Vault-13

DIREXION SHS ETF TR QQQE

NAS100 EQL WGT · ETP · CUSIP 25459Y207

207 institutional holders +26 vs Q4 2023
8,133,1448.1m shares reported held*
$725.2mreported value*
43 new 80 added 41 reduced 15 sold out net bought ≈ $77.4m (+867.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $89.17. Options: 4 managers hold calls ($2.2m notional), 4 hold puts ($20.4m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 104Q4 22: 119Q1 23: 136Q2 23: 131Q3 23: 152Q4 23: 181Q1 24: 207207Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022104
Q4 2022119
Q1 2023136
Q2 2023131
Q3 2023152
Q4 2023181
Q1 2024207

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 61 bought or addedQ4 22: 42 cut or sold outQ4 22Q1 23: 77 bought or addedQ1 23: 39 cut or sold outQ1 23Q2 23: 61 bought or addedQ2 23: 63 cut or sold outQ2 23Q3 23: 70 bought or addedQ3 23: 57 cut or sold outQ3 23Q4 23: 87 bought or addedQ4 23: 63 cut or sold outQ4 23Q1 24: 123 bought or addedQ1 24: 56 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226142
Q1 20237739
Q2 20236163
Q3 20237057
Q4 20238763
Q1 202412356

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ2 23 calls: $3.5mQ2 23 puts: $7.6mQ2 23P/C 2.16Q3 23 calls: $3.0mQ3 23 puts: $22.7mQ3 23P/C 7.54Q4 23 calls: $20.9mQ4 23 puts: $10.0mQ4 23P/C 0.48Q1 24 calls: $2.2mQ1 24 puts: $20.4mQ1 24P/C 9.22
Numbers
QuarterCallsPutsP/C
Q2 2023$3.5m$7.6m2.16
Q3 2023$3.0m$22.7m7.54
Q4 2023$20.9m$10.0m0.48
Q1 2024$2.2m$20.4m9.22

Biggest buyers

GOLDMAN SACHS GROUP INC Added +296,832+296.8k
TRAPHAGEN INVESTMENT ADVISORS LLC Added +252,531+252.5k
UBS Group AG Added +232,180+232.2k
ROYAL BANK OF CANADA Added +144,929+144.9k
MORGAN STANLEY Added +136,069+136.1k
Frisch Financial Group, Inc. Added +117,036+117.0k
BANK OF AMERICA CORP /DE/ Added +58,903+58.9k
THEORY FINANCIAL LLC New +42,957+43.0k
AMERIPRISE FINANCIAL INC Added +35,768+35.8k
Thrivent Financial for Lutherans New +31,763+31.8k

Biggest sellers

AXXCESS WEALTH MANAGEMENT, LLC Sold out -252,160-252.2k
Presidio Capital Management, LLC Reduced -243,012-243.0k
SteelPeak Wealth, LLC Reduced -129,638-129.6k
Mirae Asset Global Investments Co., Ltd. Sold out -74,100-74.1k
B. Riley Wealth Advisors, Inc. Reduced -43,662-43.7k
LPL Financial LLC Reduced -26,817-26.8k
Cetera Advisors LLC Sold out -23,464-23.5k
Arete Wealth Advisors, LLC Sold out -19,381-19.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -15,524-15.5k
RFG Advisory, LLC Sold out -12,946-12.9k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.0m22.1k shares
CITADEL ADVISORS LLC Reduced $240.8k2.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Reduced $0100 shares

Biggest puts

HBK INVESTMENTS L P Added $20.0m224.3k shares
CITADEL ADVISORS LLC Reduced $330.0k3.7k shares
Ancora Advisors LLC Added $50.9k1.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 922,155922.2k $82.3m $82.3m 0.02% Added +296.8k +296,832
2 Berkshire Money Management, Inc. 8.41% of their portfolio DALTON, MA 780,857780.9k $69.7m $69.7m 8.41% Added +18.3k +18,298
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 685,677685.7k $61.2m $61.2m 0.00% Added +136.1k +136,069
4 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 497,795497.8k $44.4m $44.4m 0.01% Added +144.9k +144,929
5 TRAPHAGEN INVESTMENT ADVISORS LLC 4.21% of their portfolio ORADELL, NJ 442,618442.6k $39.5m $39.5m 4.21% Added +252.5k +252,531
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 412,588412.6k $36.8m $36.8m 0.01% Added +232.2k +232,180
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 375,171375.2k $33.5m $33.5m 0.00% Added +58.9k +58,903
8 WADDELL & ASSOCIATES, LLC 4.31% of their portfolio MEMPHIS, TN 357,853357.9k $31.9m $31.9m 4.31% Added +3.0k +2,980
9 Endurance Services Ltd 5.99% of their portfolio PURCHASE, NY 347,500347.5k $31.0m $31.0m 5.99% Unchanged
10 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 288,473288.5k $25.7m $25.7m 0.01% Reduced -26.8k -26,817
11 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 168,230168.2k $15.0m $15.0m 0.02% Added +3.3k +3,257
12 Frisch Financial Group, Inc. 4.85% of their portfolio MELVILLE, NY 163,642163.6k $14.6m $14.6m 4.85% Added +117.0k +117,036
13 Rothschild & Co Wealth Management UK Ltd 0.24% of their portfolio London, X0 159,757159.8k $14.3m $14.3m 0.24% Reduced -571 -571
14 Carr Financial Group Corp 4.24% of their portfolio WORCESTER, MA 142,795142.8k $12.7m $12.7m 4.24% Added +639 +639
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 138,465138.5k $12.4m $12.4m 0.00% Added +8.0k +7,990
16 Ratio Wealth Group 2.30% of their portfolio DENVER, CO 138,389138.4k $12.3m $12.3m 2.30% Added +8.2k +8,198
17 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 99,86199.9k $8.9m $8.9m 0.03% Reduced -2.4k -2,426
18 Avestar Capital, LLC 0.74% of their portfolio New York, NY 72,41072.4k $6.5m $6.5m 0.74% Added +17.1k +17,062
19 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 71,51371.5k $6.4m $6.4m 0.00% Reduced -9.9k -9,921
20 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 64,85664.9k $5.8m $5.8m 0.01% Added +15.5k +15,469
21 MRA Advisory Group 3.33% of their portfolio PARSIPPANY, NJ 62,56162.6k $5.6m $5.6m 3.33% Added +4.2k +4,190
22 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 59,50159.5k $5.3m $5.3m 0.00% Added +6.8k +6,763
23 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.44% of their portfolio CEDAR RAPIDS, IA 58,42258.4k $5.2m $5.2m 0.44% Added +2.7k +2,709
24 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 57,84157.8k $5.2m $5.2m 0.01% Reduced -9.4k -9,406
25 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 54,88754.9k $4.9m $4.9m 0.00% Added +35.8k +35,768
26 Oxinas Partners, LLC 3.12% of their portfolio JEFFERSONVILLE, IN 53,86553.9k $4.8m $4.8m 3.12% Reduced -2.5k -2,473
27 CAP Partners, LLC 4.09% of their portfolio FRANKLIN, TN 51,90751.9k $4.6m $4.6m 4.09% Reduced -1.1k -1,102
28 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 50,71950.7k $4.5m $4.5m 0.01% Added +18.8k +18,793
29 Equitable Holdings, Inc. 0.04% of their portfolio NEW YORK, NY 44,32944.3k $4.0m $4.0m 0.04% Added +2.9k +2,894
30 THEORY FINANCIAL LLC 1.95% of their portfolio FORT COLLINS, CO 42,95743.0k $3.8m $3.8m 1.95% New
31 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 40,21340.2k $3.6m $3.6m 0.01% Reduced -4.1k -4,086
32 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 31,76331.8k $2.8m $2.8m 0.01% New
33 SOL Capital Management CO 0.35% of their portfolio ROCKVILLE, MD 31,14731.1k $2.8m $2.8m 0.35% New
34 Ameritas Advisory Services, LLC 0.11% of their portfolio Lincoln, NE 30,76730.8k $2.7m $2.7m 0.11% New
35 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 30,43630.4k $2.7m $2.7m 0.00% Added +2.0k +2,023
36 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 29,88629.9k $2.7m $2.7m 0.02% Added +24.4k +24,408
37 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 28,78528.8k $2.6m $2.6m 0.01% New
38 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 28,29928.3k $2.5m $2.5m 0.00% Added +9.7k +9,686
39 Wambolt & Associates, LLC 0.73% of their portfolio LITTLETON, CO 27,51227.5k $2.4m $2.4m 0.73% Reduced -4.4k -4,385
40 Shoker Investment Counsel, Inc. 0.84% of their portfolio OXFORD, OH 26,46826.5k $2.4m $2.4m 0.84% New
41 McKinley Carter Wealth Services, Inc. 0.15% of their portfolio WHEELING, WV 25,45825.5k $2.3m $2.3m 0.15% Added +1.8k +1,769
42 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 25,43925.4k $2.3m $2.3m 0.00% Added +7.3k +7,339
43 Bison Wealth, LLC 0.36% of their portfolio Atlanta, GA 24,70624.7k $2.2m $2.2m 0.36% Added +3.2k +3,221
44 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 24,19024.2k $2.2m $2.2m 0.00% New
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 22,39222.4k $2.0m $2.0m 0.00% Reduced -15.5k -15,524
46 Sigma Planning Corp 0.06% of their portfolio ANN ARBOR, MI 21,72621.7k $1.9m $1.9m 0.06% Added +13.9k +13,937
47 Cascade Wealth Advisors, Inc 1.51% of their portfolio WENATCHEE, WA 20,60820.6k $1.8m $1.8m 1.51% First filing
48 BECK CAPITAL MANAGEMENT, LLC 0.53% of their portfolio AUSTIN, TX 20,50820.5k $1.8m $1.8m 0.53% Added +1.5k +1,502
49 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 20,10220.1k $1.8m $1.8m 0.03% Added +6.3k +6,303
50 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 19,99820.0k $1.8m $1.8m 0.02% Reduced -11.3k -11,285
51 Gateway Wealth Partners, LLC 0.61% of their portfolio APPLETON, WI 19,11319.1k $1.7m $1.7m 0.61% New
52 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 18,37618.4k $1.6m $1.6m 0.00% Reduced -552 -552
53 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 17,60617.6k $1.6m $1.6m 0.01% Added +5.2k +5,198
54 HB Wealth Management, LLC 0.02% of their portfolio Atlanta, GA 17,51017.5k $1.6m $1.6m 0.02% Reduced -3.8k -3,799
55 Fiduciary Alliance LLC 0.27% of their portfolio GREENVILLE, SC 17,02017.0k $1.5m $1.5m 0.27% New
56 White Pine Investment CO 0.43% of their portfolio LIVONIA, MI 16,18616.2k $1.4m $1.4m 0.43% Added +535 +535
57 WARNER FINANCIAL, INC 0.70% of their portfolio BETHESDA, MD 15,64215.6k $1.4m $1.4m 0.70% Added +2.4k +2,442
58 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 15,49815.5k $1.4m $1.4m 0.01% Added +3 +3
59 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 14,41014.4k $1.3m $1.3m 0.01% Unchanged
60 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 13,96514.0k $1.2m $1.2m 0.00% Added +496 +496
61 Curtis Advisory Group, LLC 0.48% of their portfolio SANTA BARBARA, CA 13,82713.8k $1.2m $1.2m 0.48% Added +239 +239
62 COMERICA BANK 0.00% of their portfolio DALLAS, TX 12,86812.9k $1.1m $1.1m 0.00% Added +316 +316
63 FLAGSTAR SECURITIES, INC 0.31% of their portfolio New York, NY 12,51112.5k $1.1m $1.1m 0.31% Added +2.7k +2,659
64 Presidio Capital Management, LLC 0.81% of their portfolio SAN DIEGO, CA 12,47612.5k $1.1m $1.1m 0.81% Reduced -243.0k -243,012
65 Wealthcare Advisory Partners LLC 0.03% of their portfolio WEST CHESTER, PA 11,50011.5k $1.0m $1.0m 0.03% Added +415 +415
66 Archford Capital Strategies, LLC 0.17% of their portfolio SWANSEA, IL 11,42511.4k $1.0m $1.0m 0.17% Added +2 +2
67 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 11,39611.4k $1.0m $1.0m 0.01% Added +906 +906
68 ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 0.36% of their portfolio New Cumberland, PA 11,29011.3k $1.0m $1.0m 0.36% Reduced -1.5k -1,462
69 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 11,23711.2k $1.0m $1.0m 0.00% Added +8.3k +8,332
70 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 11,20911.2k $999.8k $999.8k 0.01% Added +146 +146
71 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 11,20911.2k $999.8k $999.8k 0.01% Added +146 +146
72 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 11,04611.0k $985.3k $985.3k 0.00% Reduced -12.5k -12,502
73 9258 Wealth Management, LLC 0.15% of their portfolio BLUE ASH, OH 10,71010.7k $955.3k $955.3k 0.15% New
74 Mystic Asset Management, Inc. 0.38% of their portfolio Warwick, RI 10,23010.2k $912.5k $912.5k 0.38% Added +140 +140
75 Mariner, LLC 0.00% of their portfolio Overland Park, KS 9,7599.8k $870.5k $870.5k 0.00% Unchanged
76 Capital Market Strategies LLC 0.64% of their portfolio PALM BEACH GARDENS, FL 9,3729.4k $836.0k $836.0k 0.64% Reduced -786 -786
77 Dana Investment Advisors, Inc. 0.03% of their portfolio BROOKFIELD, WI 9,2869.3k $828.3k $828.3k 0.03% Reduced -470 -470
78 Regal Investment Advisors LLC 0.06% of their portfolio KENTWOOD, MI 9,0219.0k $804.7k $804.7k 0.06% Added +34 +34
79 Imprint Wealth LLC 0.19% of their portfolio MOUNT PLEASANT, SC 9,0039.0k $801.3k $801.3k 0.19% New
80 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.00% of their portfolio TORONTO, A6 9,0009.0k $802.8k $802.8k 0.00% Unchanged
81 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 8,8018.8k $785.0k $785.0k 0.00% New
82 Fulton Bank, N.A. 0.03% of their portfolio Lancaster, PA 8,3808.4k $747.5k $747.5k 0.03% New
83 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 8,1988.2k $731.3k $731.3k 0.02% Reduced -9.1k -9,064
84 Astoria Portfolio Advisors LLC. 0.26% of their portfolio NEW YORK, NY 8,0498.0k $683.3k $683.3k 0.26% Added +1.6k +1,636
85 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 7,7707.8k $693.1k $693.1k 0.00% Reduced -12.6k -12,582
86 Stratos Wealth Advisors, LLC 0.04% of their portfolio BEACHWOOD, OH 7,7537.8k $691.6k $691.6k 0.04% Unchanged
87 Smartleaf Asset Management LLC 0.13% of their portfolio BOSTON, MA 7,5477.5k $673.9k $673.9k 0.13% Added +1.0k +1,021
88 SeaCrest Wealth Management, LLC 0.08% of their portfolio PURCHASE, NY 7,5327.5k $671.9k $671.9k 0.08% Reduced -599 -599
89 Tradition Wealth Management, LLC 0.07% of their portfolio EDINA, MN 7,4737.5k $666.6k $666.6k 0.07% Added +1.6k +1,610
90 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 7,3887.4k $659.0k $659.0k 0.02% New
91 Focus Financial Network, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 7,2277.2k $603.7k $603.7k 0.03% First filing
92 Clear Creek Financial Management, LLC 0.08% of their portfolio SILVERDALE, WA 7,1677.2k $639.3k $639.3k 0.08% Added +22 +22
93 Gladstone Institutional Advisory LLC 0.03% of their portfolio Bedminster, NJ 7,0337.0k $627.4k $627.4k 0.03% Added +658 +658
94 Welch & Forbes LLC 0.01% of their portfolio Boston, MA 6,9757.0k $622.2k $622.2k 0.01% New
95 RFP Financial Group LLC 0.24% of their portfolio ATLANTA, GA 6,7586.8k $602.8k $602.8k 0.24% Added +8 +8
96 Ameritas Investment Partners, Inc. 0.02% of their portfolio LINCOLN, NE 6,2406.2k $556.6k $556.6k 0.02% New
97 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 6,2386.2k $466.4k $466.4k 0.01% Reduced -43.7k -43,662
98 Retirement Planning Co of New England, Inc. 0.30% of their portfolio Warwick, RI 6,2106.2k $553.9k $553.9k 0.30% Added +896 +896
99 MTM Investment Management, LLC 0.23% of their portfolio SPARTANBURG, SC 6,1866.2k $551.8k $551.8k 0.23% Unchanged
100 Peak Planning Group, LLC 0.34% of their portfolio CENTENNIAL, CO 6,1076.1k $544.8k $544.8k 0.34% Added +34 +34