Vault-13

DIREXION SHS ETF TR SOXL

DLY SCOND 3XBU · ETP · CUSIP 25459W458

126 institutional holders +12 vs Q2 2024
8,896,8558.9m shares reported held*
$323.6mreported value*
31 new 53 added 19 reduced 19 sold out net bought ≈ $74.0m (+2.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $36.37. Options: 11 managers hold calls ($727.8m notional), 10 hold puts ($924.5m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 78Q4 22: 91Q1 23: 82Q2 23: 83Q3 23: 90Q4 23: 97Q1 24: 108Q2 24: 114Q3 24: 126126Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202278
Q4 202291
Q1 202382
Q2 202383
Q3 202390
Q4 202397
Q1 2024108
Q2 2024114
Q3 2024126

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 56 bought or addedQ4 22: 28 cut or sold outQ1 23: 42 bought or addedQ1 23: 45 cut or sold outQ1 23Q2 23: 31 bought or addedQ2 23: 47 cut or sold outQ3 23: 56 bought or addedQ3 23: 36 cut or sold outQ3 23Q4 23: 43 bought or addedQ4 23: 56 cut or sold outQ1 24: 56 bought or addedQ1 24: 58 cut or sold outQ1 24Q2 24: 47 bought or addedQ2 24: 59 cut or sold outQ3 24: 84 bought or addedQ3 24: 38 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225628
Q1 20234245
Q2 20233147
Q3 20235636
Q4 20234356
Q1 20245658
Q2 20244759
Q3 20248438

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250m$500m$750m$1bnQ4 23 calls: $432.3mQ4 23 puts: $425.4mQ4 23P/C 0.98Q1 24 calls: $664.1mQ1 24 puts: $620.3mQ1 24P/C 0.93Q2 24 calls: $696.5mQ2 24 puts: $846.2mQ2 24P/C 1.22Q3 24 calls: $727.8mQ3 24 puts: $924.5mQ3 24P/C 1.27
Numbers
QuarterCallsPutsP/C
Q4 2023$432.3m$425.4m0.98
Q1 2024$664.1m$620.3m0.93
Q2 2024$696.5m$846.2m1.22
Q3 2024$727.8m$924.5m1.27

Biggest buyers

MORGAN STANLEY Added +1,032,341+1.0m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +1,017,552+1.0m
SIMPLEX TRADING, LLC Added +691,876+691.9k
TB Alternative Assets Ltd. New +480,945+480.9k
GTS SECURITIES LLC Added +249,165+249.2k
CloudAlpha Capital Management Limited/Hong Kong Added +205,910+205.9k
GOLDMAN SACHS GROUP INC Added +109,649+109.6k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC New +103,078+103.1k
Taika Capital, LP New +102,650+102.7k
Howard Capital Management, LLC New +99,000+99.0k

Biggest sellers

JANE STREET GROUP, LLC Reduced -1,782,170-1.8m
HRT FINANCIAL LP Sold out -481,508-481.5k
IMC-Chicago, LLC Reduced -161,063-161.1k
Virtu Financial LLC Sold out -140,174-140.2k
Tower Research Capital LLC (TRC) Reduced -72,957-73.0k
Jump Financial, LLC Sold out -71,407-71.4k
Marex Group Ltd Reduced -27,402-27.4k
Edgestream Partners, L.P. Sold out -17,940-17.9k
Qube Research & Technologies Ltd Reduced -15,606-15.6k
SG Americas Securities, LLC Reduced -12,264-12.3k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $305.5m8.3m shares
CITADEL ADVISORS LLC Added $227.9m6.2m shares
JANE STREET GROUP, LLC New $68.8m1.9m shares
WOLVERINE TRADING, LLC Added $38.2m1.0m shares
Traynor Capital Management, Inc. Added $32.4m883.6k shares
Parallax Volatility Advisers, L.P. Added $26.1m710.6k shares
GTS SECURITIES LLC Reduced $23.0m627.8k shares
LMR Partners LLP Reduced $3.7m100.0k shares
Walleye Trading LLC New $1.1m28.7k shares
HAP Trading, LLC Added $935.4k183.2k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $338.9m9.2m shares
JANE STREET GROUP, LLC Added $209.8m5.7m shares
CITADEL ADVISORS LLC Reduced $176.7m4.8m shares
IMC-Chicago, LLC Added $84.6m2.3m shares
Parallax Volatility Advisers, L.P. Added $45.6m1.2m shares
GTS SECURITIES LLC Added $38.7m1.1m shares
WOLVERINE TRADING, LLC Added $24.2m641.7k shares
Walleye Trading LLC Added $5.7m155.1k shares
HAP Trading, LLC Reduced $272.6k55.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,292,3771.3m $47.4m $47.4m 0.00% Added +1.0m +1,032,341
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.07% of their portfolio BALA CYNWYD, PA 1,092,8841.1m $40.1m $40.1m 0.07% Added +1.0m +1,017,552
3 JANE STREET GROUP, LLC 0.06% of their portfolio NEW YORK, NY 963,994964.0k $35.4m $35.4m 0.06% Reduced -1.8m -1,782,170
4 SIMPLEX TRADING, LLC 0.95% of their portfolio CHICAGO, IL 764,731764.7k $28.1m $28.1m 0.95% Added +691.9k +691,876
5 Traynor Capital Management, Inc. 1.96% of their portfolio MALVERN, PA 657,254657.3k $24.1m $24.1m 1.96% Reduced -967 -967
6 TB Alternative Assets Ltd. 4.19% of their portfolio HONG KONG, K3 480,945480.9k $17.6m $17.6m 4.19% New
7 CloudAlpha Capital Management Limited/Hong Kong 1.96% of their portfolio HONG KONG, K3 383,010383.0k $14.0m $14.0m 1.96% Added +205.9k +205,910
8 GTS SECURITIES LLC 0.26% of their portfolio NEW YORK, NY 352,584352.6k $12.9m $12.9m 0.26% Added +249.2k +249,165
9 IMC-Chicago, LLC 0.30% of their portfolio CHICAGO, IL 285,087285.1k $10.5m $10.5m 0.30% Reduced -161.1k -161,063
10 Westwood Wealth Management 3.69% of their portfolio Los Angeles, CA 256,720256.7k $9.4m $9.4m 3.69% Added +29.8k +29,750
11 WOLVERINE TRADING, LLC 0.19% of their portfolio CHICAGO, IL 195,621195.6k $7.4m $7.4m 0.19% Added +79.7k +79,706
12 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 160,351160.4k $5.9m $5.9m 0.00% Added +109.6k +109,649
13 FLOW TRADERS U.S. LLC 0.20% of their portfolio NEW YORK, NY 106,628106.6k $3.9m $3.9m 0.20% Added +25.1k +25,079
14 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 103,078103.1k $2.8k $2.8k 0.01% New
15 Taika Capital, LP 2.84% of their portfolio SUNNY ISLES BEACH, FL 102,650102.7k $3.8m $3.8m 2.84% New
16 Howard Capital Management, LLC 0.06% of their portfolio Alpharetta, GA 99,00099.0k $3.6m $3.6m 0.06% New
17 Parallax Volatility Advisers, L.P. 0.09% of their portfolio San Francisco, CA 92,97093.0k $3.4m $3.4m 0.09% Added +63.5k +63,483
18 Walleye Trading LLC 0.08% of their portfolio NEW YORK, NY 85,17985.2k $3.1m $3.1m 0.08% Added +83.4k +83,364
19 Cercano Management LLC 0.07% of their portfolio BELLEVUE, WA 80,68980.7k $3.0m $3.0m 0.07% New
20 Squarepoint Ops LLC 0.01% of their portfolio NEW YORK, NY 77,38877.4k $2.8m $2.8m 0.01% Added +21.9k +21,942
21 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 71,49071.5k $2.6m $2.6m 0.00% Added +26.1k +26,140
22 TOTH FINANCIAL ADVISORY CORP 0.25% of their portfolio LEESBURG, VA 57,92957.9k $2.1m $2.1m 0.25% Reduced -6.0k -5,973
23 UBS Group AG 0.00% of their portfolio ZURICH, V8 56,26256.3k $2.1m $2.1m 0.00% Added +53.3k +53,306
24 THAMES CAPITAL MANAGEMENT LLC 0.63% of their portfolio Roseland, NJ 55,35455.4k $2.0m $2.0m 0.63% New
25 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 54,26354.3k $2.0m $2.0m 0.00% Added +39.9k +39,877
26 TWO SIGMA SECURITIES, LLC 0.15% of their portfolio NEW YORK, NY 52,95153.0k $1.9m $1.9m 0.15% Added +12.6k +12,589
27 Merit Financial Group, LLC 0.04% of their portfolio ALPHARETTA, GA 51,50051.5k $1.9m $1.9m 0.04% New
28 CANTOR FITZGERALD, L. P. 0.16% of their portfolio NEW YORK, NY 47,71847.7k $1.8m $1.8m 0.16% Added +10.8k +10,764
29 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 43,11143.1k $1.6m $1.6m 0.00% Added +2.8k +2,800
30 Snowden Capital Advisors LLC 0.04% of their portfolio New York, NY 38,69038.7k $1.4m $1.4m 0.04% Added +5.6k +5,625
31 HOEY INVESTMENTS, INC 0.40% of their portfolio COATESVILLE, PA 38,00038.0k $2.1m $2.1m 0.40% Unchanged
32 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 33,34333.3k $1.2m $1.2m 0.00% Reduced -8.3k -8,320
33 Morse Asset Management, Inc 0.24% of their portfolio DARIEN, CT 30,54230.5k $1.1m $1.1m 0.24% Added +14.3k +14,317
34 EP Wealth Advisors, LLC 0.01% of their portfolio TORRANCE, CA 29,37629.4k $1.1m $1.1m 0.01% Unchanged
35 CAMPBELL CAPITAL MANAGEMENT INC 0.42% of their portfolio MIAMI, FL 29,00029.0k $1.1m $1.1m 0.42% New
36 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 27,01227.0k $991.0k $991.0k 0.00% Reduced -12.3k -12,264
37 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 26,30026.3k $964.7k $964.7k 0.00% Added +2.0k +1,995
38 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 25,70025.7k $942.7k $942.7k 0.00% New
39 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 24,42124.4k $895.8k $895.8k 0.00% Added +8.9k +8,890
40 X-Square Capital, LLC 0.30% of their portfolio GUAYNABO, PR 18,92618.9k $694.0k $694.0k 0.30% New
41 Marex Group Ltd 0.02% of their portfolio London, X0 18,28318.3k $670.6k $670.6k 0.02% Reduced -27.4k -27,402
42 HAP Trading, LLC 0.30% of their portfolio NEW YORK, NY 15,96816.0k $585.7k $585.7k 0.30% New
43 Belvedere Trading LLC 0.03% of their portfolio CHICAGO, IL 15,89815.9k $583.1k $583.1k 0.03% New
44 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 15,72015.7k $576.6k $576.6k 0.00% Unchanged
45 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 15,08315.1k $553.2k $553.2k 0.01% Reduced -73.0k -72,957
46 AVAII WEALTH MANAGEMENT, LLC 0.27% of their portfolio APPLETON, WI 14,32714.3k $525.5k $525.5k 0.27% New
47 Stratos Wealth Advisors, LLC 0.02% of their portfolio BEACHWOOD, OH 13,89513.9k $509.7k $509.7k 0.02% Added +2.9k +2,902
48 Archford Capital Strategies, LLC 0.08% of their portfolio SWANSEA, IL 13,61613.6k $555.8k $555.8k 0.08% Added +2.9k +2,868
49 StoneCrest Wealth Management, Inc. 0.34% of their portfolio CHANDLER, AZ 12,78812.8k $469.1k $469.1k 0.34% Reduced -814 -814
50 Intrepid Financial Planning Group LLC 0.18% of their portfolio CARMEL, IN 11,50311.5k $421.9k $421.9k 0.18% Unchanged
51 HB Wealth Management, LLC 0.00% of their portfolio Atlanta, GA 11,24911.2k $412.6k $412.6k 0.00% Unchanged
52 Rollins Financial Advisors, LLC 0.07% of their portfolio ATLANTA, GA 10,71910.7k $393.2k $393.2k 0.07% Reduced -4.3k -4,307
53 RWA WEALTH PARTNERS, LLC 0.00% of their portfolio BOSTON, MA 10,36510.4k $380.2k $380.2k 0.00% Unchanged
54 Meridian Wealth Management, LLC 0.02% of their portfolio LEXINGTON, KY 10,12010.1k $371.2k $371.2k 0.02% Added +236 +236
55 Mariner, LLC 0.00% of their portfolio Overland Park, KS 9,8729.9k $362.1k $362.1k 0.00% Reduced -5.3k -5,350
56 LM Advisors LLC 0.07% of their portfolio SAN DIEGO, CA 9,8009.8k $359.0k $359.0k 0.07% Added +5.3k +5,300
57 BURNEY CO/ 0.01% of their portfolio RESTON, VA 9,6439.6k $353.7k $353.7k 0.01% Unchanged
58 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 9,5839.6k $360.9k $360.9k 0.00% Added +2.7k +2,657
59 VERUS CAPITAL PARTNERS, LLC 0.03% of their portfolio SCOTTSDALE, AZ 9,3739.4k $343.8k $343.8k 0.03% Added +2.3k +2,285
60 Headlands Technologies LLC 0.04% of their portfolio CHICAGO, IL 9,2349.2k $338.7k $338.7k 0.04% New
61 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 9,1189.1k $335.0k $335.0k 0.00% Added +3.9k +3,863
62 Visionary Wealth Advisors 0.02% of their portfolio O'FALLON, IL 9,0209.0k $330.9k $330.9k 0.02% Added +4.9k +4,886
63 GR FINANCIAL GROUP, LLC 0.05% of their portfolio TUCSON, AZ 8,3638.4k $306.8k $306.8k 0.05% Added +23 +23
64 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 8,3178.3k $284.8k $284.8k 0.00% Added +4.0k +4,029
65 Prime Capital Investment Advisors, LLC 0.00% of their portfolio OVERLAND PARK, KS 8,2448.2k $302.4k $302.4k 0.00% Added +1.0k +1,018
66 Larson Financial Group LLC 0.02% of their portfolio ST LOUIS, MO 8,1758.2k $299.9k $299.9k 0.02% Added +8.1k +8,110
67 Retirement Planning Co of New England, Inc. 0.15% of their portfolio Warwick, RI 8,1508.2k $298.9k $298.9k 0.15% Added +1.2k +1,200
68 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 8,1328.1k $298.3k $298.3k 0.01% Unchanged
69 Activest Wealth Management 0.09% of their portfolio AVENTURA, FL 7,8147.8k $286.6k $286.6k 0.09% Added +7.8k +7,764
70 SEAVIEW INVESTMENT MANAGERS LLC 0.08% of their portfolio MIAMI, FL 7,5577.6k $277.2k $277.2k 0.08% New
71 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 7,3317.3k $268.9k $268.9k 0.00% New
72 Strategic Blueprint, LLC 0.02% of their portfolio ATLANTA, GA 7,3297.3k $268.8k $268.8k 0.02% Added +2.0k +2,050
73 TAP Consulting, LLC 0.05% of their portfolio KIRKWOOD, MO 6,4136.4k $235.2k $235.2k 0.05% Reduced -173 -173
74 KG Capital Management 0.07% of their portfolio ST. FRANCISVILLE, LA 6,2806.3k $230.3k $230.3k 0.07% New
75 Global Assets Advisory, LLC 0.11% of their portfolio ORLANDO, FL 6,1546.2k $208.2k $208.2k 0.11% New
76 Rathbones Group PLC 0.00% of their portfolio Liverpool, X0 6,0006.0k $220.1k $220.1k 0.00% Unchanged
77 HUB Investment Partners, LLC 0.01% of their portfolio AUSTIN, TX 6,0006.0k $220.1k $220.1k 0.01% New
78 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 5,8885.9k $216.0k $216.0k 0.00% New
79 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 5,7125.7k $209.5k $209.5k 0.00% Unchanged
80 Beacon Capital Management, LLC 0.03% of their portfolio FRANKLIN, TN 5,3405.3k $195.9k $195.9k 0.03% Unchanged
81 Coppell Advisory Solutions LLC 0.03% of their portfolio COPPELL, TX 5,0985.1k $192.0k $192.0k 0.03% Unchanged
82 SHUFRO ROSE & CO LLC 0.02% of their portfolio NEW YORK, NY 5,0005.0k $276.8k $276.8k 0.02% Unchanged
83 VitalStone Financial, LLC 0.10% of their portfolio SHAVANO PARK, TX 3,9393.9k $144.5k $144.5k 0.10% Reduced -5.4k -5,382
84 Crewe Advisors LLC 0.02% of their portfolio SALT LAKE CITY, UT 3,8303.8k $140.5k $140.5k 0.02% Unchanged
85 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 3,6123.6k $132.5k $132.5k 0.00% Reduced -690 -690
86 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 3,4183.4k $125.4k $125.4k 0.00% New
87 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 3,4013.4k $124.7k $124.7k 0.00% Reduced -15.6k -15,606
88 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 2,9683.0k $108.9k $108.9k 0.00% Added +3.0k +2,963
89 Bogart Wealth, LLC 0.01% of their portfolio MCLEAN, VA 2,9002.9k $106.4k $106.4k 0.01% New
90 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 2,4862.5k $91.2k $91.2k 0.00% Added +296 +296
91 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,1502.1k $78.9k $78.9k 0.00% Added +1.9k +1,900
92 Quent Capital, LLC 0.01% of their portfolio NEW YORK, NY 2,0302.0k $74.5k $74.5k 0.01% Unchanged
93 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 2,0002.0k $73.4k $73.4k 0.00% Added +300 +300
94 BARRETT & COMPANY, INC. 0.03% of their portfolio PROVIDENCE, RI 1,9622.0k $72.0k $72.0k 0.03% Added +6 +6
95 PayPay Securities Corp 6.09% of their portfolio TOKYO, M0 1,8661.9k $68.4k $68.4k 6.09% Added +180 +180
96 Covestor Ltd 0.04% of their portfolio LONDON, X0 1,7661.8k $65.0k $65.0k 0.04% Added +889 +889
97 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 1,3351.3k $49.0k $49.0k 0.00% Added +830 +830
98 Westend Capital Management, LLC 0.02% of their portfolio SAUSALITO, CA 1,2911.3k $47.4k $47.4k 0.02% Unchanged
99 Anchor Investment Management, LLC 0.00% of their portfolio COLUMBIA, SC 1,2851.3k $47.1k $47.1k 0.00% Added +585 +585
100 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 869869 $31.9k $31.9k 0.00% Added +253 +253