Vault-13

DOCUSIGN INC DOCU 0 01.15.24

NOTE 1/1 · US DOMESTIC · CUSIP 256163AD8

59 institutional holders +0 vs Q2 2023
100,373,800100.4m shares reported held*
$5.1bnreported value*
12 new 14 added 15 reduced 13 sold out net bought ≈ $86.5m (+36.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $51.21.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 56Q4 22: 56Q1 23: 56Q2 23: 59Q3 23: 5959Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202256
Q4 202256
Q1 202356
Q2 202359
Q3 202359

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 22 bought or addedQ4 22: 28 cut or sold outQ4 22Q1 23: 23 bought or addedQ1 23: 29 cut or sold outQ1 23Q2 23: 26 bought or addedQ2 23: 29 cut or sold outQ2 23Q3 23: 26 bought or addedQ3 23: 28 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222228
Q1 20232329
Q2 20232629
Q3 20232628

Biggest buyers

LORD, ABBETT & CO. LLC Added +41,048,000+41.0m
LORD, ABBETT & CO. LLC Added +41,048,000+41.0m
BANK OF AMERICA CORP /DE/ Added +33,493,000+33.5m
ARISTEIA CAPITAL, L.L.C. Added +18,701,000+18.7m
LAZARD ASSET MANAGEMENT LLC Added +15,075,000+15.1m
OAKTREE CAPITAL MANAGEMENT LP New +14,592,000+14.6m
Mint Tower Capital Management B.V. New +6,880,000+6.9m
SHENKMAN CAPITAL MANAGEMENT INC Added +3,835,000+3.8m
Russell Investments Group, Ltd. New +3,408,000+3.4m
Fort Baker Capital Management LP Added +3,000,000+3.0m

Biggest sellers

D. E. Shaw & Co., Inc. Sold out -27,375,000-27.4m
STEELHEAD PARTNERS LLC Reduced -14,936,000-14.9m
JPMORGAN CHASE & CO Reduced -11,326,000-11.3m
DeepCurrents Investment Group LLC Sold out -8,650,000-8.7m
MILLENNIUM MANAGEMENT LLC Reduced -7,128,000-7.1m
Linden Advisors LP Reduced -5,136,000-5.1m
Opti Capital Management, LP Sold out -5,000,000-5.0m
MOORE CAPITAL MANAGEMENT, LP Sold out -4,250,000-4.2m
Monashee Investment Management LLC Reduced -4,200,000-4.2m
VOYA INVESTMENT MANAGEMENT LLC Sold out -4,000,000-4.0m

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ARISTEIA CAPITAL, L.L.C. 3.68% of their portfolio GREENWICH, CT 91,076,00091.1m $89.7m $89.7m 3.68% Added +18.7m +18,701,000
2 LAZARD ASSET MANAGEMENT LLC 0.07% of their portfolio NEW YORK, NY 52,368,00052.4m $51.6m $51.6m 0.07% Added +15.1m +15,075,000
3 LORD, ABBETT & CO. LLC 0.09% of their portfolio JERSEY CITY, NJ 49,733,00049.7m $48.8m $48.8m 0.09% Added +41.0m +41,048,000
4 LORD, ABBETT & CO. LLC 0.09% of their portfolio JERSEY CITY, NJ 49,733,00049.7m $48.8m $48.8m 0.09% Added +41.0m +41,048,000
5 Linden Advisors LP 0.47% of their portfolio New York, NY 46,867,00046.9m $46.0m $46.0m 0.47% Reduced -5.1m -5,136,000
6 TENOR CAPITAL MANAGEMENT Co., L.P. 0.98% of their portfolio NEW YORK, NY 46,562,00046.6m $45.7m $45.7m 0.98% Unchanged
7 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2.59% of their portfolio Toronto, A6 45,283,00045.3m $4.5bn $4.5bn 2.59% Added +1.6m +1,608,000
8 STEELHEAD PARTNERS LLC 2.34% of their portfolio SEATTLE, WA 40,665,00040.7m $39.9m $39.9m 2.34% Reduced -14.9m -14,936,000
9 MILLENNIUM MANAGEMENT LLC 0.04% of their portfolio NEW YORK, NY 37,630,00037.6m $36.9m $36.9m 0.04% Reduced -7.1m -7,128,000
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 33,497,00033.5m $32.8m $32.8m 0.00% Added +33.5m +33,493,000
11 Fort Baker Capital Management LP 2.32% of their portfolio Larkspur, CA 24,045,00024.0m $23.6m $23.6m 2.32% Added +3.0m +3,000,000
12 AVIVA PLC 0.09% of their portfolio LONDON, X0 22,000,00022.0m $21.5m $21.5m 0.09% Unchanged
13 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 18,607,00018.6m $18.2m $18.2m 0.00% Added +1.3m +1,300,000
14 Zuckerman Investment Group, LLC 2.13% of their portfolio CHICAGO, IL 15,191,00015.2m $14.9m $14.9m 2.13% Reduced -90.0k -90,000
15 OAKTREE CAPITAL MANAGEMENT LP 0.22% of their portfolio LOS ANGELES, CA 14,592,00014.6m $14.4m $14.4m 0.22% New
16 Radcliffe Capital Management, L.P. 1.65% of their portfolio BALA CYNWYD, PA 13,570,00013.6m $13.3m $13.3m 1.65% Reduced -430.0k -430,000
17 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 13,315,00013.3m $13.1m $13.1m 0.00% Reduced -11.3m -11,326,000
18 PIER 88 INVESTMENT PARTNERS LLC 3.24% of their portfolio SAN FRANCISCO, CA 13,260,00013.3m $13.0m $13.0m 3.24% Unchanged
19 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.02% of their portfolio FRANKFURT AM MAIN, 2M 12,750,00012.8m $12.5m $12.5m 0.02% Unchanged
20 SHENKMAN CAPITAL MANAGEMENT INC 0.81% of their portfolio NEW YORK, NY 10,993,00011.0m $10.8m $10.8m 0.81% Added +3.8m +3,835,000
21 PALISADE CAPITAL MANAGEMENT, LP 0.25% of their portfolio FORT LEE, NJ 9,297,0009.3m $9.1m $9.1m 0.25% Added +170.0k +170,000
22 ALKEON CAPITAL MANAGEMENT LLC 0.04% of their portfolio New York, NY 6,942,0006.9m $6.8m $6.8m 0.04% Unchanged
23 Mint Tower Capital Management B.V. 1.88% of their portfolio AMSTERDAM, P7 6,880,0006.9m $6.8m $6.8m 1.88% New
24 NorthCoast Asset Management LLC 0.12% of their portfolio STAMFORD, CT 6,590,0006.6m $6.5m $6.5m 0.12% Unchanged
25 EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC 0.86% of their portfolio Miamisburg, OH 6,000,0006.0m $5.9m $5.9m 0.86% Unchanged
26 Monashee Investment Management LLC 2.38% of their portfolio Boston, MA 5,800,0005.8m $5.7m $5.7m 2.38% Reduced -4.2m -4,200,000
27 FEDERATED HERMES, INC. 0.01% of their portfolio PITTSBURGH, PA 5,125,0005.1m $5.0m $5.0m 0.01% Reduced -20.0k -20,000
28 Parallax Volatility Advisers, L.P. 0.17% of their portfolio San Francisco, CA 5,000,0005.0m $4.9m $4.9m 0.17% Unchanged
29 BlackRock Inc. 0.00% of their portfolio New York, NY 4,710,0004.7m $4.6m $4.6m 0.00% Added +900.0k +900,000
30 INGALLS & SNYDER LLC 0.21% of their portfolio NEW YORK, NY 4,324,0004.3m $4.2m $4.2m 0.21% Reduced -48.0k -48,000
31 TEALWOOD ASSET MANAGEMENT INC 1.92% of their portfolio Minneapolis, MN 3,817,0003.8m $3.7m $3.7m 1.92% Unchanged
32 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 3,408,0003.4m $3.3m $3.3m 0.01% New
33 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.03% of their portfolio HARRISBURG, PA 3,210,0003.2m $3.1m $3.1m 0.03% Unchanged
34 Amundi 0.00% of their portfolio Paris, I0 2,015,0002.0m $2.0m $2.0m 0.00% Reduced -1.2m -1,189,000
35 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 1,783,0001.8m $1.8m $1.8m 0.00% Reduced -17.0k -17,000
36 Clearstead Advisors, LLC 0.05% of their portfolio CLEVELAND, OH 1,750,0001.8m $1.7m $1.7m 0.05% Added +875.0k +875,000
37 Ewing Morris & Co. Investment Partners Ltd. 1.20% of their portfolio TORONTO, Z4 1,500,0001.5m $1.5m $1.5m 1.20% Unchanged
38 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,000,0001.0m $975.5k $975.5k 0.00% New
39 ONTARIO TEACHERS PENSION PLAN BOARD 0.01% of their portfolio Toronto, A6 1,000,0001.0m $984.2k $984.2k 0.01% Unchanged
40 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 900,000900.0k $882.0k $882.0k 0.00% Reduced -1.4m -1,368,000
41 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 401,000401.0k $393.8k $393.8k 0.00% Added +101.0k +101,000
42 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 400,000400.0k $392.8k $392.8k 0.00% Unchanged
43 Financiere des Professionnels - Fonds d'investissement inc. 0.03% of their portfolio MONTREAL, A8 287,000287.0k $282.7k $282.7k 0.03% First filing
44 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 278,000278.0k $272.4k $272.4k 0.00% Added +108.0k +108,000
45 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 264,000264.0k $258.7k $258.7k 0.00% New
46 Kohlberg Kravis Roberts & Co. L.P. 0.01% of their portfolio NEW YORK, NY 232,000232.0k $228.5k $228.5k 0.01% Reduced -620.0k -620,000
47 ZAZOVE ASSOCIATES LLC 0.02% of their portfolio INCLINE VILLAGE, NV 200,000200.0k $196.0k $196.0k 0.02% Unchanged
48 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 140,000140.0k $137.2k $137.2k 0.00% New
49 Dubuque Bank & Trust Co 0.02% of their portfolio Dubuque, IA 120,000120.0k $117.6k $117.6k 0.02% Reduced -10.0k -10,000
50 Stonegate Investment Group, LLC 0.00% of their portfolio BIRMINGHAM, AL 57,00057.0k $55.9k $55.9k 0.00% New
51 COMERICA BANK 0.00% of their portfolio DALLAS, TX 31,00031.0k $30.4k $30.4k 0.00% New
52 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 30,00030.0k $29.4k $29.4k 0.00% New
53 WealthPLAN Partners, LLC 0.00% of their portfolio OMAHA, NE 20,00020.0k $19.5k $19.5k 0.00% New
54 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 15,00015.0k $14.7k $14.7k 0.00% Reduced -15.0k -15,000
55 BRIGHTON JONES LLC 0.00% of their portfolio SEATTLE, WA 12,00012.0k $11.8k $11.8k 0.00% New
56 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 10,00010.0k $9.8k $9.8k 0.00% Unchanged
57 OFI INVEST ASSET MANAGEMENT 0.06% of their portfolio ISSY LES MOULINEAUX, I0 1,8001.8k $1.8m $1.8m 0.06% New
58 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1010 $9.8k $9.8k 0.00% Unchanged
59 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged