Vault-13

DIREXION SHS ETF TR QQQE

NAS100 EQL WGT · ETP · CUSIP 25459Y207

131 institutional holders -5 vs Q1 2023
5,568,7495.6m shares reported held*
$428.5mreported value*
15 new 46 added 41 reduced 22 sold out net bought ≈ $107.0m (+1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($241.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $76.94. Options: 4 managers hold calls ($3.5m notional), 3 hold puts ($7.6m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 104Q4 22: 119Q1 23: 136Q2 23: 131131Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022104
Q4 2022119
Q1 2023136
Q2 2023131

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 61 bought or addedQ4 22: 42 cut or sold outQ4 22Q1 23: 77 bought or addedQ1 23: 39 cut or sold outQ1 23Q2 23: 61 bought or addedQ2 23: 63 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226142
Q1 20237739
Q2 20236163

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 22 calls: $2.2mQ3 22 puts: $831.0kQ3 22P/C 0.37Q4 22 calls: $491.5kQ4 22 puts: $580.9kQ4 22P/C 1.18Q1 23 calls: $1.0mQ1 23 puts: $4.8mQ1 23P/C 4.64Q2 23 calls: $3.5mQ2 23 puts: $7.6mQ2 23P/C 2.16
Numbers
QuarterCallsPutsP/C
Q3 2022$2.2m$831.0k0.37
Q4 2022$491.5k$580.9k1.18
Q1 2023$1.0m$4.8m4.64
Q2 2023$3.5m$7.6m2.16

Biggest buyers

RFP Financial Group LLC Added +681,736+681.7k
Berkshire Money Management, Inc. Added +274,210+274.2k
BNP PARIBAS FINANCIAL MARKETS New +200,000+200.0k
Heck Capital Advisors, LLC New +186,942+186.9k
BANK OF AMERICA CORP /DE/ Added +160,598+160.6k
HighTower Advisors, LLC Added +52,737+52.7k
MRA Advisory Group New +51,813+51.8k
ROYAL BANK OF CANADA Added +37,784+37.8k
LPL Financial LLC Added +37,039+37.0k
Cambridge Investment Research Advisors, Inc. Added +34,624+34.6k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -207,003-207.0k
ENVESTNET ASSET MANAGEMENT INC Reduced -68,270-68.3k
Cetera Advisors LLC Reduced -50,759-50.8k
Cetera Investment Advisers Sold out -39,283-39.3k
Sowell Financial Services LLC Sold out -32,519-32.5k
Ameritas Advisory Services, LLC Sold out -18,084-18.1k
JANE STREET GROUP, LLC Sold out -16,527-16.5k
CreativeOne Wealth, LLC Sold out -15,260-15.3k
Fulcrum Equity Management Sold out -15,034-15.0k
Janney Montgomery Scott LLC Reduced -14,459-14.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $3.2m41.0k shares
CITADEL ADVISORS LLC Added $338.7k4.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA New $0300 shares

Biggest puts

CITADEL ADVISORS LLC Added $5.6m72.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.9m25.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GOLDMAN SACHS GROUP INC 0.01% of their portfolio NEW YORK, NY 757,500757.5k $58.3m $58.3m 0.01% Reduced -207.0k -207,003
2 RFP Financial Group LLC 21.59% of their portfolio ATLANTA, GA 687,898687.9k $52.9m $52.9m 21.59% Added +681.7k +681,736
3 Berkshire Money Management, Inc. 4.66% of their portfolio DALTON, MA 418,880418.9k $32.2m $32.2m 4.66% Added +274.2k +274,210
4 Presidio Capital Management, LLC 16.75% of their portfolio SAN DIEGO, CA 271,667271.7k $20.9m $20.9m 16.75% Added +7.7k +7,737
5 AXXCESS WEALTH MANAGEMENT, LLC 1.51% of their portfolio CARLSBAD, CA 271,300271.3k $20.9m $20.9m 1.51% Added +8.2k +8,204
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 248,365248.4k $19.1m $19.1m 0.01% Added +37.0k +37,039
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 242,705242.7k $18.7m $18.7m 0.00% Added +15.8k +15,820
8 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 240,699240.7k $18.5m $18.5m 0.00% Added +160.6k +160,598
9 BNP PARIBAS FINANCIAL MARKETS 0.03% of their portfolio PARIS, I0 200,000200.0k $15.4m $15.4m 0.03% New
10 Heck Capital Advisors, LLC 2.48% of their portfolio Rhinelander, WI 186,942186.9k $14.4m $14.4m 2.48% New
11 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 171,889171.9k $13.2m $13.2m 0.03% Added +52.7k +52,737
12 Rothschild & Co Wealth Management UK Ltd 0.22% of their portfolio London, X0 156,478156.5k $12.0m $12.0m 0.22% Added +92 +92
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 117,942117.9k $9.1m $9.1m 0.00% Reduced -68.3k -68,270
14 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 90,32790.3k $7.0m $7.0m 0.01% Reduced -744 -744
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 81,91281.9k $6.3m $6.3m 0.00% Added +37.8k +37,784
16 Ratio Wealth Group 1.43% of their portfolio DENVER, CO 75,29375.3k $5.8m $5.8m 1.43% First filing
17 RAYMOND JAMES TRUST N.A. 0.16% of their portfolio ST. PETERSBURG, FL 72,16972.2k $5.6m $5.6m 0.16% Unchanged
18 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 68,77868.8k $5.3m $5.3m 0.02% Added +34.6k +34,624
19 Oxinas Partners, LLC 3.18% of their portfolio JEFFERSONVILLE, IN 63,02263.0k $4.9m $4.9m 3.18% Reduced -8.3k -8,327
20 ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 2.24% of their portfolio New Cumberland, PA 62,70962.7k $4.8m $4.8m 2.24% Added +5.4k +5,368
21 UBS Group AG 0.00% of their portfolio ZURICH, V8 61,46261.5k $4.7m $4.7m 0.00% Reduced -505 -505
22 MRA Advisory Group 2.74% of their portfolio PARSIPPANY, NJ 51,81351.8k $4.0m $4.0m 2.74% New
23 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 46,75446.8k $3.6m $3.6m 0.01% Added +9.5k +9,485
24 Frisch Financial Group, Inc. 1.70% of their portfolio MELVILLE, NY 46,06546.1k $3.5m $3.5m 1.70% Reduced -215 -215
25 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.33% of their portfolio CEDAR RAPIDS, IA 43,43843.4k $3.3m $3.3m 0.33% Added +7.7k +7,664
26 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 39,74039.7k $3.1m $3.1m 0.01% Added +8.5k +8,498
27 Wambolt & Associates, LLC 1.08% of their portfolio LITTLETON, CO 39,37439.4k $3.0m $3.0m 1.08% Reduced -210 -210
28 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 38,41138.4k $3.0m $3.0m 0.00% Added +17.0k +16,974
29 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 28,45428.5k $2.2m $2.2m 0.00% Added +22.5k +22,492
30 McKinley Carter Wealth Services, Inc. 0.15% of their portfolio WHEELING, WV 26,76226.8k $2.1m $2.1m 0.15% Added +12.7k +12,739
31 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 25,82925.8k $2.0m $2.0m 0.00% Added +13.6k +13,642
32 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 23,55623.6k $1.8m $1.8m 0.03% Reduced -50.8k -50,759
33 HB Wealth Management, LLC 0.03% of their portfolio Atlanta, GA 23,09923.1k $1.8m $1.8m 0.03% Reduced -1.4k -1,391
34 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 20,71720.7k $1.6m $1.6m 0.01% Reduced -14.5k -14,459
35 WADDELL & ASSOCIATES, LLC 0.23% of their portfolio MEMPHIS, TN 20,03020.0k $1.5m $1.5m 0.23% Reduced -84 -84
36 Bison Wealth, LLC 0.28% of their portfolio Atlanta, GA 19,74619.7k $1.5m $1.5m 0.28% Added +16.7k +16,686
37 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 19,15919.2k $1.5m $1.5m 0.03% Added +12.5k +12,523
38 SeaCrest Wealth Management, LLC 0.18% of their portfolio PURCHASE, NY 19,01919.0k $1.5m $1.5m 0.18% Added +10.5k +10,453
39 Jackson Wealth Management, LLC 0.21% of their portfolio LAKE MARY, FL 18,74918.7k $1.4m $1.4m 0.21% Reduced -720 -720
40 MBL Wealth, LLC 0.20% of their portfolio CHARLOTTE, NC 18,65118.7k $1.4m $1.4m 0.20% New
41 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 18,59118.6k $1.5m $1.5m 0.01% Added +9.2k +9,174
42 Regal Investment Advisors LLC 0.11% of their portfolio KENTWOOD, MI 17,24517.2k $1.3m $1.3m 0.11% Unchanged
43 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 15,76415.8k $1.2m $1.2m 0.01% New
44 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 15,74515.7k $1.2m $1.2m 0.02% Reduced -100 -100
45 FSA WEALTH PARTNERS, INC. 0.49% of their portfolio Rockville, MD 15,31515.3k $1.2m $1.2m 0.49% Reduced -2.3k -2,283
46 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 14,76414.8k $1.1m $1.1m 0.02% Added +7 +7
47 White Pine Investment CO 0.39% of their portfolio LIVONIA, MI 14,74714.7k $1.1m $1.1m 0.39% Reduced -268 -268
48 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 14,57914.6k $1.1m $1.1m 0.00% Added +271 +271
49 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 14,30514.3k $1.1m $1.1m 0.00% First filing
50 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 14,01014.0k $856.4k $856.4k 0.02% Added +7.2k +7,154
51 RFG Advisory, LLC 0.05% of their portfolio BIRMINGHAM, AL 13,65413.7k $1.1m $1.1m 0.05% Reduced -2.0k -2,024
52 Archford Capital Strategies, LLC 0.18% of their portfolio SWANSEA, IL 11,83611.8k $939.4k $939.4k 0.18% Reduced -88 -88
53 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 11,08311.1k $853.2k $853.2k 0.01% Reduced -206 -206
54 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 11,08311.1k $853.2k $853.2k 0.01% Reduced -206 -206
55 Capital Market Strategies LLC 0.75% of their portfolio PALM BEACH GARDENS, FL 10,58610.6k $814.9k $814.9k 0.75% Reduced -589 -589
56 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 10,45110.5k $804.5k $804.5k 0.01% Reduced -230 -230
57 WARNER FINANCIAL, INC 0.49% of their portfolio BETHESDA, MD 9,8739.9k $760.0k $760.0k 0.49% Added +492 +492
58 Wealthcare Advisory Partners LLC 0.03% of their portfolio WEST CHESTER, PA 9,5159.5k $732.5k $732.5k 0.03% Added +867 +867
59 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.00% of their portfolio TORONTO, A6 9,0009.0k $692.8k $692.8k 0.00% Unchanged
60 Laidlaw Wealth Management LLC 0.13% of their portfolio NEW YORK CITY, NY 8,9609.0k $689.7k $689.7k 0.13% Reduced -66 -66
61 Focus Financial Network, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 7,7657.8k $597.7k $597.7k 0.03% Reduced -143 -143
62 Clear Creek Financial Management, LLC 0.10% of their portfolio SILVERDALE, WA 7,2257.2k $556.2k $556.2k 0.10% Added +3.7k +3,676
63 Mystic Asset Management, Inc. 0.29% of their portfolio Warwick, RI 7,1007.1k $546.6k $546.6k 0.29% Reduced -1.9k -1,950
64 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 6,9757.0k $536.9k $536.9k 0.00% Unchanged
65 Prosperity Financial Group, Inc. 0.43% of their portfolio San Ramon, CA 6,4126.4k $493.6k $493.6k 0.43% New
66 First Heartland Consultants, Inc. 0.06% of their portfolio LAKE ST. LOUIS, MO 6,2796.3k $483.4k $483.4k 0.06% Added +3 +3
67 Dynamic Advisor Solutions LLC 0.02% of their portfolio PHOENIX, AZ 6,1716.2k $475.1k $475.1k 0.02% Reduced -401 -401
68 MTM Investment Management, LLC 0.23% of their portfolio SPARTANBURG, SC 6,0536.1k $466.0k $466.0k 0.23% New
69 Peak Planning Group, LLC 0.35% of their portfolio CENTENNIAL, CO 6,0416.0k $465.1k $465.1k 0.35% Added +13 +13
70 Main Street Financial Solutions, LLC 0.06% of their portfolio NEWTOWN, PA 5,9826.0k $460.5k $460.5k 0.06% Reduced -84 -84
71 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 5,9776.0k $460.1k $460.1k 0.00% Reduced -2.2k -2,152
72 Tranquility Partners, LLC 0.19% of their portfolio Brentwood, TN 5,7805.8k $444.9k $444.9k 0.19% Unchanged
73 Retirement Planning Co of New England, Inc. 0.23% of their portfolio Warwick, RI 5,2625.3k $405.0k $405.0k 0.23% Reduced -90 -90
74 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 5,1905.2k $399.5k $399.5k 0.00% New
75 TILIA FIDUCIARY PARTNERS, INC. 0.35% of their portfolio WILMINGTON, NC 5,1595.2k $397.1k $397.1k 0.35% Reduced -239 -239
76 Parallel Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 5,1265.1k $394.6k $394.6k 0.01% Reduced -65 -65
77 Waterloo Capital, L.P. 0.11% of their portfolio AUSTIN, TX 5,0155.0k $386.1k $386.1k 0.11% Reduced -28 -28
78 Mill Creek Capital Advisors, LLC 0.01% of their portfolio Conshohocken, PA 4,5224.5k $348.1k $348.1k 0.01% Unchanged
79 Paulson Wealth Management Inc. 0.11% of their portfolio West Palm Beach, FL 4,2954.3k $330.6k $330.6k 0.11% Reduced -278 -278
80 Tradition Wealth Management, LLC 0.04% of their portfolio EDINA, MN 4,1604.2k $320.0k $320.0k 0.04% Added +1 +1
81 BCS Wealth Management 0.22% of their portfolio JOHNSON CITY, TN 3,9774.0k $306.0k $306.0k 0.22% New
82 Element Wealth, LLC 0.21% of their portfolio RIDGELAND, MS 3,9664.0k $305.3k $305.3k 0.21% Unchanged
83 Integrated Advisors Network LLC 0.02% of their portfolio DALLAS, TX 3,7753.8k $290.6k $290.6k 0.02% Reduced -157 -157
84 Total Clarity Wealth Management, Inc. 0.14% of their portfolio ST. CHARLES, IL 3,7413.7k $288.0k $288.0k 0.14% Added +140 +140
85 Gateway Advisory, LLC 0.06% of their portfolio WESTFIELD, NJ 3,6653.7k $282.1k $282.1k 0.06% Reduced -164 -164
86 Monterey Private Wealth, Inc. 0.14% of their portfolio MONTEREY, CA 3,6203.6k $278.7k $278.7k 0.14% Added +7 +7
87 EVERGREEN CAPITAL MANAGEMENT LLC 0.01% of their portfolio Bellevue, WA 3,5423.5k $272.7k $272.7k 0.01% Unchanged
88 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 3,5253.5k $271.3k $271.3k 0.01% Reduced -209 -209
89 AJ WEALTH STRATEGIES, LLC 0.01% of their portfolio NEW YORK, NY 3,4973.5k $269.2k $269.2k 0.01% Reduced -1.1k -1,051
90 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 3,4633.5k $266.6k $266.6k 0.00% Reduced -10.8k -10,799
91 Aurora Private Wealth, Inc. 0.29% of their portfolio ROCKAWAY, NJ 3,3413.3k $257.0k $257.0k 0.29% Reduced -49 -49
92 HOWARD FINANCIAL SERVICES, LTD. 0.06% of their portfolio DALLAS, TX 3,2643.3k $251.2k $251.2k 0.06% Added +11 +11
93 Colonial Trust Co / SC 0.06% of their portfolio SPARTANBURG, SC 3,1813.2k $244.9k $244.9k 0.06% New
94 Vestmark Advisory Solutions, Inc. 0.01% of their portfolio Wakefield, MA 3,1413.1k $241.8k $241.8k 0.01% Added +194 +194
95 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 3,0993.1k $238.6k $238.6k 0.00% Reduced -13.3k -13,333
96 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 2,9032.9k $223.4k $223.4k 0.01% Added +5 +5
97 Diligent Investors, LLC 0.07% of their portfolio REDLANDS, CA 2,8912.9k $222.5k $222.5k 0.07% Added +2 +2
98 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 2,7852.8k $214.0k $214.0k 0.00% New
99 Galvin, Gaustad & Stein, LLC 0.02% of their portfolio Scottsdale, AZ 2,6352.6k $202.9k $202.9k 0.02% New
100 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,5181.5k $116.9k $116.9k 0.00% Added +744 +744