $6.0m $6.0m 0.01% Reduced -6.4k -6,396
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 492,541492.5k $5.6m $5.6m 0.00% Added +8.5k +8,488
12 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 413,248413.2k $4.7m $4.7m 0.01% Added +123.5k +123,517
13 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 348,993349.0k $4.0m $4.0m 0.01% Unchanged
14 Arcus Capital Partners, LLC 1.24% of their portfolio ATLANTA, GA 319,550319.6k $3.6m $3.6m 1.24% New
15 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 315,372315.4k $3.6m $3.6m 0.03% Added +34.0k +34,019
16 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 299,742299.7k $3.4m $3.4m 0.01% Added +218.0k +218,021
17 INDEPENDENT FINANCIAL GROUP, LLC 0.23% of their portfolio SAN DIEGO, CA 256,036256.0k $2.9m $2.9m 0.23% Reduced -63.1k -63,142
18 EVERGREEN CAPITAL MANAGEMENT LLC 0.12% of their portfolio Bellevue, WA 240,287240.3k $2.7m $2.7m 0.12% Reduced -3.3k -3,284
19 Consolidated Portfolio Review Corp 0.69% of their portfolio WOODBURY, NY 222,982223.0k $2.5m $2.5m 0.69% First filing
20 Pettinga Financial Advisors LLC 0.77% of their portfolio EVANSVILLE, IN 217,287217.3k $2.5m $2.5m 0.77% Reduced -192 -192
21 EVOKE WEALTH, LLC 0.09% of their portfolio Los Angeles, CA 212,036212.0k $2.4m $2.4m 0.09% Added +1.8k +1,810
22 Intellectus Partners, LLC 0.76% of their portfolio SAN FRANCISCO, CA 210,335210.3k $2.4m $2.4m 0.76% Added +13.8k +13,814
23 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 191,624191.6k $2.2m $2.2m 0.02% Added +1.6k +1,589
24 Summit X, LLC 0.54% of their portfolio CHESTERFIELD, MO 185,037185.0k $2.1m $2.1m 0.54% Added +42.2k +42,170
25 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 171,937171.9k $2.0m $2.0m 0.00% Added +4.8k +4,781
26 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 171,349171.3k $1.9m $1.9m 0.00% Added +30.2k +30,206
27 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 162,997163.0k $1.9m $1.9m 0.01% Reduced -4.8k -4,769
28 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 159,518159.5k $1.8m $1.8m 0.00% Added +34.2k +34,186
29 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 155,005155.0k $1.8m $1.8m 0.00% Reduced -4.4k -4,434
30 Ramiah Investment Group 1.53% of their portfolio BROOKFIELD, WI 148,763148.8k $1.7m $1.7m 1.53% Reduced -7.5k -7,451
31 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 140,575140.6k $1.6m $1.6m 0.00% Reduced -29.3k -29,328
32 Shaker Financial Services, LLC 0.64% of their portfolio Arlington, VA 128,658128.7k $1.5m $1.5m 0.64% Added +102.1k +102,109
33 MATRIX PRIVATE CAPITAL GROUP LLC 0.99% of their portfolio NEW YORK, NY 126,205126.2k $1.4m $1.4m 0.99% Reduced -7.1k -7,148
34 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 111,454111.5k $1.3m $1.3m 0.01% Reduced -1.2k -1,241
35 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 109,345109.3k $1.3m $1.3m 0.02% Reduced -3.4k -3,371
36 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 106,167106.2k $1.2m $1.2m 0.00% Reduced -500 -500
37 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 103,634103.6k $1.2m $1.2m 0.02% Reduced -8.6k -8,552
38 Fort Sheridan Advisors LLC 0.29% of their portfolio HIGHLAND PARK, IL 100,248100.2k $1.1m $1.1m 0.29% Added +24.2k +24,160
39 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 97,76097.8k $1.1m $1.1m 0.00% Reduced -13.0k -13,040
40 PARAGON CAPITAL MANAGEMENT INC 0.95% of their portfolio Provo, UT 95,58195.6k $1.1m $1.1m 0.95% Reduced -4.0k -3,989
41 E&G Advisors, LLC 0.36% of their portfolio HOUSTON, TX 84,85084.8k $964.7k $964.7k 0.36% Unchanged
42 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 84,00584.0k $955.1k $955.1k 0.00% Reduced -1.5k -1,486
43 HORIZON KINETICS ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 82,30682.3k $935.8k $935.8k 0.02% Reduced -2.3k -2,275
44 CENTAURUS FINANCIAL, INC. 0.07% of their portfolio ANAHEIM, CA 81,40481.4k $926.0k $926.0k 0.07% Reduced -11.2k -11,197
45 BENJAMIN F. EDWARDS & COMPANY, INC. 0.04% of their portfolio ST. LOUIS, MO 77,47977.5k $881.0k $881.0k 0.04% Added +596 +596
46 M Holdings Securities, Inc. 0.09% of their portfolio PORTLAND, OR 75,53975.5k $859.0k $859.0k 0.09% Added +13 +13
47 NATIXIS 0.01% of their portfolio PARIS, I0 75,47075.5k $858.1k $858.1k 0.01% Reduced -110.8k -110,784
48 FOSTER & MOTLEY INC 0.07% of their portfolio CINCINNATI, OH 75,16475.2k $855.0k $855.0k 0.07% Added +10.7k +10,697
49 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 74,89074.9k $851.5k $851.5k 0.00% Reduced -5.5k -5,453
50 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 70,02070.0k $796.1k $796.1k 0.00% Added +57.1k +57,073
51 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 69,28869.3k $788.0k $788.0k 0.00% Added +8.5k +8,535
52 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 69,18069.2k $786.6k $786.6k 0.01% Added +10.7k +10,705
53 Hennion & Walsh Asset Management, Inc. 0.05% of their portfolio Parsippany, NJ 65,05665.1k $740.0k $740.0k 0.05% Added +28.0k +27,981
54 Wealthcare Advisory Partners LLC 0.03% of their portfolio WEST CHESTER, PA 62,18462.2k $707.0k $707.0k 0.03% Added +2.7k +2,741
55 Mariner, LLC 0.00% of their portfolio Overland Park, KS 61,70061.7k $702.0k $702.0k 0.00% Added +15.0k +15,000
56 WHITTIER TRUST CO 0.01% of their portfolio SOUTH PASADENA, CA 60,40060.4k $686.7k $686.7k 0.01% Reduced -8.3k -8,317
57 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 57,76557.8k $656.8k $656.8k 0.00% Added +115 +115
58 EASTERLY INVESTMENT PARTNERS LLC 0.05% of their portfolio BEVERLY, MA 54,71354.7k $622.1k $622.1k 0.05% Unchanged
59 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 51,84651.8k $589.5k $589.5k 0.01% Reduced -10.4k -10,449
60 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 50,99751.0k $579.8k $579.8k 0.02% Added +21.2k +21,176
61 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.45% of their portfolio WALTHAM, MA 50,27650.3k $571.6k $571.6k 0.45% Added +43.0k +43,019
62 HOLLENCREST CAPITAL MANAGEMENT 0.06% of their portfolio NEWPORT BEACH, CA 45,95246.0k $522.5k $522.5k 0.06% Added +4.8k +4,803
63 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.13% of their portfolio CONCORD, MA 44,79744.8k $505.3k $505.3k 0.13% Added +1.7k +1,693
64 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 44,46644.5k $506.0k $506.0k 0.00% Added +11.6k +11,576
65 PIN OAK INVESTMENT ADVISORS INC 0.62% of their portfolio HOUSTON, TX 44,38044.4k $505.0k $505.0k 0.62% Unchanged
66 Verition Fund Management LLC 0.01% of their portfolio GREENWICH, CT 43,00043.0k $488.9k $488.9k 0.01% Added +31.0k +31,000
67 Sowell Financial Services LLC 0.04% of their portfolio NORTH LITTLE ROCK, AR 42,45942.5k $483.0k $483.0k 0.04% Added +315 +315
68 WOODWARD DIVERSIFIED CAPITAL, LLC 0.37% of their portfolio BAKERSFIELD, CA 41,31141.3k $469.7k $469.7k 0.37% Added +6 +6
69 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 41,26141.3k $469.0k $469.0k 0.01% New
70 JNBA Financial Advisors 0.06% of their portfolio BLOOMINGTON, MN 38,41038.4k $436.7k $436.7k 0.06% Unchanged
71 Sage Capital Advisors,llc 0.17% of their portfolio SIOUX FALLS, SD 38,19238.2k $434.2k $434.2k 0.17% Added +5.3k +5,270
72 OPTIMUM INVESTMENT ADVISORS 0.22% of their portfolio Chicago, IL 36,42736.4k $414.2k $414.2k 0.22% Unchanged
73 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 35,96436.0k $409.0k $409.0k 0.02% Reduced -523 -523
74 FIRST FOUNDATION ADVISORS 0.02% of their portfolio Irvine, CA 35,81835.8k $407.2k $407.2k 0.02% Reduced -28.6k -28,596
75 Arete Wealth Advisors, LLC 0.03% of their portfolio CHICAGO, IL 35,81435.8k $407.0k $407.0k 0.03% Reduced -1.2k -1,170
76 TIEDEMANN ADVISORS, LLC 0.02% of their portfolio NEW YORK, NY 35,32935.3k $401.7k $401.7k 0.02% Reduced -800 -800
77 TRANSCEND CAPITAL ADVISORS, LLC 0.04% of their portfolio MADISON, NJ 35,21735.2k $400.4k $400.4k 0.04% Reduced -3.0k -3,000
78 SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC 0.14% of their portfolio MINNEAPOLIS, MN 35,13635.1k $399.5k $399.5k 0.14% Added +1.2k +1,228
79 PARSONS CAPITAL MANAGEMENT INC/RI 0.03% of their portfolio PROVIDENCE, RI 31,77531.8k $361.3k $361.3k 0.03% Unchanged
80 ArchPoint Investors 0.15% of their portfolio CORAL GABLES, FL 30,00030.0k $341.1k $341.1k 0.15% Unchanged
81 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 28,26228.3k $321.3k $321.3k 0.01% Added +61 +61
82 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 28,24028.2k $321.1k $321.1k 0.00% Reduced -9.9k -9,851
83 Advisors Asset Management, Inc. 0.01% of their portfolio Monument, CO 28,06528.1k $319.1k $319.1k 0.01% Reduced -88 -88
84 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 27,72227.7k $315.4k $315.4k 0.00% Added +4.5k +4,450
85 Granite Investment Partners, LLC 0.01% of their portfolio EL SEGUNDO, CA 26,98727.0k $306.8k $306.8k 0.01% Added +342 +342
86 NCM Capital Management, LLC 0.23% of their portfolio RAMSEY, NJ 26,89826.9k $306.0k $306.0k 0.23% Reduced -500 -500
87 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 26,04326.0k $296.1k $296.1k 0.01% Added +8.8k +8,772
88 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 23,70523.7k $269.5k $269.5k 0.00% New
89 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 23,11823.1k $263.0k $263.0k 0.00% Reduced -59 -59
90 Next Level Private LLC 0.21% of their portfolio HARRISON, NY 23,04023.0k $262.0k $262.0k 0.21% Reduced -7.4k -7,430
91 NWF Advisory Services Inc. 0.06% of their portfolio Los Angeles, CA 23,02423.0k $274.2k $274.2k 0.06% First filing
92 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 22,96023.0k $261.1k $261.1k 0.00% Reduced -147 -147
93 GDS Wealth Management 0.05% of their portfolio FLOWER MOUND, TX 22,85822.9k $259.9k $259.9k 0.05% Unchanged
94 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 22,80122.8k $259.0k $259.0k 0.01% Added +1.8k +1,832
95 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 22,50022.5k $255.8k $255.8k 0.00% Added +5.1k +5,139
96 Aptus Capital Advisors, LLC 0.01% of their portfolio FAIRHOPE, AL 21,85621.9k $248.5k $248.5k 0.01% Unchanged
97 GUARDIAN WEALTH ADVISORS, LLC / NC 0.04% of their portfolio RALEIGH, NC 21,85621.9k $248.5k $248.5k 0.04% Unchanged
98 Apollon Wealth Management, LLC 0.02% of their portfolio MOUNT PLEASANT, SC 21,75521.8k $247.4k $247.4k 0.02% Added +650 +650
99 Concorde Asset Management, LLC 0.29% of their portfolio ANN ARBOR, MI 21,40021.4k $243.3k $243.3k 0.29% Added +2.7k +2,700
100 MacKay Shields LLC 0.01% of their portfolio New York, NY 21,25621.3k $241.7k $241.7k 0.01% Reduced -224 -224