Vault-13

DIREXION SHS ETF TR QQQE

NAS100 EQL WGT · ETP · CUSIP 25459Y207

219 institutional holders +14 vs Q2 2024
8,662,9488.7m shares reported held*
$753.8mreported value*
28 new 62 added 80 reduced 16 sold out net bought ≈ $12.5m (+424.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $87.01. Options: 4 managers hold calls ($1.9m notional), 4 hold puts ($18.2m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 104Q4 22: 119Q1 23: 136Q2 23: 131Q3 23: 152Q4 23: 181Q1 24: 207Q2 24: 205Q3 24: 219219Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022104
Q4 2022119
Q1 2023136
Q2 2023131
Q3 2023152
Q4 2023181
Q1 2024207
Q2 2024205
Q3 2024219

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 61 bought or addedQ4 22: 42 cut or sold outQ1 23: 77 bought or addedQ1 23: 39 cut or sold outQ1 23Q2 23: 61 bought or addedQ2 23: 63 cut or sold outQ3 23: 70 bought or addedQ3 23: 57 cut or sold outQ3 23Q4 23: 87 bought or addedQ4 23: 63 cut or sold outQ1 24: 123 bought or addedQ1 24: 56 cut or sold outQ1 24Q2 24: 81 bought or addedQ2 24: 82 cut or sold outQ3 24: 90 bought or addedQ3 24: 96 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226142
Q1 20237739
Q2 20236163
Q3 20237057
Q4 20238763
Q1 202412356
Q2 20248182
Q3 20249096

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ4 23 calls: $20.9mQ4 23 puts: $10.0mQ4 23P/C 0.48Q1 24 calls: $2.2mQ1 24 puts: $20.4mQ1 24P/C 9.22Q2 24 calls: $1.3mQ2 24 puts: $12.0mQ2 24P/C 9.42Q3 24 calls: $1.9mQ3 24 puts: $18.2mQ3 24P/C 9.51
Numbers
QuarterCallsPutsP/C
Q4 2023$20.9m$10.0m0.48
Q1 2024$2.2m$20.4m9.22
Q2 2024$1.3m$12.0m9.42
Q3 2024$1.9m$18.2m9.51

Biggest buyers

TOTAL INVESTMENT MANAGEMENT INC New +661,083+661.1k
AMERIPRISE FINANCIAL INC Added +594,184+594.2k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +303,364+303.4k
BANK OF AMERICA CORP /DE/ Added +239,237+239.2k
MORGAN STANLEY Added +175,449+175.4k
WELLS FARGO & COMPANY/MN Added +168,498+168.5k
BNP PARIBAS FINANCIAL MARKETS New +150,000+150.0k
Astor Investment Management LLC New +77,921+77.9k
ENVESTNET ASSET MANAGEMENT INC Added +64,451+64.5k
CITADEL ADVISORS LLC Added +36,481+36.5k

Biggest sellers

Berkshire Money Management, Inc. Reduced -698,966-699.0k
GOLDMAN SACHS GROUP INC Reduced -338,460-338.5k
TRAPHAGEN INVESTMENT ADVISORS LLC Reduced -298,506-298.5k
UBS Group AG Reduced -182,266-182.3k
Carr Financial Group Corp Reduced -101,615-101.6k
HighTower Advisors, LLC Reduced -72,500-72.5k
Cambridge Investment Research Advisors, Inc. Reduced -72,074-72.1k
BANK OF MONTREAL /CAN/ Reduced -53,291-53.3k
CITIGROUP INC Reduced -49,909-49.9k
B. Riley Wealth Advisors, Inc. Sold out -40,874-40.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.3m14.6k shares
Calamos Advisors LLC Reduced $301.7k3.4k shares
CITADEL ADVISORS LLC Added $297.7k3.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

HBK INVESTMENTS L P Added $17.9m198.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $279.6k3.1k shares
CITADEL ADVISORS LLC Added $81.2k900 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 1,161,5401.2m $104.8m $104.8m 0.02% Reduced -338.5k -338,460
2 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 667,569667.6k $60.2m $60.2m 0.02% Added +594.2k +594,184
3 TOTAL INVESTMENT MANAGEMENT INC 6.68% of their portfolio SCOTTSDALE, AZ 661,083661.1k $59.6m $59.6m 6.68% New
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 631,132631.1k $56.9m $56.9m 0.00% Added +175.4k +175,449
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 548,148548.1k $49.4m $49.4m 0.00% Added +239.2k +239,237
6 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 413,282413.3k $37.3m $37.3m 0.01% Added +31.3k +31,255
7 WADDELL & ASSOCIATES, LLC 4.11% of their portfolio MEMPHIS, TN 374,445374.4k $33.8m $33.8m 4.11% Added +12.0k +12,033
8 Endurance Services Ltd 5.25% of their portfolio PURCHASE, NY 347,500347.5k $31.3m $31.3m 5.25% Unchanged
9 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 306,935306.9k $3.4k $3.4k 0.01% Added +303.4k +303,364
10 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 257,832257.8k $23.3m $23.3m 0.01% Reduced -3.6k -3,567
11 UBS Group AG 0.01% of their portfolio ZURICH, V8 237,053237.1k $21.4m $21.4m 0.01% Reduced -182.3k -182,266
12 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 199,658199.7k $18.0m $18.0m 0.01% Added +64.5k +64,451
13 Frisch Financial Group, Inc. 5.15% of their portfolio MELVILLE, NY 189,415189.4k $17.1m $17.1m 5.15% Added +8.1k +8,099
14 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 168,654168.7k $15.2m $15.2m 0.00% Added +168.5k +168,498
15 Rothschild & Co Wealth Management UK Ltd 0.22% of their portfolio London, X0 151,391151.4k $13.7m $13.7m 0.22% Reduced -10.7k -10,698
16 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 150,000150.0k $13.5m $13.5m 0.01% New
17 Berkshire Money Management, Inc. 1.05% of their portfolio DALTON, MA 101,710101.7k $9.2m $9.2m 1.05% Reduced -699.0k -698,966
18 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 97,18897.2k $8.8m $8.8m 0.01% Reduced -72.5k -72,500
19 MRA Advisory Group 4.39% of their portfolio PARSIPPANY, NJ 89,01789.0k $8.0m $8.0m 4.39% Reduced -16.6k -16,602
20 Astor Investment Management LLC 3.36% of their portfolio CHICAGO, IL 77,92177.9k $7.0m $7.0m 3.36% New
21 Avestar Capital, LLC 0.69% of their portfolio New York, NY 70,13370.1k $6.3m $6.3m 0.69% Reduced -1.5k -1,515
22 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.41% of their portfolio CEDAR RAPIDS, IA 62,81862.8k $5.7m $5.7m 0.41% Added +2.9k +2,915
23 SOL Capital Management CO 0.58% of their portfolio ROCKVILLE, MD 58,31058.3k $5.3m $5.3m 0.58% Added +205 +205
24 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 58,25258.3k $5.3m $5.3m 0.01% Added +898 +898
25 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 56,21056.2k $5.1m $5.1m 0.01% Reduced -5.4k -5,366
26 CAP Partners, LLC 3.71% of their portfolio FRANKLIN, TN 55,12755.1k $5.0m $5.0m 3.71% Added +2.2k +2,193
27 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 53,24453.2k $4.8m $4.8m 0.00% Reduced -19.2k -19,157
28 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 50,38950.4k $4.5m $4.5m 0.00% Reduced -49.9k -49,909
29 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 49,92149.9k $4.5m $4.5m 0.01% Reduced -1.6k -1,638
30 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 46,29246.3k $4.2m $4.2m 0.00% Added +36.5k +36,481
31 Carr Financial Group Corp 1.02% of their portfolio WORCESTER, MA 37,93337.9k $3.4m $3.4m 1.02% Reduced -101.6k -101,615
32 Cannon Advisors, Inc. 2.72% of their portfolio CHARLOTTE, NC 36,83836.8k $3.3m $3.3m 2.72% First filing
33 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 36,28136.3k $3.3m $3.3m 0.01% Added +3.8k +3,768
34 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 28,51228.5k $2.6m $2.6m 0.02% Reduced -682 -682
35 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 28,24828.2k $2.5m $2.5m 0.00% Reduced -352 -352
36 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 27,34927.3k $2.5m $2.5m 0.02% Added +7.1k +7,079
37 Wambolt & Associates, LLC 0.65% of their portfolio LITTLETON, CO 26,59026.6k $2.4m $2.4m 0.65% Reduced -791 -791
38 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 24,13024.1k $2.2m $2.2m 0.03% New
39 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 24,04824.0k $2.2m $2.2m 0.00% Reduced -4.5k -4,465
40 CoreCap Advisors, LLC 0.10% of their portfolio SOUTHFIELD, MI 22,93122.9k $2.1m $2.1m 0.10% Added +22.7k +22,727
41 BECK CAPITAL MANAGEMENT, LLC 0.52% of their portfolio AUSTIN, TX 21,77221.8k $2.0m $2.0m 0.52% Added +158 +158
42 KMG FIDUCIARY PARTNERS, LLC 0.17% of their portfolio TOLEDO, OH 21,77221.8k $2.0m $2.0m 0.17% New
43 Gateway Wealth Partners, LLC 0.54% of their portfolio APPLETON, WI 21,76221.8k $2.0m $2.0m 0.54% Added +1.6k +1,628
44 Shoker Investment Counsel, Inc. 0.64% of their portfolio OXFORD, OH 21,10721.1k $1.9m $1.9m 0.64% Reduced -4.9k -4,854
45 Bison Wealth, LLC 0.29% of their portfolio Atlanta, GA 19,89119.9k $1.8m $1.8m 0.29% Reduced -4.8k -4,815
46 Tower Research Capital LLC (TRC) 0.05% of their portfolio NEW YORK, NY 19,76219.8k $1.8m $1.8m 0.05% Added +6.3k +6,321
47 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 19,32619.3k $1.7m $1.7m 0.00% Reduced -3.7k -3,723
48 Robertson Stephens Wealth Management, LLC 0.06% of their portfolio San Francisco, CA 18,84918.8k $1.7m $1.7m 0.06% New
49 Legacy Capital Group California, Inc. 0.55% of their portfolio LOS GATOS, CA 18,17818.2k $1.6m $1.6m 0.55% New
50 Migdal Insurance & Financial Holdings Ltd. 0.03% of their portfolio Petach Tikva, L3 17,93017.9k $1.6m $1.6m 0.03% Reduced -5.6k -5,561
51 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 17,89117.9k $1.6m $1.6m 0.01% Added +2.4k +2,393
52 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 17,53317.5k $1.6m $1.6m 0.01% Reduced -72.1k -72,074
53 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 17,46517.5k $1.6m $1.6m 0.02% Added +3.1k +3,055
54 Oxinas Partners, LLC 0.94% of their portfolio JEFFERSONVILLE, IN 17,03217.0k $1.5m $1.5m 0.94% Reduced -20.5k -20,527
55 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 17,00617.0k $1.5m $1.5m 0.02% Reduced -2.7k -2,719
56 Regal Investment Advisors LLC 0.11% of their portfolio KENTWOOD, MI 16,89716.9k $1.5m $1.5m 0.11% Added +7.5k +7,516
57 White Pine Investment CO 0.42% of their portfolio LIVONIA, MI 16,88816.9k $1.5m $1.5m 0.42% Added +578 +578
58 HB Wealth Management, LLC 0.02% of their portfolio Atlanta, GA 16,53516.5k $1.5m $1.5m 0.02% Reduced -1.5k -1,493
59 Ameritas Advisory Services, LLC 0.06% of their portfolio Lincoln, NE 16,32916.3k $1.5m $1.5m 0.06% Reduced -19.3k -19,251
60 Tradition Wealth Management, LLC 0.13% of their portfolio EDINA, MN 16,24916.2k $1.5m $1.5m 0.13% Added +1.9k +1,933
61 WARNER FINANCIAL, INC 0.63% of their portfolio BETHESDA, MD 15,68915.7k $1.4m $1.4m 0.63% Added +47 +47
62 PROMETHIUM ADVISORS,LLC 0.94% of their portfolio BETHESDA, MD 14,75414.8k $1.3m $1.3m 0.94% First filing
63 COMERICA BANK 0.01% of their portfolio DALLAS, TX 14,58714.6k $1.3m $1.3m 0.01% Added +1.1k +1,113
64 Marshall Financial Group, LLC 0.31% of their portfolio Hunt Valley, MD 14,16414.2k $1.3m $1.3m 0.31% New
65 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 13,94513.9k $1.3m $1.3m 0.00% Reduced -343 -343
66 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 13,62813.6k $1.2m $1.2m 0.01% Added +10.8k +10,763
67 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 12,70212.7k $1.1m $1.1m 0.02% Reduced -10.1k -10,062
68 FLAGSTAR SECURITIES, INC 0.29% of their portfolio New York, NY 12,58512.6k $1.1m $1.1m 0.29% Reduced -84 -84
69 Mystic Asset Management, Inc. 0.41% of their portfolio Warwick, RI 12,02012.0k $1.1m $1.1m 0.41% Added +1.0k +1,045
70 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,67311.7k $1.1m $1.1m 0.00% Reduced -22.9k -22,902
71 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 11,42211.4k $1.0m $1.0m 0.00% Reduced -5.7k -5,665
72 Wealthcare Advisory Partners LLC 0.03% of their portfolio WEST CHESTER, PA 11,21811.2k $1.0m $1.0m 0.03% Added +1.0k +1,045
73 9258 Wealth Management, LLC 0.15% of their portfolio BLUE ASH, OH 11,00411.0k $992.6k $992.6k 0.15% Unchanged
74 Mariner, LLC 0.00% of their portfolio Overland Park, KS 9,8439.8k $887.8k $887.8k 0.00% Added +84 +84
75 TRAPHAGEN INVESTMENT ADVISORS LLC 0.08% of their portfolio ORADELL, NJ 9,3209.3k $840.7k $840.7k 0.08% Reduced -298.5k -298,506
76 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 9,1869.2k $828.6k $828.6k 0.01% Reduced -423 -423
77 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.00% of their portfolio TORONTO, A6 9,0009.0k $811.8k $811.8k 0.00% Unchanged
78 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 8,7708.8k $791.1k $791.1k 0.00% Reduced -8.2k -8,217
79 Capital Market Strategies LLC 0.47% of their portfolio PALM BEACH GARDENS, FL 8,6828.7k $783.1k $783.1k 0.47% Reduced -369 -369
80 Fulton Bank, N.A. 0.03% of their portfolio Lancaster, PA 8,6558.7k $780.7k $780.7k 0.03% Unchanged
81 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 8,6048.6k $777.6k $777.6k 0.02% Added +106 +106
82 Ameritas Investment Partners, Inc. 0.02% of their portfolio LINCOLN, NE 7,9367.9k $715.8k $715.8k 0.02% Added +931 +931
83 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 7,8837.9k $711.0k $711.0k 0.00% Added +2.1k +2,126
84 Cascade Wealth Advisors, Inc 0.49% of their portfolio WENATCHEE, WA 7,6487.6k $689.9k $689.9k 0.49% Reduced -1.5k -1,502
85 SeaCrest Wealth Management, LLC 0.07% of their portfolio PURCHASE, NY 7,4377.4k $670.8k $670.8k 0.07% Reduced -37 -37
86 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 7,3117.3k $659.4k $659.4k 0.00% Added +5.0k +4,985
87 Dana Investment Advisors, Inc. 0.02% of their portfolio BROOKFIELD, WI 7,2827.3k $656.8k $656.8k 0.02% Reduced -745 -745
88 SAX WEALTH ADVISORS, LLC 0.06% of their portfolio PARSIPPANY, NJ 7,0947.1k $639.9k $639.9k 0.06% Added +1.6k +1,553
89 Welch & Forbes LLC 0.01% of their portfolio Boston, MA 6,9757.0k $629.1k $629.1k 0.01% Unchanged
90 Retirement Planning Co of New England, Inc. 0.31% of their portfolio Warwick, RI 6,9146.9k $623.7k $623.7k 0.31% Added +307 +307
91 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 6,8996.9k $623.4k $623.4k 0.00% Added +4.3k +4,334
92 Focus Financial Network, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 6,8046.8k $614.8k $614.8k 0.03% Reduced -434 -434
93 GeoWealth Management, LLC 0.02% of their portfolio CHICAGO, IL 6,7156.7k $605.7k $605.7k 0.02% New
94 Presidio Capital Management, LLC 0.38% of their portfolio SAN DIEGO, CA 6,5376.5k $589.6k $589.6k 0.38% Reduced -4.5k -4,525
95 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 6,5156.5k $588.2k $588.2k 0.01% Reduced -129 -129
96 Paulson Wealth Management Inc. 0.15% of their portfolio West Palm Beach, FL 6,2096.2k $560.1k $560.1k 0.15% Added +2.0k +2,025
97 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 6,1896.2k $558.3k $558.3k 0.02% Reduced -17.4k -17,382
98 Clear Creek Financial Management, LLC 0.06% of their portfolio SILVERDALE, WA 6,1886.2k $558.1k $558.1k 0.06% Reduced -164 -164
99 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 5,7545.8k $510.7k $510.7k 0.01% Unchanged
100 Peak Planning Group, LLC 0.23% of their portfolio CENTENNIAL, CO 5,7115.7k $515.1k $515.1k 0.23% Reduced -351 -351