Vault-13

DBX ETF TR NAIL

DALY HOM B&S BUL · ETP · CUSIP 25490K596

21 institutional holders -6 vs Q4 2023
91,21291.2k shares reported held*
$13.8mreported value*
5 new 3 added 6 reduced 12 sold out net sold ≈ $21.0m (-138.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $151.45. Options: 3 managers hold calls ($21.6m notional), 6 hold puts ($35.8m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 13Q4 22: 17Q1 23: 16Q2 23: 22Q3 23: 24Q4 23: 27Q1 24: 2121Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202213
Q4 202217
Q1 202316
Q2 202322
Q3 202324
Q4 202327
Q1 202421

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 11 bought or addedQ4 22: 5 cut or sold outQ4 22Q1 23: 4 bought or addedQ1 23: 12 cut or sold outQ1 23Q2 23: 19 bought or addedQ2 23: 4 cut or sold outQ2 23Q3 23: 19 bought or addedQ3 23: 8 cut or sold outQ3 23Q4 23: 14 bought or addedQ4 23: 14 cut or sold outQ4 23Q1 24: 8 bought or addedQ1 24: 18 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022115
Q1 2023412
Q2 2023194
Q3 2023198
Q4 20231414
Q1 2024818

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20m$40m$60mQ2 23 calls: $22.5mQ2 23 puts: $13.7mQ2 23P/C 0.61Q3 23 calls: $12.7mQ3 23 puts: $18.8mQ3 23P/C 1.48Q4 23 calls: $31.0mQ4 23 puts: $45.8mQ4 23P/C 1.48Q1 24 calls: $21.6mQ1 24 puts: $35.8mQ1 24P/C 1.66
Numbers
QuarterCallsPutsP/C
Q2 2023$22.5m$13.7m0.61
Q3 2023$12.7m$18.8m1.48
Q4 2023$31.0m$45.8m1.48
Q1 2024$21.6m$35.8m1.66

Biggest buyers

Quadrature Capital Ltd New +9,992+10.0k
MORGAN STANLEY Added +3,814+3.8k
Walleye Capital LLC New +1,520+1.5k
JANE STREET GROUP, LLC Added +902+902
BANK OF AMERICA CORP /DE/ Added +849+849
BNP PARIBAS FINANCIAL MARKETS New +792+792
Covestor Ltd New +435+435
HOLLENCREST CAPITAL MANAGEMENT New +6+6

Biggest sellers

HRT FINANCIAL LP Reduced -32,621-32.6k
CITADEL ADVISORS LLC Reduced -32,479-32.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -26,861-26.9k
SIMPLEX TRADING, LLC Sold out -14,229-14.2k
GTS SECURITIES LLC Sold out -11,803-11.8k
Cutler Group LLC / CA Sold out -10,152-10.2k
Tower Research Capital LLC (TRC) Reduced -7,575-7.6k
WOLVERINE TRADING, LLC Sold out -7,388-7.4k
SG Americas Securities, LLC Sold out -7,354-7.4k
Pathstone Holdings, LLC Sold out -2,700-2.7k

Biggest calls

CITADEL ADVISORS LLC Reduced $10.9m71.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $10.4m68.4k shares
Cutler Group LLC / CA Reduced $336.0k4.4k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $12.9m84.9k shares
CITADEL ADVISORS LLC Reduced $9.1m59.9k shares
IMC-Chicago, LLC Added $8.9m58.9k shares
JANE STREET GROUP, LLC Reduced $5.0m32.9k shares
Cutler Group LLC / CA Added $4.0k23.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 25,63325.6k $3.9m $3.9m 0.00% Reduced -32.5k -32,479
2 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 16,13416.1k $2.4m $2.4m 0.02% Reduced -32.6k -32,621
3 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 15,58415.6k $2.4m $2.4m 0.00% Added +902 +902
4 Quadrature Capital Ltd 0.03% of their portfolio LONDON, X0 9,99210.0k $1.5m $1.5m 0.03% New
5 TOTH FINANCIAL ADVISORY CORP 0.13% of their portfolio LEESBURG, VA 7,0007.0k $1.1m $1.1m 0.13% Unchanged
6 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 6,5646.6k $994.7k $994.7k 0.00% Added +3.8k +3,814
7 Retirement Planning Co of New England, Inc. 0.17% of their portfolio Warwick, RI 2,0002.0k $303.0k $303.0k 0.17% Reduced -200 -200
8 SeaBridge Investment Advisors LLC 0.06% of their portfolio SUMMIT, NJ 1,5491.5k $234.6k $234.6k 0.06% Reduced -455 -455
9 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 1,5201.5k $230.2k $230.2k 0.00% New
10 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 1,4841.5k $224.8k $224.8k 0.00% Reduced -2.1k -2,112
11 Quantbot Technologies LP 0.01% of their portfolio NEW YORK, NY 1,0001.0k $151.5k $151.5k 0.01% Unchanged
12 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 871871 $131.9k $131.9k 0.00% Added +849 +849
13 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 792792 $120.0k $120.0k 0.00% New
14 Covestor Ltd 0.04% of their portfolio LONDON, X0 435435 $66.0k $66.0k 0.04% New
15 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 263263 $39.8k $39.8k 0.00% Reduced -7.6k -7,575
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 195195 $30.0k $30.0k 0.00% Unchanged
17 Westend Capital Management, LLC 0.01% of their portfolio SAUSALITO, CA 129129 $19.5k $19.5k 0.01% First filing
18 Kelly Financial Services LLC 0.00% of their portfolio BRAINTREE, MA 6060 $9.1k $9.1k 0.00% Unchanged
19 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 66 $909 $909 0.00% New
20 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $151 $151 0.00% Unchanged
21 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged