Vault-13

DOUBLELINE INCOME SOLUTIONS DSL

COM · Closed-End Fund · CUSIP 258622109

175 institutional holders +0 vs Q3 2022
22,089,20922.1m shares reported held*
$245.0mreported value*
17 new 48 added 78 reduced 20 sold out net sold ≈ $16.7m (-1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($15.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $11.09. Options: 2 managers hold calls ($5.0k notional), 2 hold puts ($15.0k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 175Q4 22: 175175Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022175
Q4 2022175

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50k$100k$150kQ3 22 calls: $16.0kQ3 22 puts: $136.0kQ3 22P/C 8.50Q4 22 calls: $5.0kQ4 22 puts: $15.0kQ4 22P/C 3.00
Numbers
QuarterCallsPutsP/C
Q3 2022$16.0k$136.0k8.50
Q4 2022$5.0k$15.0k3.00

Biggest buyers

Weiss Asset Management LP New +242,987+243.0k
MORGAN STANLEY Added +224,571+224.6k
NATIXIS New +186,254+186.3k
STIFEL FINANCIAL CORP Added +121,622+121.6k
Ramiah Investment Group Added +121,069+121.1k
Penserra Capital Management LLC Added +86,375+86.4k
INDEPENDENT FINANCIAL GROUP, LLC Added +63,074+63.1k
Cerity Partners LLC New +57,650+57.6k
Mariner, LLC New +46,700+46.7k
Intellectus Partners, LLC Added +36,477+36.5k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -345,893-345.9k
COHEN & STEERS, INC. Reduced -286,136-286.1k
SIT INVESTMENT ASSOCIATES INC Reduced -277,763-277.8k
Allspring Global Investments Holdings, LLC Reduced -252,833-252.8k
ROYAL BANK OF CANADA Reduced -225,347-225.3k
Shaker Financial Services, LLC Reduced -171,259-171.3k
ENVESTNET ASSET MANAGEMENT INC Reduced -131,364-131.4k
PARK AVENUE SECURITIES LLC Sold out -117,406-117.4k
AQR Arbitrage LLC Sold out -108,687-108.7k
Dubuque Bank & Trust Co Sold out -85,773-85.8k

Biggest calls

SIMPLEX TRADING, LLC Unchanged $5.0k500 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SIMPLEX TRADING, LLC Reduced $15.0k1.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q4 2022.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 McGowan Group Asset Management, Inc. 5.88% of their portfolio DALLAS, TX 3,329,7473.3m $36.9m $36.9m 5.88% Added +18.9k +18,884
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,893,9442.9m $32.1m $32.1m 0.00% Added +224.6k +224,571
3 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,348,7221.3m $15.0m $15.0m 0.00% Reduced -55.0k -55,025
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,114,6391.1m $12.4m $12.4m 0.01% Reduced -49.2k -49,199
5 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 945,348945.3k $10.5m $10.5m 0.00% Reduced -225.3k -225,347
6 Penserra Capital Management LLC 0.20% of their portfolio ORINDA, CA 839,565839.6k $9.3m $9.3m 0.20% Added +86.4k +86,375
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 616,269616.3k $6.8m $6.8m 0.00% Reduced -39.3k -39,294
8 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 615,122615.1k $6.8m $6.8m 0.01% Reduced -252.8k -252,833
9 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 538,293538.3k $6.0m $6.0m 0.01% Added +121.6k +121,622
10 Herr Investment Group LLC 1.13% of their portfolio AUSTIN, TX 536,665536.7k $6.0m $6.0m 1.13% First filing
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 484,053484.1k $5.4m $5.4m 0.00% Reduced -46.0k -46,000
12 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 437,502437.5k $4.9m $4.9m 0.00% Reduced -345.9k -345,893
13 COHEN & STEERS, INC. 0.01% of their portfolio NEW YORK, NY 348,993349.0k $3.9m $3.9m 0.01% Reduced -286.1k -286,136
14 INDEPENDENT FINANCIAL GROUP, LLC 0.30% of their portfolio SAN DIEGO, CA 319,178319.2k $3.5m $3.5m 0.30% Added +63.1k +63,074
15 SIT INVESTMENT ASSOCIATES INC 0.09% of their portfolio Minneapolis, MN 294,350294.4k $3.3m $3.3m 0.09% Reduced -277.8k -277,763
16 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 289,731289.7k $3.2m $3.2m 0.01% Added +33.5k +33,544
17 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 281,353281.4k $3.1m $3.1m 0.03% Added +11.1k +11,061
18 EVERGREEN CAPITAL MANAGEMENT LLC 0.13% of their portfolio Bellevue, WA 243,571243.6k $2.7m $2.7m 0.13% Reduced -1.4k -1,398
19 Weiss Asset Management LP 0.13% of their portfolio BOSTON, MA 242,987243.0k $2.7m $2.7m 0.13% New
20 Pettinga Financial Advisors LLC 0.79% of their portfolio EVANSVILLE, IN 217,479217.5k $2.4m $2.4m 0.79% Added +20 +20
21 EVOKE WEALTH, LLC 0.08% of their portfolio Los Angeles, CA 210,226210.2k $2.3m $2.3m 0.08% Reduced -9.1k -9,056
22 Parkside Investments, LLC 0.44% of their portfolio DEERFIELD, IL 197,080197.1k $2.2m $2.2m 0.44% Reduced -31.1k -31,075
23 Intellectus Partners, LLC 0.76% of their portfolio SAN FRANCISCO, CA 196,521196.5k $2.2m $2.2m 0.76% Added +36.5k +36,477
24 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 190,035190.0k $2.1m $2.1m 0.02% Added +7.1k +7,148
25 NATIXIS 0.01% of their portfolio PARIS, I0 186,254186.3k $2.1m $2.1m 0.01% New
26 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 169,903169.9k $1.9m $1.9m 0.00% Reduced -3.5k -3,545
27 Cetera Advisor Networks LLC 0.02% of their portfolio EL SEGUNDO, CA 167,766167.8k $1.9m $1.9m 0.02% Added +2.8k +2,843
28 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 167,156167.2k $1.9m $1.9m 0.00% Reduced -24.8k -24,791
29 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 159,439159.4k $1.8m $1.8m 0.00% Reduced -4.0k -4,038
30 Ramiah Investment Group 3.33% of their portfolio BROOKFIELD, WI 156,214156.2k $1.7m $1.7m 3.33% Added +121.1k +121,069
31 Summit X, LLC 0.50% of their portfolio CHESTERFIELD, MO 142,867142.9k $1.7m $1.7m 0.50% Reduced -45.1k -45,144
32 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 141,143141.1k $1.6m $1.6m 0.00% Added +6.4k +6,361
33 MATRIX PRIVATE CAPITAL GROUP LLC 0.96% of their portfolio NEW YORK, NY 133,353133.4k $1.5m $1.5m 0.96% Reduced -172 -172
34 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 125,332125.3k $1.4m $1.4m 0.00% Reduced -14.3k -14,346
35 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 112,716112.7k $1.1m $1.1m 0.03% Reduced -1.3k -1,284
36 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 112,695112.7k $1.2m $1.2m 0.04% Reduced -6.9k -6,888
37 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 112,186112.2k $1.2m $1.2m 0.02% Reduced -2.2k -2,205
38 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 110,800110.8k $1.2m $1.2m 0.00% Reduced -15.2k -15,247
39 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 106,667106.7k $1.2m $1.2m 0.00% Added +2.4k +2,403
40 PARAGON CAPITAL MANAGEMENT INC 1.03% of their portfolio Provo, UT 99,57099.6k $1.1m $1.1m 1.03% Added +10.9k +10,880
41 CENTAURUS FINANCIAL, INC. 0.10% of their portfolio ANAHEIM, CA 92,60192.6k $1.0m $1.0m 0.10% Reduced -3.6k -3,559
42 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 85,49185.5k $948.1k $948.1k 0.00% Added +4.6k +4,560
43 E&G Advisors, LLC 0.35% of their portfolio HOUSTON, TX 84,85084.8k $941.0k $941.0k 0.35% Reduced -1.0k -1,000
44 HORIZON KINETICS ASSET MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 84,58184.6k $938.0k $938.0k 0.02% Reduced -37.9k -37,873
45 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 81,72181.7k $906.3k $906.3k 0.00% Reduced -9.9k -9,922
46 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 80,34380.3k $891.0k $891.0k 0.00% Added +4.9k +4,887
47 BENJAMIN F. EDWARDS & COMPANY, INC. 0.04% of their portfolio ST. LOUIS, MO 76,88376.9k $853.0k $853.0k 0.04% Reduced -940 -940
48 Fort Sheridan Advisors LLC 0.27% of their portfolio HIGHLAND PARK, IL 76,08876.1k $843.8k $843.8k 0.27% Reduced -3.4k -3,408
49 M Holdings Securities, Inc. 0.09% of their portfolio PORTLAND, OR 75,52675.5k $838.0k $838.0k 0.09% Reduced -1.5k -1,514
50 WHITTIER TRUST CO 0.01% of their portfolio SOUTH PASADENA, CA 68,71768.7k $762.0k $762.0k 0.01% Reduced -1.2k -1,235
51 FOSTER & MOTLEY INC 0.06% of their portfolio CINCINNATI, OH 64,46764.5k $715.0k $715.0k 0.06% Reduced -3.4k -3,398
52 FIRST FOUNDATION ADVISORS 0.03% of their portfolio Irvine, CA 64,41464.4k $714.4k $714.4k 0.03% Reduced -42.1k -42,076
53 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 62,29562.3k $690.9k $690.9k 0.02% Added +3.5k +3,475
54 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 60,75360.8k $674.0k $674.0k 0.00% Reduced -8.0k -8,035
55 Wealthcare Advisory Partners LLC 0.03% of their portfolio WEST CHESTER, PA 59,44359.4k $659.2k $659.2k 0.03% Added +1.2k +1,250
56 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 58,47558.5k $648.5k $648.5k 0.01% Reduced -2.7k -2,743
57 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 57,65057.6k $639.3k $639.3k 0.00% New
58 EASTERLY INVESTMENT PARTNERS LLC 0.05% of their portfolio BEVERLY, MA 54,71354.7k $606.8k $606.8k 0.05% Reduced -30.6k -30,599
59 Mariner, LLC 0.00% of their portfolio Overland Park, KS 46,70046.7k $518.0k $518.0k 0.00% New
60 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 45,00045.0k $499.1k $499.1k 0.00% Unchanged
61 PIN OAK INVESTMENT ADVISORS INC 0.61% of their portfolio HOUSTON, TX 44,38044.4k $492.0k $492.0k 0.61% Unchanged
62 Bickling Financial Services, Inc. 0.31% of their portfolio LEXINGTON, MA 44,14044.1k $489.5k $489.5k 0.31% Reduced -13.8k -13,821
63 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.13% of their portfolio CONCORD, MA 43,10443.1k $478.0k $478.0k 0.13% Added +902 +902
64 Sowell Financial Services LLC 0.03% of their portfolio NORTH LITTLE ROCK, AR 42,14442.1k $467.0k $467.0k 0.03% Added +6.4k +6,382
65 WOODWARD DIVERSIFIED CAPITAL, LLC 0.37% of their portfolio BAKERSFIELD, CA 41,30541.3k $458.1k $458.1k 0.37% Added +32 +32
66 HOLLENCREST CAPITAL MANAGEMENT 0.06% of their portfolio NEWPORT BEACH, CA 41,14941.1k $456.3k $456.3k 0.06% Reduced -5.3k -5,324
67 JNBA Financial Advisors 0.06% of their portfolio BLOOMINGTON, MN 38,41038.4k $426.0k $426.0k 0.06% Reduced -989 -989
68 TRANSCEND CAPITAL ADVISORS, LLC 0.05% of their portfolio MADISON, NJ 38,21738.2k $423.8k $423.8k 0.05% Reduced -7.1k -7,100
69 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 38,09138.1k $422.4k $422.4k 0.00% Added +20.9k +20,941
70 Hennion & Walsh Asset Management, Inc. 0.03% of their portfolio Parsippany, NJ 37,07537.1k $411.0k $411.0k 0.03% Added +12.6k +12,636
71 Arete Wealth Advisors, LLC 0.04% of their portfolio CHICAGO, IL 36,98437.0k $410.1k $410.1k 0.04% Added +3.2k +3,224
72 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 36,48736.5k $405.0k $405.0k 0.02% Reduced -5.9k -5,920
73 OPTIMUM INVESTMENT ADVISORS 0.22% of their portfolio Chicago, IL 36,42736.4k $404.0k $404.0k 0.22% Reduced -1.0k -1,000
74 TIEDEMANN ADVISORS, LLC 0.02% of their portfolio NEW YORK, NY 36,12936.1k $400.7k $400.7k 0.02% Added +4.7k +4,650
75 SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC 0.15% of their portfolio MINNEAPOLIS, MN 33,90833.9k $376.0k $376.0k 0.15% Reduced -21.4k -21,373
76 Sage Capital Advisors,llc 0.16% of their portfolio SIOUX FALLS, SD 32,92232.9k $365.1k $365.1k 0.16% Reduced -2.9k -2,935
77 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 32,89032.9k $365.0k $365.0k 0.00% Reduced -498 -498
78 PARSONS CAPITAL MANAGEMENT INC/RI 0.03% of their portfolio PROVIDENCE, RI 31,77531.8k $352.4k $352.4k 0.03% Reduced -62.4k -62,350
79 DEBUSSY CAPITAL MANAGEMENT LP 0.09% of their portfolio CHICAGO, IL 31,20031.2k $376.6k $376.6k 0.09% Unchanged
80 Next Level Private LLC 0.27% of their portfolio HARRISON, NY 30,47030.5k $367.8k $367.8k 0.27% Added +11.9k +11,920
81 ArchPoint Investors 0.16% of their portfolio CORAL GABLES, FL 30,00030.0k $332.7k $332.7k 0.16% Unchanged
82 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 29,82129.8k $330.7k $330.7k 0.01% Added +8.1k +8,059
83 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 28,20128.2k $312.7k $312.7k 0.01% Added +2.0k +2,038
84 Advisors Asset Management, Inc. 0.01% of their portfolio Monument, CO 28,15328.2k $312.2k $312.2k 0.01% Reduced -265 -265
85 NCM Capital Management, LLC 0.20% of their portfolio RAMSEY, NJ 27,39827.4k $304.0k $304.0k 0.20% Reduced -8.9k -8,900
86 Granite Investment Partners, LLC 0.01% of their portfolio EL SEGUNDO, CA 26,64526.6k $295.5k $295.5k 0.01% Added +1.0k +1,008
87 Shaker Financial Services, LLC 0.14% of their portfolio Arlington, VA 26,54926.5k $294.4k $294.4k 0.14% Reduced -171.3k -171,259
88 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 24,11224.1k $267.4k $267.4k 0.03% New
89 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 23,27223.3k $258.0k $258.0k 0.00% Reduced -1.8k -1,757
90 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 23,17723.2k $257.0k $257.0k 0.00% Reduced -4.8k -4,778
91 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 23,10723.1k $256.3k $256.3k 0.00% Reduced -131.4k -131,364
92 GDS Wealth Management 0.05% of their portfolio FLOWER MOUND, TX 22,85822.9k $253.5k $253.5k 0.05% Unchanged
93 Aptus Capital Advisors, LLC 0.01% of their portfolio FAIRHOPE, AL 21,85621.9k $242.4k $242.4k 0.01% Reduced -9.1k -9,100
94 GUARDIAN WEALTH ADVISORS, LLC / NC 0.05% of their portfolio RALEIGH, NC 21,85621.9k $242.4k $242.4k 0.05% Reduced -9.1k -9,100
95 MacKay Shields LLC 0.01% of their portfolio New York, NY 21,48021.5k $238.2k $238.2k 0.01% Unchanged
96 Apollon Wealth Management, LLC 0.02% of their portfolio MOUNT PLEASANT, SC 21,10521.1k $234.1k $234.1k 0.02% Added +8.5k +8,500
97 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 20,96921.0k $233.0k $233.0k 0.01% Added +778 +778
98 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 20,29120.3k $225.0k $225.0k 0.00% Added +175 +175
99 Laird Norton Wetherby Wealth Management, LLC 0.01% of their portfolio Seattle, WA 20,00020.0k $221.8k $221.8k 0.01% Reduced -5.7k -5,722
100 GHE, LLC 0.21% of their portfolio MEMPHIS, TN 20,00020.0k $222.0k $222.0k 0.21% Reduced -3.0k -3,000