Vault-13

DIREXION SHS ETF TR QQQE

NAS100 EQL WGT · ETP · CUSIP 25459Y207

152 institutional holders +21 vs Q2 2023
6,502,0096.5m shares reported held*
$486.1mreported value*
29 new 41 added 49 reduced 8 sold out net bought ≈ $69.9m (+932.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $74.77. Options: 3 managers hold calls ($3.0m notional), 6 hold puts ($22.7m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 104Q4 22: 119Q1 23: 136Q2 23: 131Q3 23: 152152Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022104
Q4 2022119
Q1 2023136
Q2 2023131
Q3 2023152

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 61 bought or addedQ4 22: 42 cut or sold outQ4 22Q1 23: 77 bought or addedQ1 23: 39 cut or sold outQ1 23Q2 23: 61 bought or addedQ2 23: 63 cut or sold outQ2 23Q3 23: 70 bought or addedQ3 23: 57 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226142
Q1 20237739
Q2 20236163
Q3 20237057

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30mQ4 22 calls: $491.5kQ4 22 puts: $580.9kQ4 22P/C 1.18Q1 23 calls: $1.0mQ1 23 puts: $4.8mQ1 23P/C 4.64Q2 23 calls: $3.5mQ2 23 puts: $7.6mQ2 23P/C 2.16Q3 23 calls: $3.0mQ3 23 puts: $22.7mQ3 23P/C 7.54
Numbers
QuarterCallsPutsP/C
Q4 2022$491.5k$580.9k1.18
Q1 2023$1.0m$4.8m4.64
Q2 2023$3.5m$7.6m2.16
Q3 2023$3.0m$22.7m7.54

Biggest buyers

GOLDMAN SACHS GROUP INC Added +542,500+542.5k
Berkshire Money Management, Inc. Added +302,018+302.0k
MORGAN STANLEY Added +237,477+237.5k
TRAPHAGEN INVESTMENT ADVISORS LLC New +167,374+167.4k
ROYAL BANK OF CANADA Added +103,209+103.2k
UBS Group AG Added +96,029+96.0k
HRT FINANCIAL LP Added +84,386+84.4k
Ratio Wealth Group Added +39,265+39.3k
OSAIC HOLDINGS, INC. Added +34,780+34.8k
Creative Planning New +30,561+30.6k

Biggest sellers

RFP Financial Group LLC Reduced -308,806-308.8k
BNP PARIBAS FINANCIAL MARKETS Sold out -200,000-200.0k
Heck Capital Advisors, LLC Sold out -186,942-186.9k
LPL Financial LLC Reduced -44,790-44.8k
ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC Reduced -44,196-44.2k
BANK OF AMERICA CORP /DE/ Reduced -38,759-38.8k
AXXCESS WEALTH MANAGEMENT, LLC Reduced -14,397-14.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -13,039-13.0k
B. Riley Wealth Advisors, Inc. Reduced -12,921-12.9k
Presidio Capital Management, LLC Reduced -12,568-12.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $3.0m39.9k shares
CITADEL ADVISORS LLC Reduced $22.4k300 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Added $14.0m187.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $4.3m57.4k shares
WOLVERINE TRADING, LLC New $2.2m29.5k shares
JANE STREET GROUP, LLC New $2.1m28.2k shares
Cutler Group LLC / CA New $7.0k6.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 0.02% of their portfolio NEW YORK, NY 1,300,0001.3m $97.2m $97.2m 0.02% Added +542.5k +542,500
2 Berkshire Money Management, Inc. 8.16% of their portfolio DALTON, MA 720,898720.9k $53.9m $53.9m 8.16% Added +302.0k +302,018
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 480,182480.2k $35.9m $35.9m 0.00% Added +237.5k +237,477
4 RFP Financial Group LLC 12.46% of their portfolio ATLANTA, GA 379,092379.1k $28.3m $28.3m 12.46% Reduced -308.8k -308,806
5 Presidio Capital Management, LLC 17.01% of their portfolio SAN DIEGO, CA 259,099259.1k $19.4m $19.4m 17.01% Reduced -12.6k -12,568
6 AXXCESS WEALTH MANAGEMENT, LLC 0.65% of their portfolio CARLSBAD, CA 256,903256.9k $19.2m $19.2m 0.65% Reduced -14.4k -14,397
7 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 203,575203.6k $15.2m $15.2m 0.01% Reduced -44.8k -44,790
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 201,940201.9k $15.1m $15.1m 0.00% Reduced -38.8k -38,759
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 185,121185.1k $13.8m $13.8m 0.00% Added +103.2k +103,209
10 TRAPHAGEN INVESTMENT ADVISORS LLC 1.59% of their portfolio ORADELL, NJ 167,374167.4k $12.5m $12.5m 1.59% New
11 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 165,582165.6k $12.4m $12.4m 0.02% Reduced -6.3k -6,307
12 Rothschild & Co Wealth Management UK Ltd 0.22% of their portfolio London, X0 164,770164.8k $12.3m $12.3m 0.22% Added +8.3k +8,292
13 UBS Group AG 0.01% of their portfolio ZURICH, V8 157,491157.5k $11.8m $11.8m 0.01% Added +96.0k +96,029
14 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 125,945125.9k $9.4m $9.4m 0.00% Added +8.0k +8,003
15 Ratio Wealth Group 2.15% of their portfolio DENVER, CO 114,558114.6k $8.6m $8.6m 2.15% Added +39.3k +39,265
16 HRT FINANCIAL LP 0.07% of their portfolio NEW YORK, NY 87,17187.2k $6.5m $6.5m 0.07% Added +84.4k +84,386
17 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 82,55482.6k $6.2m $6.2m 0.01% Reduced -7.8k -7,773
18 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 81,53481.5k $6.1m $6.1m 0.01% Added +34.8k +34,780
19 RAYMOND JAMES TRUST N.A. 0.16% of their portfolio ST. PETERSBURG, FL 70,08170.1k $5.2m $5.2m 0.16% Reduced -2.1k -2,088
20 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 66,91466.9k $5.0m $5.0m 0.02% Reduced -1.9k -1,864
21 Oxinas Partners, LLC 3.28% of their portfolio JEFFERSONVILLE, IN 59,01159.0k $4.4m $4.4m 3.28% Reduced -4.0k -4,011
22 MRA Advisory Group 3.08% of their portfolio PARSIPPANY, NJ 57,64557.6k $4.3m $4.3m 3.08% Added +5.8k +5,832
23 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 49,81549.8k $3.7m $3.7m 0.01% Added +10.1k +10,075
24 Frisch Financial Group, Inc. 1.42% of their portfolio MELVILLE, NY 46,77046.8k $3.5m $3.5m 1.42% Added +705 +705
25 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.34% of their portfolio CEDAR RAPIDS, IA 45,72845.7k $3.4m $3.4m 0.34% Added +2.3k +2,290
26 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 37,87637.9k $2.8m $2.8m 0.00% Reduced -535 -535
27 Wambolt & Associates, LLC 0.95% of their portfolio LITTLETON, CO 34,90234.9k $2.6m $2.6m 0.95% Reduced -4.5k -4,472
28 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 30,56130.6k $2.3m $2.3m 0.00% New
29 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 29,73429.7k $2.2m $2.2m 0.00% Added +23.8k +23,757
30 Mutual Advisors, LLC 0.08% of their portfolio OMAHA, NE 28,63328.6k $2.1m $2.1m 0.08% New
31 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 27,38227.4k $2.0m $2.0m 0.00% Reduced -1.1k -1,072
32 McKinley Carter Wealth Services, Inc. 0.16% of their portfolio WHEELING, WV 26,59926.6k $2.0m $2.0m 0.16% Reduced -163 -163
33 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 25,62725.6k $1.9m $1.9m 0.00% Added +11.0k +11,048
34 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 23,41123.4k $1.8m $1.8m 0.03% Reduced -145 -145
35 HB Wealth Management, LLC 0.03% of their portfolio Atlanta, GA 22,31922.3k $1.7m $1.7m 0.03% Reduced -780 -780
36 Coury Firm Asset Management LLC 2.65% of their portfolio PITTSBURGH, PA 22,15022.1k $1.7m $1.7m 2.65% New
37 Ameritas Advisory Services, LLC 0.08% of their portfolio Lincoln, NE 21,72921.7k $1.6m $1.6m 0.08% New
38 MBL Wealth, LLC 0.23% of their portfolio CHARLOTTE, NC 21,63921.6k $1.6m $1.6m 0.23% Added +3.0k +2,988
39 Bison Wealth, LLC 0.29% of their portfolio Atlanta, GA 19,72019.7k $1.5m $1.5m 0.29% Reduced -26 -26
40 Jackson Wealth Management, LLC 0.21% of their portfolio LAKE MARY, FL 19,57419.6k $1.5m $1.5m 0.21% Added +825 +825
41 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 19,52619.5k $1.5m $1.5m 0.01% New
42 WADDELL & ASSOCIATES, LLC 0.21% of their portfolio MEMPHIS, TN 19,34519.3k $1.4m $1.4m 0.21% Reduced -685 -685
43 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 19,15019.1k $1.4m $1.4m 0.01% Reduced -1.6k -1,567
44 ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 0.66% of their portfolio New Cumberland, PA 18,51318.5k $1.4m $1.4m 0.66% Reduced -44.2k -44,196
45 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 15,70215.7k $1.2m $1.2m 0.01% Reduced -62 -62
46 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 15,44515.4k $1.2m $1.2m 0.01% Reduced -300 -300
47 SeaCrest Wealth Management, LLC 0.15% of their portfolio PURCHASE, NY 15,21815.2k $1.1m $1.1m 0.15% Reduced -3.8k -3,801
48 White Pine Investment CO 0.40% of their portfolio LIVONIA, MI 15,12115.1k $1.1m $1.1m 0.40% Added +374 +374
49 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 14,58614.6k $1.1m $1.1m 0.02% Reduced -178 -178
50 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 14,26214.3k $1.1m $1.1m 0.00% Reduced -43 -43
51 COMERICA BANK 0.01% of their portfolio DALLAS, TX 13,67313.7k $1.0m $1.0m 0.01% New
52 RFG Advisory, LLC 0.04% of their portfolio BIRMINGHAM, AL 13,27813.3k $992.8k $992.8k 0.04% Reduced -376 -376
53 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 12,79012.8k $956.3k $956.3k 0.00% Reduced -13.0k -13,039
54 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 12,08012.1k $903.2k $903.2k 0.00% Added +6.9k +6,890
55 Archford Capital Strategies, LLC 0.18% of their portfolio SWANSEA, IL 11,76311.8k $879.5k $879.5k 0.18% Reduced -73 -73
56 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 11,12811.1k $832.0k $832.0k 0.01% Reduced -7.5k -7,463
57 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 11,08311.1k $828.7k $828.7k 0.01% Unchanged
58 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 11,08311.1k $828.7k $828.7k 0.01% Unchanged
59 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 10,80110.8k $807.6k $807.6k 0.00% Added +7.7k +7,702
60 Capital Market Strategies LLC 0.78% of their portfolio PALM BEACH GARDENS, FL 10,63610.6k $780.0k $780.0k 0.78% Added +50 +50
61 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 10,62510.6k $794.5k $794.5k 0.01% Added +174 +174
62 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 10,40610.4k $778.1k $778.1k 0.02% New
63 WARNER FINANCIAL, INC 0.51% of their portfolio BETHESDA, MD 10,26810.3k $768.0k $768.0k 0.51% Added +395 +395
64 Wealthcare Advisory Partners LLC 0.03% of their portfolio WEST CHESTER, PA 9,2949.3k $694.9k $694.9k 0.03% Reduced -221 -221
65 Mystic Asset Management, Inc. 0.39% of their portfolio Warwick, RI 9,1809.2k $686.4k $686.4k 0.39% Added +2.1k +2,080
66 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.00% of their portfolio TORONTO, A6 9,0009.0k $672.9k $672.9k 0.00% Unchanged
67 Stratos Wealth Advisors, LLC 0.04% of their portfolio BEACHWOOD, OH 7,8187.8k $584.6k $584.6k 0.04% New
68 Regal Investment Advisors LLC 0.05% of their portfolio KENTWOOD, MI 7,4107.4k $554.1k $554.1k 0.05% Reduced -9.8k -9,835
69 FSA WEALTH PARTNERS, INC. 0.27% of their portfolio Rockville, MD 7,2647.3k $543.1k $543.1k 0.27% Reduced -8.1k -8,051
70 Dynamic Advisor Solutions LLC 0.03% of their portfolio PHOENIX, AZ 7,1927.2k $537.7k $537.7k 0.03% Added +1.0k +1,021
71 Clear Creek Financial Management, LLC 0.09% of their portfolio SILVERDALE, WA 7,1227.1k $532.5k $532.5k 0.09% Reduced -103 -103
72 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 6,9757.0k $521.5k $521.5k 0.00% Unchanged
73 Focus Financial Network, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 6,8286.8k $510.6k $510.6k 0.03% Reduced -937 -937
74 Keel Point, LLC 0.07% of their portfolio HUNTSVILLE, AL 6,5446.5k $489.3k $489.3k 0.07% New
75 Gladstone Institutional Advisory LLC 0.03% of their portfolio Bedminster, NJ 6,4236.4k $480.3k $480.3k 0.03% New
76 3D/L Capital Management, LLC 0.15% of their portfolio Hartford, CT 6,3386.3k $474.0k $474.0k 0.15% New
77 First Heartland Consultants, Inc. 0.06% of their portfolio LAKE ST. LOUIS, MO 6,2826.3k $470.0k $470.0k 0.06% Added +3 +3
78 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 6,2386.2k $466.4k $466.4k 0.01% Reduced -12.9k -12,921
79 MTM Investment Management, LLC 0.23% of their portfolio SPARTANBURG, SC 6,1866.2k $462.5k $462.5k 0.23% Added +133 +133
80 Peak Planning Group, LLC 0.36% of their portfolio CENTENNIAL, CO 6,0656.1k $453.5k $453.5k 0.36% Added +24 +24
81 Main Street Financial Solutions, LLC 0.06% of their portfolio NEWTOWN, PA 5,6365.6k $421.4k $421.4k 0.06% Reduced -346 -346
82 Parallel Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 5,1265.1k $383.3k $383.3k 0.01% Unchanged
83 TILIA FIDUCIARY PARTNERS, INC. 0.39% of their portfolio WILMINGTON, NC 5,0165.0k $375.0k $375.0k 0.39% Reduced -143 -143
84 Waterloo Capital, L.P. 0.10% of their portfolio AUSTIN, TX 4,6934.7k $350.9k $350.9k 0.10% Reduced -322 -322
85 Venture Visionary Partners LLC 0.02% of their portfolio Sylvania, OH 4,6194.6k $345.4k $345.4k 0.02% New
86 Mill Creek Capital Advisors, LLC 0.01% of their portfolio Conshohocken, PA 4,5224.5k $338.1k $338.1k 0.01% Unchanged
87 Retirement Planning Co of New England, Inc. 0.19% of their portfolio Warwick, RI 4,5064.5k $336.9k $336.9k 0.19% Reduced -756 -756
88 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 4,3454.3k $324.9k $324.9k 0.02% New
89 Paulson Wealth Management Inc. 0.11% of their portfolio West Palm Beach, FL 4,2374.2k $316.8k $316.8k 0.11% Reduced -58 -58
90 Tradition Wealth Management, LLC 0.04% of their portfolio EDINA, MN 4,1614.2k $311.0k $311.0k 0.04% Added +1 +1
91 Element Wealth, LLC 0.21% of their portfolio RIDGELAND, MS 3,9664.0k $296.5k $296.5k 0.21% Unchanged
92 WOLVERINE TRADING, LLC 0.00% of their portfolio CHICAGO, IL 3,8113.8k $284.9k $284.9k 0.00% New
93 Monterey Private Wealth, Inc. 0.14% of their portfolio MONTEREY, CA 3,7023.7k $276.8k $276.8k 0.14% Added +82 +82
94 Gateway Advisory, LLC 0.06% of their portfolio WESTFIELD, NJ 3,6653.7k $274.0k $274.0k 0.06% Unchanged
95 BCS Wealth Management 0.11% of their portfolio JOHNSON CITY, TN 3,5483.5k $265.0k $265.0k 0.11% Reduced -429 -429
96 EVERGREEN CAPITAL MANAGEMENT LLC 0.01% of their portfolio Bellevue, WA 3,5423.5k $264.8k $264.8k 0.01% Unchanged
97 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 3,5263.5k $263.6k $263.6k 0.01% Added +1 +1
98 Integrated Advisors Network LLC 0.02% of their portfolio DALLAS, TX 3,5133.5k $262.7k $262.7k 0.02% Reduced -262 -262
99 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 3,4973.5k $261.5k $261.5k 0.00% New
100 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 3,4633.5k $258.9k $258.9k 0.00% Unchanged