Vault-13

DOCUSIGN INC DOCU 0 01.15.24

NOTE 1/1 · US DOMESTIC · CUSIP 256163AD8

56 institutional holders +0 vs Q3 2022
17,635,13017.6m shares reported held*
$703.7mreported value*
10 new 12 added 17 reduced 11 sold out net sold ≈ $43.8m (-6.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $40.22.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 56Q4 22: 5656Q3 22Q4 22
Numbers
QuarterHolders
Q3 202256
Q4 202256

Biggest buyers

ARISTEIA CAPITAL, L.L.C. New +43,000,000+43.0m
Linden Advisors LP New +14,270,000+14.3m
Nuveen Asset Management, LLC New +14,000,000+14.0m
SHENKMAN CAPITAL MANAGEMENT INC New +7,500,000+7.5m
SILVERBACK ASSET MANAGEMENT LLC Added +6,550,000+6.5m
BNP PARIBAS FINANCIAL MARKETS New +6,469,000+6.5m
PALISADE CAPITAL MANAGEMENT, LP New +6,132,000+6.1m
Aequim Alternative Investments LP New +2,500,000+2.5m
STATE STREET CORP Added +1,875,000+1.9m
ADVENT CAPITAL MANAGEMENT /DE/ Added +1,800,000+1.8m

Biggest sellers

FRANKLIN RESOURCES INC Sold out -39,000,000-39.0m
DeepCurrents Investment Group LLC Reduced -22,000,000-22.0m
Verition Fund Management LLC Reduced -18,348,000-18.3m
AVIVA PLC Reduced -18,000,000-18.0m
STEELHEAD PARTNERS LLC Reduced -12,500,000-12.5m
Radcliffe Capital Management, L.P. Sold out -8,600,000-8.6m
LAZARD ASSET MANAGEMENT LLC Sold out -6,928,000-6.9m
PALISADE CAPITAL MANAGEMENT, LP Sold out -6,132,000-6.1m
Walleye Capital LLC Sold out -3,000,000-3.0m
AXA S.A. Reduced -2,900,000-2.9m

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VOYA INVESTMENT MANAGEMENT LLC 0.09% of their portfolio ATLANTA, GA 78,735,00078.7m $74.4m $74.4m 0.09% Reduced -2.2m -2,250,000
2 STEELHEAD PARTNERS LLC 3.95% of their portfolio SEATTLE, WA 57,500,00057.5m $54.3m $54.3m 3.95% Reduced -12.5m -12,500,000
3 TENOR CAPITAL MANAGEMENT Co., L.P. 1.05% of their portfolio NEW YORK, NY 46,562,00046.6m $44.0m $44.0m 1.05% Unchanged
4 ARISTEIA CAPITAL, L.L.C. 0.82% of their portfolio GREENWICH, CT 43,000,00043.0m $40.6m $40.6m 0.82% New
5 BlackRock Inc. 0.00% of their portfolio New York, NY 36,405,00036.4m $34.2m $34.2m 0.00% Reduced -2.4m -2,375,000
6 Opti Capital Management, LP 1.84% of their portfolio New York, NY 22,505,00022.5m $21.3m $21.3m 1.84% Unchanged
7 AVIVA PLC 0.10% of their portfolio LONDON, X0 22,000,00022.0m $20.7m $20.7m 0.10% Reduced -18.0m -18,000,000
8 DeepCurrents Investment Group LLC 0.86% of their portfolio NEW YORK, NY 21,387,00021.4m $20.2m $20.2m 0.86% Reduced -22.0m -22,000,000
9 Point72 Asset Management, L.P. 0.07% of their portfolio STAMFORD, CT 18,500,00018.5m $17.5m $17.5m 0.07% Added +1.0m +1,000,000
10 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 17,107,00017.1m $16.1m $16.1m 0.00% Added +1.9m +1,875,000
11 OAKTREE CAPITAL MANAGEMENT LP 0.17% of their portfolio LOS ANGELES, CA 16,701,00016.7m $15.8m $15.8m 0.17% Reduced -2.2m -2,229,000
12 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 16,429,00016.4m $15.5m $15.5m 0.00% Unchanged
13 Zuckerman Investment Group, LLC 2.27% of their portfolio CHICAGO, IL 15,306,00015.3m $14.4m $14.4m 2.27% Reduced -130.0k -130,000
14 Linden Advisors LP 0.14% of their portfolio New York, NY 14,270,00014.3m $13.5m $13.5m 0.14% New
15 PIER 88 INVESTMENT PARTNERS LLC 3.24% of their portfolio SAN FRANCISCO, CA 14,200,00014.2m $13.3m $13.3m 3.24% Unchanged
16 FMR LLC 0.00% of their portfolio BOSTON, MA 14,033,00014.0m $13.2m $13.2m 0.00% Reduced -2.5m -2,500,000
17 Nuveen Asset Management, LLC 0.05% of their portfolio CHICAGO, IL 14,000,00014.0m $123.7m $123.7m 0.05% New
18 Man Group plc 0.04% of their portfolio LONDON, X0 11,930,00011.9m $11.3m $11.3m 0.04% Reduced -570.0k -570,000
19 Amundi 0.01% of their portfolio Paris, I0 11,634,00011.6m $11.0m $11.0m 0.01% Added +300.0k +300,000
20 DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 0.02% of their portfolio FRANKFURT AM MAIN, 2M 11,500,00011.5m $10.9m $10.9m 0.02% Unchanged
21 SILVERBACK ASSET MANAGEMENT LLC 1.65% of their portfolio DURHAM, NC 10,850,00010.8m $10.3m $10.3m 1.65% Added +6.5m +6,550,000
22 SHENKMAN CAPITAL MANAGEMENT INC 0.44% of their portfolio NEW YORK, NY 7,500,0007.5m $7.1m $7.1m 0.44% New
23 NorthCoast Asset Management LLC 0.14% of their portfolio STAMFORD, CT 7,480,0007.5m $7.0m $7.0m 0.14% Added +10.0k +10,000
24 ALKEON CAPITAL MANAGEMENT LLC 0.05% of their portfolio New York, NY 6,942,0006.9m $6.5m $6.5m 0.05% Unchanged
25 ADVENT CAPITAL MANAGEMENT /DE/ 0.11% of their portfolio NEW YORK, NY 6,800,0006.8m $6.4m $6.4m 0.11% Added +1.8m +1,800,000
26 BNP PARIBAS FINANCIAL MARKETS 0.02% of their portfolio PARIS, I0 6,469,0006.5m $6.1m $6.1m 0.02% New
27 PALISADE CAPITAL MANAGEMENT, LP 0.16% of their portfolio FORT LEE, NJ 6,132,0006.1m $5.8m $5.8m 0.16% New
28 EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC 0.91% of their portfolio Miamisburg, OH 6,000,0006.0m $5.6m $5.6m 0.91% Unchanged
29 Verition Fund Management LLC 0.11% of their portfolio GREENWICH, CT 5,996,0006.0m $5.7m $5.7m 0.11% Reduced -18.3m -18,348,000
30 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 5,418,0005.4m $5.1m $5.1m 0.00% Added +1.4m +1,442,000
31 Parallax Volatility Advisers, L.P. 0.12% of their portfolio San Francisco, CA 5,000,0005.0m $4.7m $4.7m 0.12% Unchanged
32 INGALLS & SNYDER LLC 0.23% of their portfolio NEW YORK, NY 4,488,0004.5m $4.2m $4.2m 0.23% Reduced -3.0k -3,000
33 TEALWOOD ASSET MANAGEMENT INC 2.00% of their portfolio Minneapolis, MN 4,062,0004.1m $3.8m $3.8m 2.00% Reduced -265.0k -265,000
34 Kohlberg Kravis Roberts & Co. L.P. 0.11% of their portfolio NEW YORK, NY 3,448,0003.4m $3.3m $3.3m 0.11% Added +848.0k +848,000
35 AXA S.A. 0.01% of their portfolio PARIS, I0 2,900,0002.9m $2.7m $2.7m 0.01% Reduced -2.9m -2,900,000
36 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 2,877,0002.9m $2.7m $2.7m 0.01% Added +183.0k +183,000
37 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,689,0002.7m $2.5m $2.5m 0.00% Reduced -261.0k -261,000
38 Aequim Alternative Investments LP 0.06% of their portfolio MILL VALLEY, CA 2,500,0002.5m $2.4m $2.4m 0.06% New
39 Lombard Odier Asset Management (Europe) Ltd 0.12% of their portfolio LONDON, X0 2,250,0002.2m $2.9m $2.9m 0.12% Unchanged
40 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 1,800,0001.8m $1.7m $1.7m 0.00% Unchanged
41 ONTARIO TEACHERS PENSION PLAN BOARD 0.01% of their portfolio Toronto, A6 1,000,0001.0m $943.8k $943.8k 0.01% Unchanged
42 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 515,000515.0k $484.7k $484.7k 0.00% Added +500.0k +500,000
43 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 400,000400.0k $377.5k $377.5k 0.00% Unchanged
44 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 300,000300.0k $283.5k $283.5k 0.00% New
45 PUTNAM INVESTMENTS LLC 0.00% of their portfolio BOSTON, MA 273,000273.0k $256.6k $256.6k 0.00% Reduced -882.0k -882,000
46 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 250,000250.0k $235.0k $235.0k 0.00% New
47 PRELUDE CAPITAL MANAGEMENT, LLC 0.01% of their portfolio NEW YORK, NY 242,000242.0k $228.7k $228.7k 0.01% New
48 ZAZOVE ASSOCIATES LLC 0.02% of their portfolio INCLINE VILLAGE, NV 200,000200.0k $189.0k $189.0k 0.02% Reduced -150.0k -150,000
49 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 89,00089.0k $83.7k $83.7k 0.00% Reduced -870.0k -870,000
50 Oaktree Fund Advisors, LLC 0.05% of their portfolio LOS ANGLES, CA 34,00034.0k $32.1k $32.1k 0.05% Added +7.0k +7,000
51 MILLENNIUM MANAGEMENT LLC 0.03% of their portfolio NEW YORK, NY 25,13025.1k $23.7m $23.7m 0.03% Added +19.4k +19,400
52 WealthPLAN Partners, LLC 0.00% of their portfolio OMAHA, NE 20,00020.0k $19.1k $19.1k 0.00% First filing
53 WealthPlan Investment Management, LLC 0.00% of their portfolio OMAHA, NE 20,00020.0k $19.1k $19.1k 0.00% Unchanged
54 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 15,00015.0k $14 $14 0.00% Unchanged
55 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 10,00010.0k $9.4k $9.4k 0.00% Unchanged
56 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged